The Elements of Jazz
Barry Ulanov
Chapter 4
of Barry Ulanov, The Handbook of Jazz, Viking Press, 1957, 65-74.
“Much of
the time jazz musicians have sought and obtained an unashamed aphro-disiac
effect; they have also worshiped in their music, variously devout before
the one God and the unnamed gods. Like poets and painters, they are of
all faiths, their doc-trines are many; but they are united in one
conviction, that they have found a creative form for themselves, for their
time, for their place.”
—Barry
Ulanov
The definition of jazz
has always been surrounded with mystery. Some of those who write or talk
about it, even a few who play it, have deliberately insisted upon the
enigmatic nature of jazz and have refused even to examine the possibility
of analysis. Others, after examining the music in some detail, have
confessed themselves baffled by elements so difficult to define and have
insisted that there was something beyond the merely melodic or harmonic or
rhythmic that simply was not susceptible of verbal definition. The strong
impression remains, after an examination of both approaches to jazz, that
in its essential nature there is a mystery unlike that of any other art.
Just how true is this?
Is it any more true of jazz than it is of music in general, or painting
or sculpture or poetry? Is it possible really to define with any
certainty the substance, the essence, of any art? Is the definition not,
rather, in the doing? Do we not really identify poetry by the performance
of poets and thus content ourselves that we can recognize the phenomenon
even if we cannot altogether effectively define it? And should we not
really be at ease with a comparatively simple phenomenological definition
of jazz?
To the extent that a
series of questions, no matter how rhetorical, suggests mystery, then a
mystery jazz will remain after this chapter has been read. But if one is
sensitive to the forms of any art and the content thus expressed, one may
find satisfaction here in a brief examination of the phenomena of jazz-the
defining phenomena which produce in some the phenomenon we call jazz.
Jazz obviously is a
form of Western music. For all the efforts of some to root it elsewhere,
it clearly finds its background, materials, and habits of being and
becoming in the European melodic, harmonic, and rhythmic traditions. If
one listens to jazz, one must surely recognize that it is diatonic: that
is, its melodies and harmonies are, like the rest of Western music, based
upon whole tones and half tones arranged in octaves. For an understanding
of what distinguishes the melodic and harmonic substance of jazz, one must
go to the origins and development of Western music; the relationships that
distinguish our tonalities from those of the East are no more particular
to jazz than they are to the music of Beethoven or Victor Herbert, John
Philip Sousa or Johann Sebastian Bach.
Jazz has made some
alterations in the melodic traditions of the West. It sometimes seems to
approach the subtleties of pitch, the quarter tones and microtones of
Eastern music and some Western imitations of it, in its motion toward or
away from a particular note. These inflections are unmistakably clear in
singing such as Billie Holiday’s and in the performance by Johnny Hodges
or Rex Stewart on such instruments as the saxophone and the trumpet where
one can scoop pitch, bend a note, sail into or away from a particular tone
from above or below it. There has always been in jazz, too, a
restlessness with the key concept, as the blues indicates in its
acceptance all at once of the flatted third and seventh, which are the
blue notes of the scale, and the natural inflections of those notes as
notes in the same key. This, of course, is not strictly speaking a jazz
phenomenon; a large-scale development away from fixed tonality has marked
the work of many in European music in our time, from Debussy’s first
whole-tone writing through the polytonal composers to the twelve-tone
school of
Schönberg and Webern and Berg and their descendants and disciples.
Harmonically jazz has
moved in a remarkably short timeless than half a century-from the simplest
sort of chord structure to the most complex. It has achieved its present
harmonic breadth through augmenting and diminishing and inversion, through
alterations of a serious kind and of the most frivolous-the merely
ornamental. Jazz harmonies have in recent years reached the point where
little that can be achieved in the superimposition of sound upon sound is
foreign to jazz.
It is significant that
the brief history of jazz in this century is characterized by a parabolic
descent and ascent in which the music has first been emphatically melodic
and horizontal, then harmonic and vertical, then once again emphatically
horizontal. It has matched, in this not always graceful are, the recent
history of classical music, coming finally to something like a rest in our
own time in long melodic lines in which music of an additive nature,
played with a most captivating forward motion, has been the concern of the
most advanced and influential jazzmen.
Structurally jazz has
suffered over the years from the most symmetrical of concepts. It has
been restricted, again as so much other Western music has, to multiples of
two and four and eight, to conventionally balanced melodic statements in
which a monotonous parade of figurations of two and four and occasionally
eight measures has made its way into the boxlike twelve-bar or sixteen-bar
or thirty-two-bar choruses of popular music. The limitation has been the
limitation of popular music with its assiduous concern for the true and
tried, its standards those of the box office, fixed firmly in the
hackneyed and the obvious. Today there are signs of a reorganization of
form, a considerable revolt against these restrictions, in the work of
such musicians as Lennie Tristano and Charlie Mingus, Teddy Charles,
George Russell, and the Sandoles, of Jimmy Giuffre and Teo Macero. One
can look forward to a time when jazz will not be limited by empty
symmetries and foolish orthodoxies of chorus length or fixed chord
structure.
The need has been to
hold on to certain defining limits, those which made collective
improvisation possible. This has accounted for the dependence upon tunes
and chords borrowed from popular music, the tidy little figures, the
clearly defined choruses. Thus, in a simpler era, was it possible for
musicians to get together and to stay together in performances spontaneous
in certain respects at least, no matter how restricted in others.
In all this, that
musical element with which the jazz musician identified himself most
characteristically was the rhythm. In spite of the fact that he played,
almost always in four-four time, a music that was for many years
relentlessly syncopated—in spite of every sort of rhythmic
circumscription, jazz made rhythmic progress, for these boundaries did not
and do not really enclose jazz rhythm. This is where the mystery occurs,
turning jazz away from the familiar and the obvious, giving new textures
and shapes to the music to fit all the different kinds of personality that
have found expression in it.
Even when it has been
most monotonous, its syncopated periods falling into the most even rows of
weak and strong beats, it has been impossible accurately to notate jazz
rhythm. Here, in exhilarating variations of the most subtle kind, shifts
of emphasis gave even the familiar dotted eighth and sixteenth notes of an
earlier jazz a pleasing tension. Here the vitality of jazz asserted
itself. This is the pulse, this is the drive; this is the reason why
almost nothing in jazz compliments a musician so much as the adjective
“swinging.”
It is really impossible
to reduce this mystery to note-paper description. It is generally true,
as Willi Appel says in the Harvard Dictionary of Music, that “It
would be a hopeless task to search for a definition of rhythm which would
prove acceptable even to a small minority of musicians and writers on
music.” How much more difficult to define rhythm in jazz, where words and
notes fail to do more than faintly suggest meanings and procedures. And
each year the task grows more difficult because the rhythms become more
complicated. Though four quarter-notes to the bar remains its common
time, jazz looks beyond this nowadays to more complicated rhythms, to
setting time against time in a counterpoint of rhythms, even to the sort
of measureless beat which has an unmistakable pulse but cannot be reduced
to a lowest common denominator.
Happily, for all the
difficulties involved in running to earth jazz rhythms or any of the other
formal elements of the music, one can say enough about it to make some
sort of assessment of its nature possible. One can begin with the sort of
definition I offered in my History of Jazz some years ago:
. . . it is a new music of a certain distinct rhythmic and melodic
character, one that constantly involves improvisation—of a minor sort in
adjusting accents and phrases of the tune at hand, of a major sort in
creating music extemporaneously, on the spot. In the course of creating
jazz, a melody or its underlying chords may be altered. The rhythmic
valuations of notes may be lengthened or shortened according to a regular
scheme, syncopated or not, or there may be no consistent pattern of
rhythmic variations so long as a steady beat remains implicit or explicit.
The beat is usually four quarter-notes to the bar, serving as a solid
rhythmic base for the improvisation of soloists or groups playing eight or
twelve measures, or some multiple or dividend thereof.
These things are the means. The ends are the ends of all art, the
expression of the universal and the particular, the specific and the
indirect and the intangible. In its short history, jazz has generally
been restricted to short forms and it has often been directed toward the
ephemeral and the trivial, but so too has it looked toward the lasting
perception and the meaningful conclusion. Much of the time jazz musicians
have sought and obtained an unashamed aphrodisiac effect; they have also
worshiped in their music, variously devout before the one God and the
unnamed gods. Like poets and painters, they are of all faiths, their
doctrines are many; but they are united in one conviction, that they have
found a creative form for themselves, for their time, for their place.
From this preliminary
definition one can go on to a summation of form and content in jazz. These
materials do group themselves into something like a recognizable pattern,
making up what seems to me a satisfactory five-fold description, if not
definition, of jazz.
Improvisation
Nothing can be said to
be jazz that is not in some way spontaneous, that is not in some manner
improvised. It may be as little as on-the-spot manipulations of note
valuation, changes of rhythmic emphasis, the faintest distortions of tone,
the lightest tints or shades of color added or subtracted. It may be an
entirely improvised performance, in which well-known tunes are developed
in the traditional form we call “variations upon a theme.” It may involve
an entire alteration of the chord structure of a tune or the creation on
the spot of a progression, of a new tune, or of no recognizable tune at
all. It may be made up of great cadenza swoops or brief sweeps away from
fixed time or tune or tone. As long as some element of the extemporaneous
is involved, this central part of jazz, the core of the music, will have
been preserved.
The Beat
The faith of the jazz
musician of whatever school or musical conviction remains the beat: it
don’t mean a thing if it ain’t got that swing. This is the propelling
force that drives a solo forward, that makes one man’s work contagious to
another and moves everybody equally to that collective tension that
produces rhythmic excitement and fresh improvisation. With the beat,
continuity is effected in jazz. The rhythm section may be restricted to a
monotonous “chunk-chunk” or “chug-chug,” “plunk-plunk” or “plink-plank,”
or it may be free to develop its own melodic lines as it goes; the beat
may be weak, strong, weak, strong, or vice versa, or the resolute one,
one, one, one of bop. The beat may be packed into finite squares or
strung forward in what seems like an infinite series reaching far beyond
the actual limits of the performance. Those who play jazz and those who
follow it closely as listeners will recognize it when it occurs; they all
know that without the beat, without this pulse, music cannot be called
jazz.
Color
Jazz is no longer
dependent upon the trumpet and trombone growls effected by mutes or
plumber’s plungers, or both; it no longer needs the glissandos of
clarinets and scoops of saxophones to produce its identifying colors. But
that freedom with which musicians like Louis Armstrong and Duke
Ellington’s brassmen duplicated almost any sound still exists in jazz.
The colors are more subtle now, expressed through more legitimate
employment of reed instruments that do not vibrate half so much as they
once did, by brass instruments much cooler in tone than they used to be in
jazz, by a flock of instruments new to jazz-flute and English horn and
oboe, bassoon and French horn and tuba—and by the organ, piped or pushed
by electrons, and all the string instruments. The distortions of
conventional playing procedures are fewer today, but color remains vital
to jazz, for it is in the twist or turn in the blowing or fingering of an
instrument, the extension or the cutting short of a note, the gasp or
grasp at a sound that nobody has ever heard before in any music, that
jazzmen can express all those states of being, subtle or obvious, with
which their music has thus far been concerned, can express them as
composer or arranger or improvising instrumentalist, or as that eighth
wonder of the world who is all three.
Enthusiasm
This is another basic
ingredient. The enthusiasm of a jazz musician is like that of a Southern
political stump speaker, with much of the folklore, the secret store of
information, the built-in argot of the down-home character talking up his
work, his worries, and his sources of good cheer. This is not the
artificial enthusiasm engendered by a stimulant, but the real thing
elicited by the materia prima—jazz, jazz cool, or jazz lukewarm.
In their music, as in their speech, jazz musicians continually take
busman’s holidays: they talk shop. They talk in their music, very much of
the time, about their music. For many of them there is nothing else to
talk about. After all, these men are still among the first generations
working at the construction of an art form. This is something new and
something good taking shape right before their eyes and ears. One can
understand their being enthusiastic; one can better understand their music
as a result of their contagious enthusiasm.
Irony
Most of the time jazz
musicians have had to work in the dark, in the slums, underprivileged or
underrated, little appreciated or downright contemned. Such an atmosphere
builds suspicion, hostility, or at the very least a kind of bad- or
good-humored irony. Fortunately for us, it is good-humored in modern
jazz, as it has been most of the time in jazz from the very beginning. It
is a little bitter at the edges occasionally, like an ancient brandy of
great good taste, but it is essentially sweet and full-bodied humor.
Everything in the history of jazz bespeaks a healthy skepticism, a
brilliant irony expressed in parody and caricature, in a splendid refusal
to take seriously the sentimental extravagances of popular songs, of
popular culture. One can point, for example, to the performances of the
late Fats Waller, who regularly stuck out his not inconsiderable tongue at
every sticky bit of nonsense that came his way. The present-day ironists
dig away a little more subtly at the foolishness of the popular music and
related culture of their day-a little more subtly than their predecessors
but no less cuttingly. If one joins to this sort of ridicule and mockery
the stoicism of Bessie Smith and the early blues singers, talking and
singing about catastrophe, then one may be able to point to the most
significant sort of content in jazz. This irony, this stoicism, fights
pretense, takes pompousness down a couple of pegs, and usually manages to
remain entertaining, engaging. No matter how hard it is to identify in a
musical performance, it is an essential part of jazz, perhaps the very
substance upon which the music and our interest in it survive.