From The Harvard Theological Review, Vol. 12, No. 1 (Jan. 1919),
84-112. “Liberty, in this [Acton’s] sense, is not a means of attaining a
better political system; it is in itself the highest end of all
political effort.”
Lord Acton’s Philosophy
of History
Crane
Brinton
“I have never had any contemporaries,”
said Lord Acton toward the close of his life; and, in the main, he was
right. His broad cosmopolitanism made him impatient of English
insularity. His belief in the necessity of freedom of conscience
alienated him, in spirit if not in form, from the church of his birth.
His insistence upon the absolute validity of the moral law as the final
measure of all things isolated him in the midst of a century which seemed
largely to have concluded that morality and success are synonymous.
Certain it is that his own age did not estimate him over highly. At his
death in 1902 there were not a few who asserted that for all his depth of
erudition, Acton had contributed nothing to the sum of human knowledge.
He had been an omnivorous reader and possessed a greater knowledge of the
sources of modern history than any other man of his day.
Yet all this store of learning had been
of no avail to the world, for Acton had written nothing. At his death, a
lecture in English, a letter in German, were all that represented Acton on
the shelves of the library of his own university, Cambridge. Even today,
after his lectures, his letters, and his periodical writings have been
collected and edited, his output remains small: two volumes of lectures,
three of letters, two of historical essays contributed to the reviews of
his time. Yet in spite of the scantiness of his written work, Acton must
be numbered among the great historians of the last century. Greatness is
not susceptible to quantitative analysis. A historian’s influence is not
to be measured by the number of volumes in octavo he brings forth.
Acton’s few pages are sufficient to define his attitude toward history.
His life shows how intimate for him was the bond between a knowledge of
the past and a reasoned course of conduct in the present. What is
important for the world in Acton is not the extent of his writings, but
the depth of his thinking. We are interested, not so much in his broad
erudition as in the living core of his thought, his philosophy of history.
John Acton was born in Naples on the
tenth of January, 1834. His father, Sir Richard Acton, came from an old
family of English country squires which had kept to the Catholic faith.
His mother was a Dalberg, a member of a distinguished South German
family. John was educated first at Oscott, one of the leading Catholic
colleges in England, and then at
Munich under Döllinger. Acton is thus marked off from the majority of his
countrymen by his religion and his cosmopolitanism. It is precisely these
factors that determined his outlook on life, that served most to forge his
character. He was a sincere Catholic. To this he owed his moral
austerity, his sense of the gravity of history and its ethical import.
The German element in Acton shows itself in a scientific thoroughness of
research, in a fund of scholarship not wholly free from a sort of unwieldy
bulkiness. He is at bottom, however, an Englishman. His ideal of liberty
is determined by an English respect for law and custom, an English
recognition of the principle of growth in political institutions. He had
none of the blindly doctrinaire idealism or the continental liberal;
rather, he follows the tradition of the Whigs. The cosmopolitan character
of his interests, however, lifted him above the pettiness of partisan
standards. His Whiggism is never the Whiggism of a Macaulay. Acton
strives to draw from every historic occurrence its universal application,
its truth; and this truth is an absolute, a principle whose distortion is
crime.
Acton’s attitude toward history is thus
blocked out in the circumstances of his birth and education. For those
who would understand his position as a historian his later life marks but
two important events—his struggle with ultramontanism and his
professorship at Cambridge. On his return to England from Germany, Acton
edited successively the Rambler and the Home and Foreign Review,
journals through which, as some one has said, he set out “to convert the
world to a synthesis of learning, liberalism, and Catholicism.” Such
ideals soon brought him into conflict with Rome. His journals were
officially condemned and he was forced to suspend their publication. His
long struggle with ultramontanism culminated in the utter defeat of the
Liberal Catholics at the Vatican Council of 1870. After the declaration
of papal infallibility by the council, Acton withdrew from open
ecclesiastical controversy. Believing, however, that the decree of
infallibility might be so mildly interpreted as to rob it of its dangers,
he never took the decisive step of withdrawing from the Catholic
communion. The conflict, however, had left a permanent impression upon
him. It confirmed his conviction that absolute power, whether in church
or in state, is an evil not to be endured; it gave him a motive for a
searching inquiry into the past of his church, an inquiry which served to
strengthen his hatred for religious persecution in all its forms.
The next twenty years of Acton’s life
were passed in diligent reading in preparation for his projected
History of Liberty. He welcomed his appointment as Regius Professor
of Modern History at Cambridge in 1895 as an opportunity to carry out his
plan. The Cambridge Modern History, as Acton originally conceived
it, was but a fragment of a greater work which was to trace the slow
progress of the human race toward freedom. But the task was too gigantic
even for a scholar of Acton’s calibre; and Acton himself pursued his
passion for absolute certainty of evidence so far that most of his time
was spent in investigation, and little left for creative work. Acton died
with the History of Liberty still unwritten. His Cambridge years,
however, were by no means barren. In these few short years his
personality stamped itself upon the historical thought of the university;
and the two volumes of his lectures on modern history and on the French
Revolution give us in their full ripeness the sum of his historical
judgments.
History was not to Acton a mere academic
pursuit. With that view of history which considers it, beneath the dry
light of science, as a series of phenomena capable of detachment from the
present, susceptible to separate analysis, he had no sympathy. Still less
did he consider history a mere form of literary exposition. The one
justification for the study of history was to Acton its value as a guide
in the affairs of the every-day world. The present is what it is because
of what the past has been. Human development has been a continuous chain
of cause and effect. Any course of action in the present must be based
upon a knowledge of the way in which things we now do are hedged in,
limited by what men have done before us. History thus becomes a great
mentor, a schoolmaster of action.
Acton does not mean by this that we are
to become blind worshippers of the past. He dislikes that type of
conservatism which obstinately faces backward to glue its eyes on the days
of old as much as he does that doctrinaire revolutionism of the French
which would abolish history. History is a valuable guide, not only
because it serves to delimit our field of action, but because it allows us
to profit by the errors of our predecessors. As Acton says, “If the Past
has been a burden, a knowledge of the Past is the safest and surest
emancipation.” Moreover, a knowledge of history prevents us from
confusing what is transitory and unimportant with the things that really
count; it forces us to fasten on abiding issues. Only through historical
insight can we separate in the maze of present-day politics selfish
interests from social principles. In the highest sense, history is to
Acton a philosophy. It is the sum of man’s achievement; its proper
interpretation affords the key to his destiny.
To Acton, then, “history, the record of
truths revealed by experience, is eminently practical, as an instrument of
action and a power that goes to the making of the future.” But to achieve
this function it must not take the shape of a mass of uncoordinated
details. The great bulk of historical data must be given an orderly
shape, must be interpreted. The historian cannot, however, be content
with the mere winnowing of patiently acquired data. He must appraise the
place of events in the scheme of things. He must not read his own
prejudices into events, nor must he seek in history an orderly system in
which every item can be properly pigeon-holed. Acton gave an excellent
summary of his own historical method in reply to a correspondent who had
quoted Vinet’s “II faut que l’historien ait un parti; amour de vérité
abstraite, chimère.” “Oui et non,” wrote Acton. “Oui, l’historien doit
avoir un parti . . . mais il doit faire aussi la part de ce qui est
incertain, du côté faible, de la vertu, du talent et du mérite des
malfaiteurs. En l’histoire, tout est porté, limité, interpreté par une
masse d’antécédents qui ne souffrent pas une désignation exclusive.”
Acton believed that history could be
rendered truly significant only by testing the conformity of its content
with two fundamental principles: first, the right of every man to freedom
of conscience; second, the unfailing authority of the moral law. These
principles are not injected into the mass of historic detail in some
esoteric manner, like the Kantian categories into the world of sensation.
They are not metaphysical absolutes applied to history, not a priori
rules to rationalize historic data. They are rather truths which
result from a historic induction; they are to be inferred from a study of
the course of history. Once recognized and applied to the course of
events, these principles serve to give meaning to separate phenomena, as
the laws of modern science serve to bring various physical activities into
orderly connection. History thus gives us the account of the gradual and
painful progress of the race toward freedom and morality. A given
historical event, once every fact of evidence which can be known about it
has been discovered by an impartial investigation, must be judged by its
part in this upward progress, by its contribution to ethical freedom. The
absolute paramountcy of these standards of freedom and morality was to
Acton the lesson of history. That others, starting with a similar basis
of historic evidence, should draw from it a teaching as diametrically
opposed to his as “Die Weltgeschichte ist das Weltgericht” merely proved
to him how strong were the forces of evil in this world. Acton was
profoundly convinced of his own rightness. His conception of the
significance of history is undoubtedly the reflection of his character.
However much he may seek for objectivity of judgment, however much he may
wish events themselves to mould his generalizations, we cannot but feel
that in the end he is interpreting things in terms of his own
personality. Hence there appears in his standards of historic judgment a
certain rigidity, a certain absoluteness, which removes them, in a way,
from subjection to that historic growth which produced them. In brief,
Acton does not wholly succeed in making history a true induction; there
remains in his categories of freedom and morality a suggestion of fixity
and immutability which divorces them from the every-day world. All this
will appear more clearly in an examination of the precise nature of these
standards.
Acton’s definition of liberty has become
famous. “By liberty I mean the assurance that every man shall be
protected in doing what he believes to be his duty against the influence
of authority and majorities, custom and opinion.” Surely it is an ideal
which does not lack in force of aspiration. Freedom of conscience is to
Acton the highest ideal of human progress. Liberty, in this sense, is not
a means of attaining a better political system; it is in itself the
highest end of all political effort. It is just because liberty is the
goal of the race that it forms a criterion for the judgment of history.
Though this definition of liberty is perhaps a counsel of perfection,
Acton does not mean it to be purely Utopian in character. Liberty is
something which operates here among us. It has never been completely
realized; it has been subject to violation and abuse by those who did not
understand it. But it has persisted, and all history records its
increasing sway over the minds and action of men.
Acton defines liberty in terms of the
individual will; but that does not mean that the individual is free to act
at his own caprice. Acton realizes that absolute freedom, like absolute
despotism, is an impossibility. No man can have complete control over
another, even over his slave, for the slave always has the alternative of
suicide. Similarly, no man can be unqualifiedly free as long as another
human being exists and has relations with him. Acton saw the full truth
of Aristotle’s statement that man is a social animal. Hence he saw that
an individual’s liberty is always contingent upon the liberty of others.
Freedom is in a sense merely the harmonious functioning of all parts of
the social order. Because he considered social progress as necessarily
evolutionary, Acton made respect for law and tradition an important factor
in true freedom. Nothing is to be achieved by seeking to wipe out all
that mankind has done and then attempting to make over the world
completely. Such a process is impossible, and founded upon a false
reasoning, which seeks to remove man from his social and historical
background and consider him as an abstract entity. In his respect for law
and order, his doctrine of the gradual evolution of institutions, his
dislike for the political theory of the French Revolution, Acton is a
lineal descendant of Burke. His notion of liberty is essentially English,
a less partisan, less selfish, and less insular form of the doctrines of
1688.
The surest test for the existence of
liberty in a society is for Acton the amount of security enjoyed by
minorities. In the Oriental despotism there are no minorities—and no
freedom. It is through the existence of a variety of opinion within a
state, such as is afforded by the freedom of minorities, that men’s minds
are kept open to the possibility of progress. Acton is at base an
individualist, and he has no respect for authority apart from knowledge.
He dreaded an absolute power in the state as the possible—nay, the
inevitable—enthronement of error. Only by a recognition of the rights of
minorities can there prevail that open-mindedness essential to the reign
of truth. From the very fact that he founds his whole philosophy on the
duty of the individual to base his conduct on the dictates of his
conscience, Acton denies the right of the state to absorb completely the
personality of its citizens. The Hegelian concept of the good of the
state as the highest goal of human endeavor is to him as dangerous as the
blunter absolutism of the Roman Empire. Modern democracy, in so far as it
stands for the tyranny of the majority, is equally harmful to true
liberty. For what assurance have we that the majority will be right?
True liberty can exist only when the state is recognized as possessing a
limited competence. The state cannot, for instance, transgress upon the
domain of religious bodies, unless the practice of those bodies prove
injurious to the welfare of society as a whole. Each one of these bodies
has a life, a purpose, a will, just as does the state. Where their
purposes do not conflict with the higher end of the state, the law of
freedom forbids the state to interfere with them. This is the real
significance of the security of minorities. It means that no power
stifles the free play of conscience, that within the state various other
social groups may work out in freedom their contribution to the good of
humanity.
Recognition of the evolutionary character
of social progress, respect for law and order and our whole historic
inheritance, security of minorities—all this is for Acton implicit in the
definition of liberty as freedom of conscience. Because he was a man of
profound religious conviction, Acton could base everything on the
individual’s sense of right and wrong. If a man is truly moral—and for
Acton morality is not purely intuitional with the individual, but a
reasoned obedience to a perfectly definite code of laws—he will make his
liberty founded upon an appreciation of his obligations to society.
Liberty of conscience does not imply a state of anarchy where each one
will go his own way regardless of his fellows. On the contrary, its
perfect realization would mean the attainment of that mean between anarchy
and despotism which is the aim of political endeavor. Freedom of
conscience would attain this result because it would subject all to the
moral law; and the moral law is a given norm, uniform and unchanging,
recognizable by all. Ideally, all consciences are thus guided by the same
force. This conception of the moral law is the key to Acton’s thought.
Once the precise meaning he gives to morality is known, and his philosophy
of history becomes clear.
The value of a historical event in
moulding our conduct is measured by its ethical teaching. It is the
office of the historian to see that everything that has occurred in the
past is appraised for its moral content. He must see to it that no shams
live to perpetuate themselves. He must first of all investigate
thoroughly the facts of a given case. But his function is not merely one
of research; he must judge. He has as the basis of his judgments the
moral law, perfect and unalterable. “Opinions alter, manners change,
creeds rise and fall, but the moral law is written on the tablets of
eternity.” Acton is able to conceive of the moral law as absolute
because, for him, ethics is a religion. Christianity meant to him
primarily the Golden Rule, and for its more strictly theological aspects
he cared little. He once wrote to Creighton: “You would imply that
Christianity is a mere system of metaphysics which borrowed some ethics
from elsewhere. It is rather a system of ethics which borrowed its
metaphysics elsewhere.” Since the moral law is thus a matter of religion
and finds its source in inspiration, Acton is able to give it a character
of fixity and oneness.
With all the austere majesty in which
Acton clothes his ethics, the good life yet remains something we can all
recognize, strive for, and in a measure obtain. Only the most opinionated
of pragmatists can accuse him of having failed to give us a system of
ethics which will get down into the dirt of every-day life and help clean
up that dirt. Acton’s moral code is simple. “It is the common, even
vulgar code that I appeal to,” he once said. The distinction between good
and bad does not involve finespun philosophical arguments. It is to a
certain extent intuitional. We can all agree on certain things that are
good and others that are bad. For Acton, the Christian code of morals
summed up all that was best in human nature. It formed an eternal truth
of religion and just for that reason it was eminently practical, something
that could be a real part of our lives. Acton believed that he had found
the heart of the moral law in the principle that human life is a sacred
gift, and that it must be treated as sacred. It is the greatest of crimes
to take human life without reason. Around this central principle Acton
groups the rest of his ethical teachings, as a whole very simple, and
summed up in the teachings of Christ.
With this conception of the nature of
morality and its function in the interpretation of history, Acton was
naturally bitterly opposed to many of the tendencies of his age. He
combated with all his strength the notion that history shows that the
capable is always the moral, and that therefore what has been has or
necessity been right. Viewed in the light or a superior law of right and
wrong, history shows countless incidents in which wrong has triumphed, but
remained wrong. It is the duty of the historian, in Acton’s mind, to
point out these incidents, to hold them up for condemnation, to exhibit
them as errors to avoid. Wrong is in itself a thing of evil, even though
it may be victorious. The distinction between good and evil is based upon
a law which is prior, superior to the happenings or the day; it does not
consist in the result or those happenings. Acton’s view of the moral law
likewise caused him to condemn the inclination to excuse the sins or a
period as due to the “spirit of the time.” Different ages cannot have
different moral standards; what is wrong in one age must be wrong in
another, for the moral law is timeless.
Acton would not for a moment admit the
possibility of a divorce between politics and ethics. Statesman and
private citizen are alike subject to the demands of morality. Indeed, the
transgressions or the statesman are the more serious, for they affect the
policy of whole peoples. “I cannot accept the canon that we are to judge
Pope or King unlike other men, with a favorable presumption that they did
no wrong. If there is any presumption, it is the other way, against the
holders of power, increasing as the power increases. Power tends to
corrupt, and absolute power corrupts absolutely . . . . The inflexible
integrity of the moral code is to me the secret of the authority, the
dignity, the utility of history.” The activities of states are in Acton’s
view equally bound by the demands of morality. He saw clearly the danger
to civilization which lies in the doctrine that the state is above all
restraint, that only the dictates of its own convenience or advantage
govern its relation with other states.
History, then, is a practical guide to
action, the lesson taught us by the experience of the race. It is easily
intelligible because through its complicated course run two inseparable
truths: the right of every man to give unhindered obedience to the voice
of his conscience, and the eternally binding force of that unalterable
moral law which governs his conscience. In broad outlines, this is
Acton’s historical philosophy. It will gain in meaning if we consider its
application to specific historical problems.
Acton’s estimate of our Civil War is an
illustration at once of the strength and weakness of his attitude toward
history. The American state, he says, was founded on the federative
principle; that is, certain smaller bodies surrendered to a larger one
created by their own union definite rights, while each contracting body
retained other definite rights for itself. Through the effectiveness of
this distribution of power, America prospered for several generations.
Gradually, however, the Jeffersonian idea that the will of the majority
is law and that no one can have rights over against the majority began to
take root. Opposed to his was the theory that the principles of law and
order and morality are superior to the popular will, and that minorities
too have positive rights. Those who held to the first view naturally
supported the power of the federal government over the states, for through
the federal government could best be secured that uniformity which was the
goal of democratic absolutism. The other party maintained the doctrine of
states’ rights.
The North and South went to war not
because of slavery—this was but the match that kindled the fire—but
because absolute power and restrictions upon its exercise cannot exist
together. The whole position of the South is “a repudiation of the
doctrine that men can enforce no rights, and that the majority can do no
wrong.” Acton’s main thesis, that the American government has been
tending toward a deification of the will of the majority and that the
Civil War was a great step toward centralization, is undoubtedly correct.
The victory of the North was primarily a blow at the doctrine of states’
rights. Just here, however, can be distinguished the limitations of a
historical method which, like Acton’s, judges everything by wholly
inelastic standards. He picks out some one aspect of things which best
serves him to set off or expound his standards and neglects other equally
important aspects. His desire to make the moral lesson of history clear
cut causes him to oversimplify the content of historic fact. He admitted
that in history no sharpness of outline must be sought, that everything is
qualified, limited. But in his own work he failed to carry out this
method. Granted that on the whole the political philosophy of the North
can be embodied in the statement that the will of the majority is law;
might not the temporary ascendancy of this doctrine be less damaging to
the good of America and persistence of freedom than that of the theory
that the union is merely one of convenience? In other words, if Northern
centralization tended to tyranny, did not Southern particularism tend to
anarchy? Acton, as a true liberal, ought surely to have looked with
apprehension at the narrow utilitarianism which lay behind the doctrines
of nullification and secession. Moreover had Acton applied completely his
own principle, that a historical event is to be judged by its moral
effect, his conclusion must have been different. A community which
subjects some of its members to bodily enslavement is obviously
transgressing the spirit of Christian morals. The effect of the
institution of slavery upon a people is to render it callous to human
rights and to introduce the very principle of absolute power which was the
chief object of Acton’s hatred. It would seem that in regard to the Civil
War the problem is this: given the circumstances of the case, which would
prove less disastrous to the attainment of ethical good, the Northern
doctrine of the divine right of the majority or the Southern institution
of slavery, coupled with the Southern doctrine of secession? Viewed in
the light of the consequences which are implied in the opposing
principles, moral justification must be given the North. Had Acton been
less intent on finding in the federal victory a regrettable success of
Jeffersonian democracy over true liberalism, he must have seen that there
were elements of right and wrong on both sides, and that the final result
must be measured by the balance of ethical values.
Acton lived in the midst of the period
which witnessed the rise of nationalism and the unification of Italy and
Germany. His attitude on the nationalist movement affords an excellent
example of how he sought to apply a knowledge of history to the solution
of the problems of his own day. Furthermore, his conclusions have a
living value as bearing upon a problem which confronts us imperatively at
this moment. His essay on “Nationality,” published in 1862, soon after
the virtual completion of Italian unity under Cavour, embodies the
practical application of his philosophy to contemporary problems.
Acton finds the source of the national
movement, like that of the liberal movement, in a protest against the
abuses of the old regime. Nationalism, as the feeling of “a community
which imposes upon its members a consistent similarity of character,
interest, and opinion,” had been throughout history a normal
characteristic of many European race groups. The absolutist dynasties of
the seventeenth and eighteenth centuries had waged wars and cut up
kingdoms wholly for their own selfish interests, without considering the
character and interests of the population. This state of affairs came to
a head in the partitions of Poland, and it was these partitions which
awoke the Polish people to a sense that they were really one and united
them against their oppressors. Then came the French Revolution, and the
doctrine of nationalism was grafted upon its other precepts. The state
was brought into being to register the general will. But the general will
is one and all-compelling, and the state must therefore be one and
absolute. The logical application of Rousseau’s doctrines meant the
unlimited power of the state as expressed through popular sovereignty. If
the state is to be one, it cannot permit the existence of community
interests within it; hence, racial, lingual, provincial, and national
differences within it must be abolished. Several nationalities cannot
form a state, for state and nation must be coextensive. In pursuance of
this theory the Convention proceeded to attempt to eradicate all traces of
local differences in France and sought to make of France a perfect
ethnographic unit. This spirit is characteristic of the nationalist
movements of the nineteenth century. They are not so much movements for
national liberty as for national unity. Harsh intolerance of other races
inhabiting the same state is an invariable accompaniment. In many cases
the dominant race forcibly imposes its language and civilization on the
weaker ones. Acton lived to see this practice in its worst form in the
Magyarization of Hungary and the Germanization of Alsace-Lorraine and
Posen.
The evil results of this theory of
nationality, continues Acton, are many. The perfect nation-state is an
ideal entity, an abstraction, a body founded without regard for historic
growth and racial diversity. It shares the doctrinaire character of the
other tenets of the Jacobin Revolution. Put to the test of contact with
the world, such a theory leads to absolutism of the worst kind. There is
nothing between the individual and the state, and there can thus be no
guarantee of private rights. Acton’s own words on the subject are well
worth quoting: “Whenever a single definite object is made the supreme end
of the state, be it the advantage of a class, the safety or power of the
country, the greatest happiness of the greatest number, or the support of
any speculative idea, the state becomes for the time inevitably absolute.
Liberty alone demands for its realization the limitation of public
authority.”
In contrast to this theory Acton brings
forward another theory of nationality, based not on national unity, but on
national union. It is quite obvious that the aspirations of every
European nationality to sovereign statehood cannot be realized.
Sufficient testimony to this fact is afforded by the mixture of races in
Austria-Hungary and the Balkans. Moreover, even if nation and state might
always be coextensive, such a condition would not be desirable. The
existence of several national groups under one government forms a positive
guarantee of liberty. These groups resist the tendencies of
centralization and absolutism in the state; they form associations which
help give expression to diverse interests, make political life richer by
preventing dire uniformity, insure progress through healthy rivalry,
balance group interests for the good of the whole.
For still another reason state and nation
ought not to coincide. Patriotic attachment to one’s racial nation is
largely physical, primitive, while allegiance to the political nation is
ethical. The first is founded upon instincts which, like love of family,
are primarily selfish. Race feeling is merely an extension of tribal
feeling, and is based on the instinct of self-preservation. Only in the
political order is self-preservation transformed into a higher moral
purpose which may involve self-sacrifice, for the state is organized for
public interests which transcend those of private individuals. In no
case, however, must the individual allow love for his nation or obedience
to his state to transcend every moral consideration. Here, as everywhere,
the individual must appeal to his conscience. “The man who prefers his
country before every other duty shows the same spirit as the man who
surrenders every right to the state. They both deny that right is
superior to authority.”
State and nation, then, are fundamentally
different, and the only guarantee of true liberty is the existence of
several nationalities in federal organization under one government. The
theory that nation and state must be one inevitably leads to absolutism
and to this extent it is a retrograde step in history. It has, however,
successfully carried out its function, the destruction of the old regime.
The democratic movement alone, without the aid of nationalist enthusiasm,
could never have accomplished this end. Moreover, the nationalist theory
marks the culmination and hence the exhaustion of the revolutionary
principle. It aims neither at liberty, as did the early French
revolutionists, nor at prosperity, as did the socialists of 1848. It
sacrifices everything to the sterile purpose of national interests. The
individual will is submerged in the collective will, which is guided, not
by law and reason, but by the mere accident of race. In this very excess
the nationalist theory carries the germ of its own dissolution.
Acton’s treatment of nationalism thus
brings out very clearly how his theory of liberty is one of balance of
interests, how much it is a protest against sweeping denials of historic
forces in favor of a single doctrine. His conclusions on the historical
purport of the movement seem borne out by the course of recent events.
That national feeling can become the invaluable auxiliary of state
despotism of the worst kind is shown in the rise of the German Empire.
The present war is largely the outcome of the doctrine of the absolute
nation-state, supreme within its own borders, bound in its relations to
other states by no law, because itself above all law. Acton’s own theory
of nationalism is of value in its bearing upon the reconstruction which
must follow the war. It is becoming increasingly evident that the only
possible solution of the national difficulties in Europe is the
recognition of an authority higher than national interests. A really
federative organization in which each nationality would possess
self-government and local independence seems the only way out of the
complicated racial tangles of eastern and central Europe.
Acton’s political philosophy is, as we
have seen, basically individualistic, in that he believes that every man
must appeal to his own conscience for the ultimate sanction for all
action. The conscience of mankind is determined by a common ethical
inheritance, by a distinction between right and wrong which is clear and
valid in all cases. Along with this insistence upon absolute freedom of
conscience Acton maintains that deep respect for the forces of law and
historic tradition which forms the essence of Whiggism. Obviously, we
have here a form of the eternal antithesis—liberty and authority. Shall
the individual always obey the dictates of his conscience, or shall he
sometimes, aware of the futility of protest, find it expedient to yield to
an authority which he knows to be wrong? Given his belief in the
supremacy of the moral law, Acton could but answer that right alone is
expedient. The difficulty here arises that most of us take our ethics
upon authority and that for the average man no such sharp division exists
between the two as Acton would create. It has been the function of the
church to disseminate its ethical teachings among its members. The
Christian believer looks to his church for his moral standards—that is, he
bases his ethics on authority. The church then has a peculiarly sacred
position as guardian of public morality. The slightest deviation from
right on the part of the clergy may thus prove most detrimental to the
good of the community. Evil committed by the clergy can least of all be
condoned, for it is the most penetrating of all evil. The general
principles of morality are eternal and immutable, superior to narrow
sectarian interests. If the governing powers of any church violate the
moral law, the individual who is truly moral will refuse to abide by their
action. This is precisely the conclusion to which Acton is led. It might
be urged against him that, in view of the lofty purpose of the church,
some slight debasement of the moral coin might be countenanced if only
good resulted in the end. If opposition to a course not strictly moral
would lead to disruption of the church and its failure to carry out its
mission, would it not be better to acquiesce in the wrong, especially if
it may be glossed over and its consequences minimized? Briefly, the
problem is this: Given a moral code which absolutely separates right and
wrong, can the commission of a wrong be justified on the ground that it
will lead to a greater right? Acton’s relations to his own church serve
as his final answer to this, the crucial problem of his philosophy.
Acton’s faith in his religion was
profound and unquestioning; it was not for that reason narrow and
intolerant. He once wrote of himself as a man “who started in life
believing himself a sincere Catholic and a sincere Liberal; who therefore
renounced everything in Catholicism that was not compatible with liberty
and everything in Politics that was not compatible with Catholicism.” It
was no light task. As Acton viewed the historic career of the Catholic
Church, he could not but see that many of her acts were wholly
incompatible with his own convictions. We have seen that his religion was
primarily an ethical system. In so far as those who controlled the policy
of the Catholic Church violated those ethical precepts upon which the
Catholic religion is founded, Acton would repudiate their acts. If the
body of the Church consented to the immoral acts of its rulers, it had
ceased to be perfectly Catholic. In other words, Catholicity and the
policy of the Catholic Church have not been identical save when church
policy has been in accordance with that moral law which forms the heart of
the Catholic faith.
Acton found that the history of his
church disclosed many offences against the principle of liberty and the
moral law. Church organization made the pope an absolute sovereign. But
absolutism in the church is open to the same objections which make
absolutism in the state intolerable. It is bound to lead to
arbitrariness, subjects the ruler to the temptations of misuse of power,
and affords no guarantee that the moral law will be respected. It becomes
inevitably immoral. The history of the papacy bears this out. The
boundless and unattainable claims of Boniface were the result of lack of
limitation on papal power. Luther came largely as a protest against papal
tyranny and misgovernment. On the other hand, it is not sufficient that
the Conciliar movement attempted the limitation of papal absolutism to
gain Acton’s approval for the movement. He finds the Councils imbued with
purely worldly motives. They wished to restrict the papacy partly for
their own aggrandizement, partly in the interests of the secular states of
Europe. Gerson and the rest of the reformers were first of all promoting
their own selfish ends. Then too, the Councils carried out a vigorous
policy of persecution. To Acton, the burning of Hus alone suffices to
condemn the whole Conciliar movement.
Religious persecution, along with papal
absolutism, have been the chief crimes of the Church against liberty.
Persecution is always a useless thing, for belief is a spiritual force,
and can never come from the outside, from sheer physical pressure.
Moreover, persecution is immoral not only because it reacts upon the
persecutor and makes him careless of law, brutal, bigoted, but because it
may result in the suppression of truth. Toleration is vindicated by the
fact that truth can never suffer in open conflict with falsity. Give
truth free rein and it will by its very nature emerge victorious.
Falsity, however, must always depend not on moral but on physical force.
The danger in persecution lies in the fact that it may be employed on the
side of the false. Indeed, as soon as any great and good principle
enlists the aid of persecution it falsifies itself. Liberty of conscience
is the only guarantee for the triumph of moral principles in the life of a
community. When the Catholic Church made use of persecution to stamp out
heresy it was acting contrary to the spirit of Catholicism.
The most serious offence of the rulers of
the Church has been their failure to adhere to the moral law. The
stamping out or heresy, the extension of papal influence in European
courts, papal acquisition of worldly wealth, all were achieved by methods
distinctly at variance with the Golden Rule. Jesuit possibilism, which
comes down in practice to the profession that the end justifies the means,
seemed to Acton the highest degree of immorality. If the means is
immoral, it incorporates itself in the end attained, and taints that end.
He has best expressed this attitude in a letter written in German: “Die
Unsittlichkeit besteht darin, dass man glaubt, die Sünde höre auf, Sünde
zu sein, wenn sie für die Zwecke der Kirche begangen wird. Raub ist nicht
Raub, Lüge nicht Lüge, Mord nicht Mord, wenn sie durch religiose
Autoritäten oder Interessen sanktionirt wird. . . . Eine solche Lehre is
nicht Irrtum, sondern Sünde, nicht gefährlich, sondern tötlich. . . .
Solche Männer scheinen mir nur fluchwürdig im höchsten Grad, mehr als die
gemeinen Verbrecher, weil sie die Religion selbst verwenden, urn die
Seelen zu verderben.” It is obvious that the Catholic Church has
contravened the moral law as Acton understood it. Acton did not hesitate
to apply the unfailing canon of morality to church history with even more
rigor than to secular history.
His essay on “The Massacre of St.
Bartholomew” is an unanswerable indictment of religious persecution. The
loftiness of the papal position, the greatness of the principles at stake,
did not cause him to soften a whit the severity of his judgments upon the
popes. Much of the error of centuries past still encumbered the Church as
he found it. Acton determined to obliterate that error, to liberalize the
Church and to bring it back to true Catholicism. Within the Church,
however, the current was flowing in quite the opposite direction. The
Ultramontanes were fast gaining for the pope an even more complete
absolutism, and were turning the Church away from the life and thought of
the time, back to the days of the Schoolmen. The Syllabus of 1864 came as
a challenge to all who hoped to reconcile the Church with the progress of
the century and to make it a living force for moral improvement. Acton
accepted the challenge and put all his strength into the struggle. The
declaration of papal infallibility shattered once and for all his hopes of
liberalizing the Church. The pope’s word was to be supreme and
unquestioned. But was not this, judged by Acton’s canons, immoral? Must
not the man who is truly moral repudiate the decree? Acquiescence here
would mean the worst of sins, the putting of authority above right. It
would seem that Acton, like Döllinger, Tyrrell, and Lamennais, must turn
away, as a true Catholic, from a church which had ceased to be Catholic.
Some years before, Acton had written in answer to the question, “Is it
better to renounce the papacy out of horror for its acts or to condone the
acts out of reverence for the papacy?” that only the former alternative
was possible. Yet now, at the moment of crisis, he did not hesitate to
accept the latter.
We have seen how he accepted defeat,
remained faithful to the papacy, and strove to minimize the danger of the
doctrine of infallibility. It is precisely in this act that his own
ethical system breaks down. His choice was simple. The inexorable force
of the moral law condemned the papal stand. Acton himself had repeatedly
insisted that the true Catholic must maintain the moral law unsullied,
that the clergy cease to be God’s ministers when they do wrong. He did
not, however, choose to repudiate the action of the pope. The reason is
simple. Acton must have felt that the disruption of the Church meant a
greater moral loss than the admission of papal infallibility. Against the
absolutist evil a campaign of education and enlightenment could make real
headway. The decree itself, moreover, was so qualified as to deprive it
of most of its sting. On the other hand, active opposition meant a schism
in the ranks of the Church, the weakening and perhaps the destruction of
its power for good. Acton’s faith was bound up in the Catholic Church, as
such, and he never lost sight of the sacredness of its mission of
universality. Better incur a temporary loss of part of its moral strength
than wholly abandon that mission. The commission of a wrong may be
justified on the ground that it will lead to a greater right. Acton had
thus introduced into his moral life that very principle of relativity
which he had so sternly rejected from his ethical theory.
As a whole, Acton’s philosophy of history
is relatively free from complexity and subtlety. It stands out clear-cut,
embodied in the cardinal principles of liberty and morality. This
simplicity makes it more readily understood, and at the same time more
susceptible to critical attack than a system more broadened by
qualification. Three general criticisms suggest themselves in an estimate
of the value of Acton’s work as a historian.
In the first place, it is not always
clear that Acton maintains an attitude of impartiality in his judgments of
history. It is true that he did not desire impartiality in the sense of
scientific aloofness; he did, however, insist on the impartiality of the
judge who administers the moral law. “In judging men and things,” he
said, “ethics go before dogma, politics, or nationality. The ethics of
history cannot be denominational.” Yet in the greatest crisis of his own
life he put dogma before ethics, and we cannot but feel that a man who in
private life preferred Catholic unity to moral consistency must have seen
history through glasses tinted, if ever so slightly, with doctrinal
prejudice. Acton is assuredly harsh enough with sinners in his own
church. The man who could write of the popes of the Inquisition that
“they were not only wholesale assassins, but they made the principle of
assassination a law of the Christian Church and a condition of salvation,”
was certainly no papal apologist. Save in a vague feeling that the Middle
Ages, when one faith ruled all Europe, were a sort of Golden Age, Acton’s
bias does not appear in his treatment of his own church. When it comes to
the services of Protestant statesmen, however, he fails to give the full
meed of credit. William the Silent is to him a selfish adventurer, a man
who turned lightly from Catholicism to Lutheranism and from Lutheranism to
Calvinism as the interest of the moment dictated; in William’s case,
assassination was almost justifiable. This seems a narrow estimate of a
man who did so much for European liberty and religious toleration as did
William. Similarly, Acton’s dislike for Cavour is occasioned at bottom by
the attacks of the Piedmontese minister upon the Catholic Church. Even
his use of the word “infidel” as applied to Protestants, though perhaps
natural enough from a Catholic pen, sounds harsh and discordant from a man
who held as sacred the principle of toleration.
Moreover, Acton’s desire to bring
everything under his standards of historical judgment caused him, as in
his estimate of the American Civil War, to pick out only the element of a
situation which best fitted into those standards. He tends toward
sweeping condemnations and equally unrestrained praises. There is a
failure to recognize the diversity of life, the nature of the purposes and
cross-purposes which actuate man. The mass of historic data is treated as
though it can be sorted out into definite piles, the good and the bad.
Acton wishes to maintain a definitely scientific attitude toward history
in the sense that it must be a true induction. As a matter of fact, he
tends to categorize the matter of history, and falls into that very a
priorism he seeks to avoid.
In the second place, Acton’s insistence
upon the place of law and tradition at times borders upon an unthinking
veneration of what has already grown up. He desires above all things to
avoid the futilities and impracticalities of the French Revolution. He
accordingly tends to subject everything to the test of conformity with
English Whiggism, without considering whether the circumstances of the
case made such a conformity desirable. Authority and tradition are
emphasized to such an extent as to outweigh the other term in the balance,
the ideals and demands of the present. We have a feeling that Acton’s
liberty after all would only transfer the individual from the authority of
external political power to that of a historically determined conscience.
There is a lack of growth in the system. In our anxiety to subject
revolution, we seem to have thrown evolution too by the board.
Lastly, this same fixity appears in
Acton’s ethics. The moral law is given out en bloc, as something
rigid and immutable. It is the eternal Right which is set up in contrast
with mere Authority. Now a more realistic view of morality would see in
it the product of social life, a set of rules which man has worked out for
himself in his social experience. If this is so, morality has grown and
will grow in the future. If the main outlines of the moral law seem
permanently established, it is only because man’s experience has since the
earliest time centred around a few fundamental principles which have
proved indispensable guides in life. “Honesty is the best policy” gives
expression to one of these principles which have become part of our moral
tradition. Around this core there is, so to speak, a margin of morality
which is not static, but shifting, growing. The moral law has not had the
same content throughout the ages. Primitive man had of necessity views
upon the sacredness of human life very different from those of Acton.
Bodily slavery is now, among Christian nations, held to be an immoral
thing; yet Plato based his ideal state upon the institution of slavery.
In other words, our notions of what is right and what is wrong depend
upon the specific problems we have to solve, upon all the varied factors
of our environment.
In solving these problems, however, we
must bring to our aid precisely those results of historic experience which
have hardened into the moral law. We must not seek to cut ourselves loose
from prevailing notions of right and wrong, to overturn completely the
moral law. We cannot, if we would, divorce the present from the past. It
was Acton’s great service to recall to us, alike in politics and in
ethics, the existence of this heritage of past centuries in the shape of
the abiding principles which must govern our conduct. In ethics, even
more than in politics, he errs by making these principles not abiding, but
eternal; not general, but absolute.
Acton’s relations with his church show
that even he could not apply this austere moral code to his life, and that
he could not label everything as specifically and solely good or bad. In
the confusion and turmoil of life, we must denominate as good that which
seems most likely to result in right; and that right we must identify with
harmony, with success. But it is not success in the vulgar sense of mere
prevailing, becoming accepted. It is rather a success in conformity with
those principles which form our moral inheritance. It is a harmony which
developes out of past conflicts through compromises and readjustments
governed by the moral law. To Acton, however, the moral law is a static
absolute. For this very reason, his system does not at bottom contain
that spirit of meliorism which actuated his life, and which caused him to
turn to the study of history. The moral law is perfect, and for that very
reason we have no way of attaching ourselves to it, no assurance of
ethical progress.
Acton’s whole philosophy of history thus
tends, in the last analysis, toward the setness of a completed system in
which there is no room for growth. The great problem of all thinking and
all action seems to be the achievement of a proper mean. The problem is
everywhere and pervades all problems. We must respect historic rights; yet
the exaggeration of this duty leads to Chinese ancestor-worship. We must
provide for progress, we must change outworn things; yet the exaggeration
of this principle leads straight to the excesses of the Jacobin. In
ethics we perceive the same dependence on past standards and the same
desire to create new ones. Success can only come through a balance of
forces. Acton errs in overemphasizing the element of permanence; his
moral law becomes not so much our guide as our jailer.
As a matter of fact, Acton never hunted
down his ideas to their logical conclusion. His life shows an
appreciation of the evolutionary character of change, a recognition of the
place of the novel in the order of things. It is only a matter of
emphasis that permits us to believe that he held rather more with things
established than with things that are seeking to establish themselves,
rather more with the past than with the present—in short, that if he was a
liberal, he was a very conservative one indeed.
In spite of this implied attitude of
conservatism, Acton’s salient ideas are essentially forward-looking. It
is because he had something to teach the world that his name will live.
His influence was not confined to his written work. Small in volume
though this proved to be, it contains the kernel of his thought and serves
to render it accessible to the world. His most potent influence has been
felt through the men who studied under him at Cambridge. Though only a
few college generations came in contact with him, these few sufficed to
take up the thread of his thought and carry it on. That from among his
former pupils a considerable school of historians has arisen bears
evidence to his power as a teacher. These men look at the world from
different points of view. In many cases, they have profoundly modified
Acton’s teachings. To his fundamental idea, upon which rests the value of
his contribution to the world, they have faithfully adhered.
“We have no thread through the enormous
intricacies of modern politics except the idea of progress toward more
perfect and assured freedom and the divine right of free men.” This is
the lesson which Acton sought to teach. It is easy to pass into rhapsodic
emptiness over this “divine right of free men.” As Acton has said, men
have throughout history included under liberty many and conflicting
ideals. Yet if history is to mean anything beyond the purposeless
conflict of blind desires or the equally purposeless game which the
Absolute of Hegel chooses to play with itself, it must be interpreted as
the gradual advancement of the individual to the complete and untrammelled
expression of his moral self. It was Acton’s service that he never ceased
to insist upon the true meaning of history in an age which seemed to have
forgotten it. The minds of men have not always been proof against the
subtle poison of the doctrine that “Der Gang der Weltgeschichte steht
ausserhalb der Tugend, des Lasters, und der Gerechtigkeit.” The
discoveries of Darwin, misunderstood and misapplied, served the nineteenth
century as proof of the fact that success alone counts, no matter how
attained. Against that dangerous philosophy which, from the Sophists to
Nietzsche, has asserted that might is right, Acton maintained that there
is a right beyond the mere exigencies of the moment, that there is a jural
principle of ethics by which we may judge an action, and that it is the
mission of history to teach that principle. “I exhort you,” he said to
his pupils at Cambridge, “never to debase the moral currency, but to try
others by the final maxim that governs your own lives, and to suffer no
man and no cause to escape the undying penalty which history has the power
to inflict on wrong.” He could have no finer epitaph.
Posted May 11,
2007