For a couple of years
in the late 1970s I shared an apartment in Jackson Heights, New York
with two friends who also happen to be, despite my free market
proclivities, Social Democratic writers and activists. One like unto
them was Steve Brown, a friend of theirs who would occasionally visit
us. During what turned out to be our last conversation, I asked Steve
to send me a copy of what he was working on. The envelope in which it
arrived was postmarked August 3, 1979—almost thirty-five years ago.
Below I have posted its text.
He wrote it one decade before the Soviet Union’s collapse Union
and three before Russia’s current assertiveness and concomitant
nostalgia for Stalinism’s “good ol’ days.” I’ll leave it to the
reader to ascertain the balance of prophetic wheat to ideological chaff
in Steve’s study. Speaking for myself, I’m better for having reviewed a
contemporary problem through the presuppositions of this late-‘70s
student of history.
Like me, Steve was an “independent” scholar (i.e.,
independent of institutional affiliation, not independently wealthy).
I last saw him on a televised report of a labor action in
Manhattan in which he was involved. Although I can’t say I was close to
him, I was sad to learn of his premature death sometime in the 80s. That’s probably why I never discarded this paper. I disagreed with but
respected him, and making this available to others (in ways he could not
imagine) is a token of that respect.
My editing of his typescript from the pre-word processing era
includes incorporating his many marginal insertions; correcting for
spelling, subject-predicate agreement, and punctuation; supplying inside
square brackets information that clarifies Steve’s references or
expresses my own uncertainty at his choice of words; and hyperlinking
some of his references. Steve did not give his paper a title, so I
did.
If a reader who remembers Steve (who lived on Eastern Parkway in
the Bronx) would be willing to supply a biographical sketch and perhaps
even bibliographical information, I would be grateful.
– Anthony Flood
Posted
June 14, 2014
Soviet Totalitarianism
Steve Brown
I.
Introduction
II.
The Genesis of Russian Despotism
III. The
Decline of Russian Despotism
IV. The
Failure of the Russian Revolution
V. Russia’s
Last Chance
VI. The
Totalitarian Solution
VII.
Totalitarian Society
VIII.
Totalitarianism as an
Ideal Form
IX. The
Decline of Soviet Totalitarianism
X.
Conclusion
I. Introduction
The development of
modern totalitarianism is the most significant historical development of
our age. The rise of totalitarian society as a stable form has proved
to be the single greatest disruption in the social fabric of the
twentieth century, and in seeming contradiction to that obvious
disruption, has also served to insure the continued political longevity
of capitalist economic formations. It is for this reason that a study
of the roots of totalitarianism, namely that of
Oriental Despotism, is something more
than a mere academic exercise. And it is also for this reason that an
otherwise academic study of the roots of totalitarianism’s most
successful variant, that of Soviet communism, is of critical importance.
Totalitarianism, in
either its pure or bastardized versions, has appeared in numerous
societies, and has shown an even greater variance in its
pre-totalitarian despotic predecessors. Yet Soviet Russia alone stands
as the critical occurrence of the ideal form, as it not only is the most
successful adaptation of totalitarianism totalitarian power relations to
the often contradictory demands of industrial society, but has emerged
as that variant of totalitarian social organization most adapted to the
needs of the capitalist West.
The Russian success is
quite an irony, considering the number of alternate despotic or
totalitarian models that willingly offered themselves, or at least
seemed better adapted to, the position Russia came to assume.
Superficially the logical candidate would have appeared to be China.
After all, if one postulates the historical existence of modern
totalitarianism as rooted in classical Oriental Despotism (a presumption
of this paper and its author), what other society would be more
appealing than that which has become the generic [missing noun? – T.F.]
for despotism, the ideal form that defines all other concrete
manifestations of the despotic phenomenon. Yet it is Russia, not China,
that emerged from the vast pool of despotic political organization as
the only model capable of surviving the initially lethal impact of
Western society, and prospering and expanding thereafter.
The central factor in
the organization of Chinese despotism is, of course,
[Karl August] Wittfogel’s concept of a
“hydraulic
society.” The genesis of the Chinese central state was an
agricultural system based on vast state-sponsored water works and a
massive corvée labor system to maintain it. The essence of
Chinese society was millennia of stagnation, and the complete absence of
any significant change, right up to its utter collapse in the face of
Western penetration. Czarist Russia, on the other hand, departed
significantly from the Chinese model. Here Asiatic despotism was an
imported rather than an indigenous phenomenon, taking root after the
Mongol invasions. Russian agriculture never required the irrigation
projects that characterized Chinese society, and its landholding system
bears Western as well as Asiatic components. Most significantly, the
Russian state never assumed an attitude of absolute opposition to any
change. This would have been an impossibility in a despotic society that
was to a large extent artificially created, and lacked the wholly
indigenous and natural development of Chinese despotism. The Czarist
Russian state, in the course of its partially conscious creation of a
despotic social formation, learned to adapt to the needs of its
state-building what provide useful from the Western experience and
learned to integrate its fundamentally alien presence into the Western
state system.
This high degree of
adaptability and flexibility on the part of an essentially Asiatic
despotism was clearly absent in the more traditional Chinese variant,
and is the basis of Russia’s ability to withstand the Western onslaught
while China succumbed so easily. This has a meaning we ignore at our
own peril, for ultimately the birthplace of totalitarianism was the
bastardized Czarist mix of Western and Asiatic tendencies, rather than
the pure form of Chinese despotism.
It would, however, be
equally improper to make too strong a distinction between the Chinese
and Russian models. Despite the obvious differences, both were
essentially Asiatic societies, with a land-holding system and a state
structure that departed radically from the Western experience. The
Czarist state, however it may have differed from the Chinese, shared in
common a fundamentally agrarian society of isolated, atomized, and
self-contained units of localized agricultural production awed by the
massive state structure. And despite the marked innovative abilities of
the Russian state, abilities that allowed her to assume the position of
a political equal in the Western state system from the reign of Peter
the Great until the First World War, Russian despotism was founded
solely on localized agricultural production whose primitive nature could
not generate the surpluses available to the industrial West, and whose
social structure could tolerate no radical industrial innovation.
Russian despotism,
unable to generate the necessary surpluses from such an economy, and
incapable of introducing the necessary innovations that would produce
those surpluses lest the basis of its despotic rule be undermined,
collapsed in the face of Western pressure. Perhaps not as
inauspiciously or as embarrassingly rapid as the Chinese collapse, but
ultimately of exactly the same causes and results. That modern
totalitarianism is rooted in these classical despotisms is an historical
verity that need not be labored further here. The significant lesson,
rather, that must be garnered from the Russian and the Chinese collapse
is that classical despotism, despite the groundwork it laid for
totalitarian society, is not synonymous with modern totalitarianism, nor
can one make a simplistic equation that oriental despotism equals
totalitarianism.
Oriental Despotism, in
every one of its manifestations, succumbed to Western pressure.
Totalitarianism, especially the Soviet variant, is the social system in
which the despotic state was reborn. Only by discarding the critical
and dominant feature of all despotisms—localized agricultural units—and
introducing a fully industrialized society, was the despotic state able
to compete with the West. And by abandoning that agricultural society,
the totalitarian state has set itself apart from every one of its
despotic predecessors, both in its response to internal pressures for
social change and it its dealings with the non- totalitarian world.
It is the purpose of
this paper to deal with the nature of modern totalitarianism in
juxtaposition with [sic], rather than as just another variant of,
classical despotism, as it is our contention that only in examining the
radical differences between these systems rather than stressing the
obvious similarities can one understand the genesis of modern
totalitarianism. And, of course, as Soviet Russia has emerged as the
classical form of totalitarian organization, our interest must rest
primarily with the development of Russian society.
II. The Genesis of
Russian Despotism
The introduction of
Asiatic despotism into Russian society has a stormy and difficult
history, unlike the almost natural development of its Chinese
counterpart. A cogent explanation for the ultimate success of despotism
in Russia is complicated and elusive, and luckily we need not be trouble
with it. We are interested in Soviet totalitarianism and in Czarist
despotism only as the progenitor of Soviet society. An explanation, in
turn, of the origins of despotism in Russia in not critical to our
study. We need only accept the reality of despotic norms in Russia
based on an elaboration of its fully developed form, regardless of any
debate concerning the origin of that form.
For the sake of
consistency, we may note that the prevalent theory (correct or
incorrect) concerning the genesis of Russian despotism is, first,
Russia’s close ties with Byzantium and, second, the Mongol invasions.
Through the auspices of the cultural influence of the former and the
bloody conquest of the latter, the early Muscovite principality absorbed
despotic social organization. It is through Muscovy’s conquest of the
rest of the Russian land mass and the subsequent creation of the great
Russian state that despotic social organization was introduced into
Russian as a whole.
Under Ivan III rival
forms of social organization were destroyed; under Ivan IV the Grand
Duke of Muscovy emerged as the Czar of all Russia and techniques of
despotic terror were refined into principle weapons of statecraft; and
under Peter the Great a full-blown despotic society was created. The
Russian state resembled that of any despotic state in that it came to
not only dominate Russian society, but to be society. It drew
into itself every meaningful action and controlled every meaningful
aspect of Russian life. It stood as a leviathan in the face of a nation
of atomized communities organized into subsistence units of localized
production, whose isolation and non-socialized labor made the state the
sole national unit. Nothing of any significance could, or did, exist
outside of the state. Beyond the state was only the empty vastness of
peasant indifference.
It is quite fitting that
Muscovy’s triumph was founded in no small part on her victory over a
rival who signified the antithesis of despotism. Centered in the
principality of Novgorod was the possibility of a Western alternative
for Russia. Novgorod was an integral part of the development of early
capitalism in Europe and for centuries would serve as Russia’s only real
link to capitalism as a civilization as well as an economic system.
Novgorod was a trading city dominated by a merchant elite, tied to the
Hanseatic League, using a German currency system and Florentine methods
of popular self-rule. It is thus no accident that Ivan III crushed the
city with such cruelty, and had republican, Western, and capitalist
Novgorod bested despotic Muscovy, one can postulate on [sic] a
vastly different future for Russia.
While Ivan IV (the
Terrible) introduced the use of despotic terror to the Russian state, it
was Peter the Great who consciously weaved the various despotic threads
of Russian society into a fully formed Asiatic despotism. He stands as
a founder of despotic social organization as fully as does Stalin, and
that the wholesale slaughter of the Stalinist era is absent from Peter’s
creation is merely indicative of the differing needs of despotism and
totalitarianism.
Peter’s rule is
synonymous with the swallowing up of all Russian society by the state
apparatus.1 The last vestiges of aristocratic independence
were abolished (to the extent that the old boyar nobility was in
fact a semi-feudal aristocracy), and henceforth there could be no life
outside the state. The Russian nobility was a service nobility and
bears not even a superficial resemblance to the aristocracies, feudal or
otherwise, of Western society. The essence of the feudal nobility (in
its many and varied forms) of Western Europe was the position it held in
a differentiated, if primitive, economic system. Whether of the
isolated manoral system of the Dark Ages or the highly complex economy
of Stuart England, the aristocracy derived its position from its
absolute and unchallenged ownership of land in the social form of
private property. Land as private property mediated the expropriation
of labor power, whether that of the serf labor of the 13th-century
manor or the landlord-tenant relationship of the 17th-century
estate, and from it all political power as well as economic surpluses
flowed. Private ownership and private property were the basis of the
Western aristocracy’s social position as a class, and to the extent that
political power must (and does) inevitably reset on private property as
the sole means of labor expropriation in Western society, the Western
aristocracy constituted itself as a political ruling class. It held
independent political power concomitant with the extent of its land
holdings, and no sovereign could circumvent that equation.
The Russian aristocracy
held no such power or position, and this has its roots in the radically
non-Western land system of Russia. Private property as a dominant
social entity did not exist in Russia, and its land-holding system was,
rather, part of the political realm of the state, through actual state
control or the state’s unlimited despotic power to alter “private”
ownership at will. The Russian nobility gained tenure over land through
direct state grants of state lands or the capricious and temporary right
to “own” land privately, and this tenure came through one avenue
alone—state service. The Western nobility derived its political power
through its absolute right to the expropriation of labor power in the
form of private land ownership, and with this power it confronted the
monarch and claimed an unassailable share of national political power.
The Russian noble, on the other hand, served the state, and if he did so
loyally and successfully, he received a share of the state’s control of
the exploitative labor process in the form of temporary land grants.
Should he refuse to serve the state, he cut himself off from the only
source of political power, and should he turn to his private holdings,
no matter how vast, as a source of independent political power, the
expropriation, imprisonment, and death that inevitably followed this
refusal to serve the state demonstrated how meaningless private property
rights were in such a society. The Czarist aristocrat resembles the
harried and terrorized bureaucrat of a totalitarian state, his true
heir, rather than Western nobleman.
Peter the Great
institutionalized state service as the basis of nobility and imposed it
by force on a recalcitrant society. His table of fourteen ranks
replaced the last vestiges of an hereditary nobility, and the old
boyar aristocracy, whose weak position reflected the absence of
primogeniture and entail, had no choice but to seek service. In the
dynamically expanding state structure, a noble had no choice—he either
served or politically and socially ceased to exist, as the state
swallowed up every productive endeavor of Russian society. If this
obvious factor was insufficient motivation, if a noble still chose a
slothful and powerless existence on his own backward and isolated
estate, Petrine law provided the necessary additional inducements.
Peter decreed that all nobles, without exception, would serve, and would
spend his entire life in service from age fifteen till death or
infirmity. A refusal to serve meant confiscation of all property,
imprisonment, and possibly death. That countless nobles managed to
evade this decree is merely symptomatic of the inefficiency of a rural
despotism as compared to the ruthless efficiency of a totalitarian
society. It is sufficient to note that the overwhelming majority of
nobles entered a lifetime of state service, having no other real
alternative.
Peter made clear the
non-aristocratic nature of his aristocracy. A young aristocrat entered
service at the lowest positions and worked his way up through the Table,
as was the right of any talented commoner. A doltish nobleman could and
did spend his life as an army private, while a gifted commoner rose
above him to the highest levels of the aristocracy.
The nature of service
bound the Russian aristocrat to the state, and the withdrawal of the
favor of the state meant oblivion. In return for service the state
extended to him a share of the process of labor exploitation through the
granting of estates. The pomestie estate (a grant in return for
service) was given as a mark of the rank he assumed and was added to the
noble’s personal or votchina estates. In theory, the pomestie
estate reverted back to the state, but in practice it became the
property of the noble and was inheritable, as were his personal lands.
The inheritability and ownership of both the pomestie and the
votchina estates meant little, for no western system of private
property existed. The granting of an estate in perpetuity to a noble
only served to bind his heirs to state service. As long as a
pomestie grant remained in his family, the enhanced obligation to
serve was attached to it. His personal estates bore the same implicit
attachment, as failure to serve meant the expropriation of all
property, votchina as well as pomestie.
This arrangement of land
tenure was naturally indigenous to Czarist despotism. While the system
appears to contain superficial property rights and seems in marked
contrast to the nationalized property of totalitarian society, land
tenure was nonetheless Asiatic, and contains no real property rights.
Nationalized property, a product of modern totalitarianism, could not
exist in a society that lacked a national economy or socialized labor.
In an economy of isolated units of non-socialized labor, producing
little discernable surpluses, “nationalized” property is quite
inappropriate. Rather, the despotic state’s absolute right to order the
control of property and the appropriation of its meager surpluses
sufficed to prevent the emergence of private property rights. The state
need not (and could not) own this vast sea of isolated and atomized
units of non-socialized labor. It merely had to tie the peasant to the
land in the form of serfdom and bind the noble who “owned” the land to
the state in the form of service.
While the absence of
private property was naturally indigenous to Russian despotism, Peter
also consciously sought to further enhance that its absence. A cardinal
principle of Russian state service was that a noble did not serve in his
own locality or in the region of his estates, lest he derive a local
basis of power out of these local ties. This may seem, at first glance,
economically incongruous. Again, we must consider the nature of the
agrarian economies of despotic society. An aristocratic estate, as an
isolated, self-sufficient unit of primitive production, produced no real
surplus. The economic unit was purely localized, part of no market,
national or otherwise. The unit was run by its peasant inhabitants in
the form of the village communal mir, a democracy of slavery and
poverty that only mocked western institutions by the same name, and ran
as well in the absence of its lord as it did in his presence. The
estate produced a “surplus” for the use of the lord. That is, he
received a share of the estate’s production in the form of actual
produce, which he himself had to both claim and dispose of as best he
could, a process nearly as remote from commodity production as the
efforts of nomadic herdsman. His enforced absence was minimally felt
and insured that he derived no indigenous political power or benefit
from his “ownership” of his land.
Peter further
transformed the Russian state through the abolition of the personal
qualities of the traditional Muscovite state. In its place he created
an impersonal, huge, and callous machine, an Oriental bureaucracy.
Bereft of the ties of aristocratic kinship and position that a Muscovite
boyar held in semi-feudal Muscovy, Peter’s noblemen were reduced
to mere cogs in an expanding administrative machine, as hopelessly
alienated from the source of real power as the obdurate peasantry who
they in turn ruled over. A Russian noble lived in constant envy of his
western counterpart, as his life was one of constant discomfort—unending
transfers and dislocations, forced residences in backward or barren
areas, a lifetime of alienation from one’s family and estate, a rootless
existence underscored by his relative poverty and the poverty of the
backward Russian countryside.
Unlike the Chinese
state, the Russian state sought Western innovation as readily as it
sought to insulate itself from the impact of that innovation. Western
technology—its factories, foundries, weapons, its metallurgy,
shipbuilding, and armaments—obsessed Peter, and he spent a lifetime
trying to introduce them into Russia. This has often been cited as the
“westernizing” outlook of Peter, yet nothing could be farther from the
truth. The expanding technical and productive bounty of the West that
so captivated Peter was a result of the early capitalist revolution
sweeping Western Europe, a revolution thoroughly inimical to the
foundations of Russian despotism. Peter wanted the industrial products
of Western society as fiercely as he opposed the social relations that
produced that bounty.
In a manner that
foreshadowed the Stalinist revolution, Peter introduced this new factory
technology under the auspices of the state. Whatever the impact on the
level of Russian technology might have been, the policy only
strengthened the death grip of the despotic state upon its
undifferentiated economy. Peter imported large numbers of experienced
master-craftsmen, and through state direction, they set up state
enterprises. The state also intervened in every form of nascent
capitalist endeavor, forcing by fiat entrepreneurs and industrialists
into fields that the state deemed important. Their shops or factories
were placed at the state’s disposal, and they were forced to produce at
will those goods that the state had military need of. While this “joint
venture” was often accompanied by an initial state loan or grant, the
success of the venture inevitably meant expropriation, with the
dispossessed owner serving as a less-than-willing manager of this new
state enterprise, this state policy did more than just expropriate
existing successful ventures: it effectively dammed all channels of
investment. No merchant or industrialist dared risk substantial capital
in enterprises whose very success condemned them to integration into the
state apparatus, and as with landed estates, no real private property
relations could exist despite this superficial appearance of private
property. As in any such situation where the absence of private
property rights meant the severe limitation of avenues of profitable
reinvestment, money made in business was hoarded. And to complete this
vicious cycle, the state ruled that profits must be reinvested in
state-directed industries, and the penalty for hoarding money was
confiscation. Peter’s system is a hallmark of Russian development—the
introduction of Western benefits in such a peculiar way that it served
to strangle the very forces in Russia that had given birth to those same
innovations in the West.
The passing of time and
Peter’s reign were witnessed by constant pressure from the aristocracy
to consolidate its position. It won hollow victories in the reforms of
1762 and 1785, which gave the aristocracy a corporate existence and
abolished compulsory service. By the mid-18th century,
Russian society was cast in such a mold that these legalistic reforms
meant little. State service had become the only possible life for a
noble, and “freeing” him from its legalistic compulsion in no way could
alter his need to serve. Similarly, a state-service aristocracy by
definition meant an atomized, fragmented existence with no ties of
locality or aristocratic solidarity. To give corporate status to an
aristocracy meant as much as granting it to the serfs. Those nobles who
opted for their new freedoms found themselves cut off from society and
the wells of power. Now alienated from the state (as they always had
been alienated from Russian society), they came to oppose the state,
ultimately with violence. While the Decembrist rising of 1825 failed,
the alienated nobility that stood behind it spawned the radical and
revolutionary movements in Russia whose heirs would bring down the
regime. This was a lesson that Stalin learned well, and members of his
new “aristocracy” who no longer served the state were given a markedly
different option than these 19th-century Czarist noblemen.
III. The Decline of
Russian Despotism
The reforms of the late
18th century, which gave the aristocracy the semblance of Western rights
in the form of a corporate identity and freedom from compulsory service,
meant little in the context of Russian society. Peter had established
the pre-eminence of the state in every sphere so thoroughly that, a half
century later, any noble that exercised his new “freedom” cut himself
off from Russian society. Compulsory or voluntary, service was still
the only choice for a Russian aristocrat: one served or one faced
oblivion. As long as Russian society remained intact and undisturbed,
the presence or absence of specific laws concerning service would not
change the despotic nature of the Russian state.
Yet Russian society,
because of its geographical location and the pretensions of its rulers,
was ripe for disturbance. Unlike China, which maintained its internal
structure undisturbed through enforced isolation, Russia considered
itself a member of the European community and demanded an equal
participation in its affairs by the 19th century. It is an
axiom that a traditional despotism cannot generate internal change
sufficient to disrupt despotic supremacy, and as long as the state can
preserve its isolation, it can survive indefinitely. China survived
this way for millennia.
Russia, on the other
hand, actively sought to import external methods and ideas, and
precisely those generated by the capitalist West. While she was able to
rigorously control its consequences and even use the benefits of the
west to strengthen her despotism, this became increasingly difficult as
the voracious nature of capitalist business expansion constantly eluded
state control. The watermark in the internal decline of Russian
despotism is the second half of the 19th century. At that
time the brooks and streams of economic change that flowed through the
Russian economy coalesced into a river that threatened a wholesale
transformation of Russian society.
The development of
capitalism in Russia, as Lenin aptly titled the phenomenon, had the
peculiar effect of temporarily strengthening the externals of Russian
despotism while it sapped its core. However sufficient were the
state-sponsored industrial enterprises of Peter’s reign, such production
was no match for the full-scale industrial revolution in the 19th-century
West. Without the hardware that legitimate capitalist enterprise could
now produce, political and military competition with the West would have
been difficult. Russia emerged as a full partner in the 19th-century
European system, encouraged by England to provide the necessary
component of reaction and repression on the Continent that Britain
herself could not generate. This, by necessity, involved the modern
factory production of armaments, weaponry, and capital goods that only
capitalism could supply to the Russian state, international and while
Russia’s inherent international weakness was a reflection of the
underdeveloped state of her private economy, her capitalist sector was
still adequate to generate the necessary hardware of force.
The 19th-century
Russian economy experienced the wholesale increase in the complexity of
the division of labor and the emergence of socialized labor that is
synonymous with the advent of capitalism. The reasons for this delayed
emergence are complex. Such a development would have been impossible
during Peter’s reign, given the active role of the state in the
conscious creation of despotic political control. Yet after the
despotic state was established, the need for such constant state
supervision evaporated, as the internal stasis of a society of isolated
peasant mirs, rather than the outside application of repression,
was all that was necessary to maintain despotic rule. As such a peasant
economy is incapable of generating meaningful internal opposition from
any level of society, the Russian state gradually relaxed its artificial
controls in favor of the natural rhythms of traditional despotic social
relations. It is why the aristocracy was given its “freedom” and the
harsh intervention into embryonic capitalist enterprises was relaxed—an
internally secure despotism does not need such controls.
The disruptive factor
was the external contamination of the West—its ideas, its ideals, its
business practices, its investment, which the Russian state decided to
tolerate, then encourage, as a path to international equality. When the
Russian capitalist revolution reached its “take-off” point in the
1860’s, the instruments of Peter’s state compulsion, so artificial to a
natural despotism, had atrophied after a century of gradual disuse. One
can postulate that the Czarist state certainly possessed the wherewithal
to crush this capitalist revolution at its inception. To do so,
however, involved forfeiting Russia’s role in international politics, a
price deemed too high to pay.
The rapid growth of
factory production and capitalist industrial ventures in the quarter
century beginning in 1865 is proof of this and followed a natural
pattern of capitalist development. Factory production increased in
wholesale leaps, with an even greater increase in the concentration of
the workforce into larger and larger enterprises. The new Petersburg
factories rivaled and surpassed in size those of Germany. The
development of an industrial substructure of communication,
transportation, and commerce was even more rapid. Railroad track
increased by 700%, the freight carried on it by 2,000%, and passengers
by 1,200%. Shipping doubled in just 13 years, while the mercantile
fleet increased by 1,000% in this 25-year period, and foreign trade
quadrupled.2
The overall rate of
growth of the capitalist sector rivalled that of England during her
industrial revolution, and in certain areas outstripped it. Russia was
undeniably still an agrarian country by the close of the 19th
century, but one must remember that Britain was still the only country
with a majority of its work force in non-agricultural production. It is
more fruitful to examine Russian agriculture in light of this capitalist
revolution, rather than view the continued preponderance of agricultural
enterprise as a serious mitigating factor in the growth of capitalist
relations.
The great event in the
development of Russian agriculture was, of course, the abolition of
serfdom in 1861. Had this occurred a century earlier, it would have
meant little, as to “liberate” either the aristocracy or the peasantry
from their legal restraints in no way affected their real social
positions. Given the revolutionary changes percolating through the
economy prior to the Emancipation, this legal act served to set free a
revolution in the relations of production on the land. The reasons for
the state’s momentous decision to abolish serfdom are too complex for a
discussion here. We need only concern ourselves with the consequences
of that event.
The Emancipation was,
for the average peasant, a cruel hoax, as freedom from serfdom meant
freedom from the land, with no alternative. While huge areas of
traditional estate relations remained intact, those land owners and
aristocrats interested in innovation (a group that eventually became a
majority of the land owning population) seized the opportunity to
convert their estates into modern business enterprises. The
Emancipation Act conjured forth a social division of labor never before
present on Russian soil, and the growing dynamic of capitalist
production insured its immediate success. Vast numbers of peasants,
granted insufficient or no land under the terms of the Act, were
transformed overnight from peasants into wage laborers. Under the new
system, the freed serf either sharecropped his land, or if he was
completely landless, he worked on the owner’s estate as a wage laborer
using the owner’s tools, and as with all wage laborers, his
dispossession came with the disappearance of the need for his labor.
The results in Russian
agriculture were of such a dramatic nature that industrial development
paled by comparison. The self-sufficiency aspect of Russian agriculture
dissolved into agricultural commodity production of such a sophisticated
nature that Russia emerged as Europe’s breadbasket. A market in land as
well as labor emerged, and even in those areas where the peasantry had
received an equitable distribution of plots, the inevitable
concentration of land into a smaller number of hands gave birth to
Russia’s much maligned kulak class of agricultural peasant-entrepeneurs.
A capitalist division of
labor and a socialization of the labor process spread through the
Russian rural economy at a dizzying pace, as a full-blown market economy
emerged out of these former units of non-productive self-sufficiency.
The Russian agricultural revolution is almost a classic textbook case.
Market agriculture and vastly increased production drove down the price
of foodstuffs and enforced an increasing efficiency in methods of
production. In a capitalist economy, increased production, through its
impact on the price structure and the constant decline in the rate of
profit, requires a constantly increasing efficiency. Those units
incapable of innovating cannot compete and fall by the wayside. Just
ten years after the Emancipation, these pressures were so fierce that
the wholesale introduction of agricultural machinery appeared on the
larger estates. Small holdings, unable to afford or make use of
machinery, paid the price of this inefficiency and were swallowed up by
the more efficient units. In turn, the larger estates, having to pay
for the expensive machinery through increased production, turned to wage
labor as the only profitable system.
By the 1880’s the large
farms came to resemble factories, with a concomitant division and
specialization of labor and an involvement in commodity production for a
world market. In the advanced agricultural districts about one-half the
work force was engaged in wage-labor, and suffered the same factory
abuses of overwork, child labor, and immediate displacement when their
labor was no longer a salable commodity.
Lest we misrepresent the
extent of this development, we must note that vast areas of Russian
agriculture remained as isolated subsistence units, coexisting side by
side with the new market economy. It is quite impossible to sweep out
an economic system of millennial duration in such a short period. We
may postulate that had the cataclysmic world war and the Bolshevik
revolution it made inevitable not halted these developments, Russia
would have emerged as a fully capitalist country. We must also
recognize that by the eve of the First World War Russia was at best a
“mixed” economy of capitalist innovation in an uneasy coexistence with a
still-predominant non-socialized economy, dominated by a despotic state
structure and bureaucracy.
This growing capitalist
revolution had its immediate manifestation in cultural and political
developments. Asiatic despotism is a classless society, and the repeated
attempts of western observers to impose class divisions on societies
that lack private property are fruitless. Classical despotisms possess
no social labor, no division of labor more complex than the family unit,
and thus do not have classes: they are merely amalgams of unrelated and
isolated units of subsistence production, tied together only by their
mutual subjugation to a national despotism. A class, emerging out of
the socialization of labor, must by definition be national in scope; in
despotic society the only national entity is the despotic bureaucracy,
and this is certainly neither a class nor a national economic unit.
The capitalist
revolution in 19th century introduced socialized labor on a
national scale, commodity production for a national market, and thus
created national classes. The revolution in industry produced a
proletariat and a bourgeoisie, and the revolution in agriculture
produced the wage laborer and the agricultural entrepreneur, whether of
the kulak small-holder or the owners of great estates. These classes
were true national classes, products of the growing specialization and
division of labor on a national scale rather than natural extensions of
the family unit. Their relative weakness and limited numbers is not a
relevant issue at this time. We need only to observe the rapid
development of Western economic classes in a thoroughly Asiatic society.
The emergence of a class
society was felt in the political sphere, as political parties and
currents representing both these new classes and traditional despotic
opposition to them emerged. It is not our purpose to catalogue or
analyze these political developments. We need only note that each
emerging class had its representation in growing political parties—the
peasantry in the Social Revolutionaries, the urban proletariat in the
Social Democrats, and the new industrial and agricultural entrepreneurs
in the Constitutional Democrats. We do not dispute the weakness of
these parties, as borne out by their eventual inability to prevent the
new despotic revolution of the Bolsheviks. Yet this weakness and
ultimate failure cannot diminish their significance—the existence of
growing, class-based political parties was unheard of in Russian
history, an impossiblity just a century earlier. The point cannot be
overstressed. Where nothing more than subsistence units of localized
production once existed, socialized labor and growing commodity
production for a national and world market appeared. Where once Russian
society consisted of an unrelated collection of isolated family units of
production, national classes were growing. Where politics had been
defined solely by the expansion of the bureaucratic state apparatus,
national class-based political parties not only challenged the despotic
state, but more and more forced that state to enter the political arena
as a political party itself. These developments were momentous, a
revolution in the making, whose dynamic would have led Russia into the
Western world had not the chaos and destruction of the world war made
possible a new despotic revolution.
IV. The Failure of the
Russian Revolution
The disruption of this
capitalist revolution and the success of the Bolshevik recreation of a
despotic society are solely attributable to the First World War. Had
the trends of the 19th century been allowed to continue
undisturbed, one can postulate [sic] many specific denouements,
all with the same general meaning. A remote possibility would have been
the overthrow of the Czarist regime for a capitalist democracy, remote
because of the still-overwhelming power of the despotic regime. More
likely would have been a successful repetition of the 1905 revolution,
forcing the Czar to accept a constitutional monarchy and an elective
parliament. Equally possible was no concrete political solution;
rather, a forced and unofficial retreat of the despotic bureaucracy from
most aspects of Russian life, with capitalist economic norms filling the
void and the Czarist state, content not to interfere. Engels, in an
1894 essay, succinctly described these possibilities:
One thing is clear: under such
circumstances the young Russian bourgeoisie had the state entirely in
its power. In all important economic questions the State must be
subservient to the bourgeoisie. If meanwhile it is still tolerating the
despotic autocracy the Czar and his officials, this is only because this
autocracy, thus far tempered by the corruption of the bureaucracy,
offers its greater security than would a change—even in a
bourgeois-liberal direction—the consequences of which, given the
internal situation in Russia, no one can foresee. And so the
transformation of the country into a capitalistic-industrial nation, the
proletarianization of a large part of the peasants, and the break-up of
the old communistic village community—all progress at an even faster
tempo.3
Whatever the anticipated outcome, it
is certain that the capitalist revolution in Russia had reached its
“takeoff” point by the turn the of the century. That is, the internal
dynamic of this economic revolution had reached the stage that, barring
a cataclysm, made it inevitable and irreversible. The 1905 Revolution
was the manifestation of that fact. That it is a failed revolution is
indisputable. Nonetheless, mass political parties emerged, organized
and popular urban revolts nearly toppled the state, and the regime was
forced, even if temporarily, to concede constitutional rights and
institutions. The contrast between it and the prior Pugachev-type
revolts is stark. Revolts in classical despotisms are peasant upheavals
and cannot escape these origins: an isolated and disorganized peasantry
rises in isolated and disorganized revolts, involving the looting,
burning, and slaughter of manor houses, grain storages, record houses,
and the administrators that kept them. They are inevitably crushed,
having accomplished absolutely nothing except a decline in an already
marginal level of productivity, and leaving nothing to mark their
passing except a peasant folklore.
The 1905 revolution was fully a
Western revolution and indicative of how far Russia had progressed.
Western revolutions, whether spontaneous or not, are organized and
“stable” in the sense that they are made or aided by organizations and
parties that both predate and survive the revolution and present demands
and force innovations that also both predate and survive the
revolution. The 1905 affair was sparked by political organizations with
long-term demands and whose organizational size and stability was
strengthened by the revolution, and out of this “spontaneous” upheaval
came new permanent trade union and political organizations. If parties
and organizations emerge from an upheaval stronger, larger, and better
organized than before the revolt, if they have won significant
concessions from the regime, one can only conclude that it was not the
revolution, but rather its failure, that was temporary.
The war effectively destroyed this
century-long peaceful economic and political revolution, and it is
perhaps befitting that the cause of the failure of Russian capitalism
would be the fratricidal war of Western capitalism. Modern warfare’s
primary determinant is the industrial capacities of its participants,
and Russia was thus certainly no match for Germany’s industrial
machine. Russia was more than just the inevitable loser: her weakness
meant that Russian soil, and not German, would play host to the
wholesale destruction and slaughter of a world war. The result
transcended a national defeat, as the Russian economic revolution
suffered the massive blows of the widespread destruction of productive
plant, the disruption of normal market relationships, and the partial
collapse of the transportation and communications substructure. These
reversals might not have been significant in a Western nation with a
long history of capitalism to fall back on once the smoke had cleared
and the rubble had settled. (Post-World War II Japan and Germany come
to mind). In a nation with a thousand-year history of despotic social
organization, still primarily a despotic society, the collapse of
capitalism was decisive. It left a void in Russian society that
permitted the recrudescence of the only historical legacy Russia had
left to draw upon— Oriental Despotism.
The Bolshevik seizure of power is a
product of the Great War, and the resultant tragedies of 20th-century
Soviet history must be added to the already lengthy list of indictments
against that war. The impending military defeat, the social
dislocations, the rapid decline in massive industrial and agricultural
output and the real possibility of mass starvation all contributed to
the collapse of Russian Czarism in February 1917, a collapse that was
premature. Had the fall of the Russian state occurred in peaceful
times, a transition to a constitutional democracy might have been
possible. Indeed, that transition in no way necessitated the overthrow
of Czarism. Given the chaos of the war situation, the massive
disruptions suffered by Russian capitalism, the disorganization of both
class cohesions and political relations, Czarism’s collapse left a
vacuum that no element of Russia’s capitalist revolution had the
strength to fill. Not its battered business classes, not its new
political parties, and certainly not its just-emerging proletariat and
peasantry.
Lenin’s Bolshevik Party seized this
opportunity to fill the political vacuum caused by the chaos of the
war. His party, a tiny splinter in peacetime, grew to a substantial
size during the war, and modeled itself on para-military lines. It was,
however, the political outgrowth of the war’s dislocations that proved
decisive—with the various class-based national parties (and the national
social classes that were their roots) dislocated and disorganized, any
Bonapartist adventurer with a sufficiently organized and armed following
could have seized power. With no class or class-rooted party capable or
willing to claim the Russian state, a déclassé para-military
organization, proud of its déclassé makeup and consciously styled
as professional revolutionaries, seized the state. The Bolsheviks
quickly moved to crush the first great forum of Russian democracy, the
Constituent Assembly, and then, unopposed by a weakened and battered
proletariat, eliminated opposition in the Soviets and militarized the
trade unions. Thus began their long and brutal march through the
institutional and social formations of Russian capitalist civilization.
V. Russia’s Last
Chance
The creation of the early Bolshevik
regime came in the cauldron of the Civil War. The necessities of
fighting off an armed uprising of the remnants of the old regime,
combined with their unbridled contempt for any of the institutions of
democracy, (proletarian or otherwise), produced a starkly repressive and
dictatorial regime. This early period was characterized by the
expropriation of all industry, an experiment prompted as much by the
demands of the war as by an adherence to “Marxist” ideology. The
logical question that comes to mind is: how were the Bolsheviks, so weak
in their own right, able to establish their dictatorship so easily
against such real opposition? The answer rests in the non-European
nature of Russian history. Such a development would be nearly
impossible in the West, where a thousand complete years of
class-organized society insured the state’s subservience to primary
social relations. In Russia, where no social classes had existed prior
to the 19th-century, where the state was society
rather than the property of one or a combination of its non-existent
social classes, the Bolsheviks’ rootless and classless existence proved
to be an advantage rather than a liability. And when the Great War
destroyed newly developed national class cohesions, and all the elements
of traditional Russian despotic society were able, by default, to
reassert themselves, it was relatively easy for a rootless and closed
political sect to constitute itself as the state. Menshiviks, liberals,
and Russian historians have spent over a half a century railing at the
Bolsheviks for representing no one, least of all the Russian
proletariat. They completely miss the point. In a society
characterized by a weak and impotent class structure, and whose prior
history was marked by the complete absence of classes and a domination
by a classless despotic state, the Bolsheviks came forth to fill a gap
that five hundred years of Russian history had prepared them for.
The Civil War brought home a lesson
to the Bolsheviks that is fundamental to the creation of modern
totalitarianism. The internal and external opposition to the regime, no
matter how weak, presented the ever-present reality of Western
disruption. The regime realized that its internal security rested on
its ability to meet the West on equal terms, and only the revival of
production could provide that security. A reversion to a traditional
despotic economy was an impossibility, and although the Bolsheviks
attempted a quasi-restoration of capitalism as a solution, they
ultimately chose the creation of a fully totalitarian society as the
only acceptable alternative.
With the close of the Civil War and
the crushing of the last real center of opposition in the Kronstadt
revolt, the Bolsheviks decontrolled the Russian economy in an attempt to
restore industrial and agricultural production. This new economic
policy introduced a version of state capitalism, through which the state
maintained some semblance of control or de jure ownership of over
private production. In agriculture, the peasant was given free reign
over his land, and once a fixed tax was paid, had the right to dispose
of his produce as he saw fit. While the seizure and break-up of large
holdings hindered the full-scale reinstitution of the use of farm
machinery and the factory-like relations of pre-war agricultural
production, a capitalist economy in agriculture appeared in every other
respect. The peasant, free to dispose of his land as well as his
produce, increased production dramatically, and a national market in
both agricultural commodities as well as land reappeared. With it came
the inevitable re-concentration of holdings into larger, more efficient
units, and the re-emergence of an entrepreneurial peasantry and a class
of land-poor or landless wage laborers.
The industrial arrangements of the
NEP [New
Economic Policy] period were a bit more complicated. Small
production and retail distribution were given over to private hands, but
the bulk of large and medium factories remained as state property.
However, the state withdrew from direct regulation, giving control of
the numerous enterprises to the factory directors. They ran their
enterprises as they saw fit, and produced for and disposed of their
goods in as free a market as this quasi-capitalism could allow. Tying
the industrial and agricultural economy together was a network of
wholesale and retail traders, the “Nepmen,” who were the intricate
connecting capillaries of these primitive, but nonetheless capitalist,
market relations.
We do not wish to dwell on the
economics of the NEP. We are primarily concerned with its social and
political implications, the most important of which was the
reconstitution of national classes. The major problem with the NEP is
that it worked all too well: it not only restored the pre-war economy,
but recreated the pre-war class system that went with it. An
agricultural entrepreneurial class took firm hold of the countryside,
and the factory managers and traders constituted an embryonic
bourgeoisie. With this came the reappearance of a significant urban
proletariat and a proletarianized peasantry. The Bolshevik solution to
their production “problem” solved the problem in an impossible manner:
it recreated all the class arrangements that by definition were
incompatible with a classless state.
The reappearance of national social
classes in the framework of a market economy would have led to the
emergence of political parties. That is, the inevitable political
manifestation of private economic centers of power. The ultimate choice
of a state in such a society is to identify with and draw power from one
or more of these social classes or fall from power—an impossible choice
for the Bolshevik regime and one reminiscent of the position of the Czar
before the war. The Bolshevik regime, consciously divorced from any
class connections and thus ideally suited to aspire to the role of a
despotic state, could never tolerate any private center of economic
power placing limitations on its political rule.
The Bolsheviks were thus trapped in
an intolerable situation. To allow the continuing expansion of the
capitalist sectors of the economy, with its concomitant growth of
private centers of economic power coalescing into national social
classes, meant the downfall of the regime or, at the very least, its
surrender to the dominant social class. A despotic state, by
definition, cannot tolerate or survive the continuing expansion of
socialized labor and commodity production. Yet to prevent the
development of market production meant the loss of the hardware of an
industrial economy, a loss as potentially fatal as the triumph of that
market economy.
The Bolsheviks understood the
significance of this crisis. Bukharin, heading the Party’s right wing,
called for less and less restraints on the private sector as the only
way to increase production and implicitly recognized and accepted this
as signifying the fall of the Party or its transformation into a
Social-Democratic regime. Trotsky and Preobrezensky constantly warned
that a further expansion of the private sector meant the collapse of the
regime and called for full nationalization of the entire economy,
accompanied by forced rapid industrialization. While they most closely
approximated the mark, they were fated to be the victims, and not the
instruments, of their own policy.
VI. The Totalitarian
Solution
This insoluble problem meant the
death of the New Economic Policy, and with it died Russia’s last chance
to escape her despotic legacy. The success of the NEP clearly indicates
the degree to which Russian capitalism had developed and the resiliency
it possessed. After all, the Bolsheviks did nothing to actively
encourage its growth: they merely removed the restraints and
restrictions of the Civil War period, and that only in a limited manner.
These limited concessions were enough to foster a new capitalist
revolution, and the development anew of commodity production and
national classes. Had this revolution been allowed to continue
unhindered, Russia would have made the irrevocable break with her
despotic past and entered the Western world. Instead, she was to suffer
a revival of despotism unprecedented in history. Marx identified
capitalism as the bearer of civilization. This was doubly true of
Russian capitalism, and it is quite an irony that its destruction and
the triumph of barbarism were done in Marx’s name.
As repressive as Lenin’s
dictatorship was, it was still clearly a dictatorship as distinct from a
totalitarian regime. Repression was aimed at political opposition, and
that the level of repression increased markedly during the 1920’s was a
product of the political economic trends the NEP’s economic revolution
had created. Its lesson, true of any dictatorship, is clear: involve
yourself in politics and you court disaster; remain non-political and
the state will not interest itself in your private affairs or disturb
your life. This attitude characterized Lenin’s regime, and despite any
superficial similarities, it is an attitude that is the antithesis of
Stalinist totalitarianism.
The only choice the Bolsheviks
faced, given the dynamic of the capitalist revolution they had allowed,
was to succumb to that revolution and its growing class system, or to
turn on it. Stalin’s innovation is that he crushed Russian society as
thoroughly as possible, yet did it in such a way that her productive
capacities, so crucial to surviving the encroachments of the West, were
increased markedly. His innovative solution is the genesis of modern
totalitarianism.
The Stalinist revolution, despite
the so obviously overwhelming economic components of forced
collectivization and rapid industrialization, was essentially a
political revolution, a wholesale assault on the Russian class system.
Its aim was to thoroughly destroy the Russian class structure while
maintaining and increasing the production of key goods, mostly for
military use. The entire economy was direct nationalized and placed
under state control, through the medium of the Five Year Plans. All
commodity production and market relations were dissolved, and
inefficient and clumsy central state planning took its place. Capital
goods industries and production were vastly expanded, and consumer goods
production almost disappeared. With the abolition of commodity
production and the evaporation of foreign investment and capital, this
expansion was financed by squeezing the working class. The work day
increased dramatically, and in payment for these extra hours living
standards were reduced by 50%.
Factory conditions approximated that
of industrial slavery, and the regimentation of labor anticipated the
organization of the labor camps. Capital punishment was introduced and
enforced for a host of offenses, some as petty as lateness for work.
The freedom of labor mobility of the NEP period disappeared, a
civilizing freedom that is essential to commodity production and died
with it. Instead, the Russian worker became the chattel property of his
state industry. Whatever increases in production took place in this
rapid industrial expansion were severely limited by both the general
inefficiency of the central plan and the demoralization resulting from
the transformation of wage labor into industrial slave labor. Terror,
rather than the relatively civilized expropriation of surplus value, now
tied this industrial system together.
The revolution in agriculture was,
if anything, more intense than the Stalinist industrial revolution. All
land was, without exception, forcibly seized and combined into state
collective farms. The entire Russian peasantry was herded onto the
collectives at gunpoint, and the rural civil war that resulted is
unprecedented in the history of any nation. Agricultural productivity
collapsed as the peasantry slaughtered its stock and burned its crops in
protest. Despite a respite in 1931 when a majority of peasants were
allowed to leave the collectives, the drive toward collectivization was
renewed more fiercely and was triumphant by 1933. The cost was
incredible.
Raphael Abramovitch cited an internal
Soviet government study on peasant resistance to the initial
collectivization drive—800,000 jailed, a million shot, and over a
million sent to labor camps. The results of the second collectivization
drive were even more monstrous, as the regime introduced the technique
of artificial famine to break resistance. By quarantining vast areas
and exporting abroad grain that should have gone to those areas, the
final battle of collectivization was won, and four million peasants
starved to death as a result. A League of Nations study estimated that
between 5.5 million and 12 million people died during the first five
years of this Soviet economic miracle.
The Stalinist revolution is
primarily a political rather than an economic revolution, and all
economic considerations were subordinate to the political. Its aim was
to break the class structure that seventy-five years of Russian
capitalism had developed, and to do it in such a manner that production
in key areas could be maintained or expanded. The collectivization of
agriculture has no economic rhyme or reason and can only be viewed as a
political act. Production collapsed and revived only painfully and
after years of intensive efforts. As an economic policy the collectives
were economic suicide, and it has been demonstrated countless times in
countless ways that private holdings vastly out-produce the collectives
when matched acre for acre. The creation of the collectives served,
rather, to abolish the peasantry as an economic class by depriving them
of the locus of their independent power—their ownership of the land as
private property.
The Soviet economic revolution,
whatever the economic expansion it engendered, was also a political
revolution. The expropriation of all industry and the militarization of
labor broke the back of the Russian proletariat as thoroughly as the
collectivizations destroyed the peasantry. A proletariat deprived of
the means of production derives the potential of its political power
from the mobility of its labor power and its ability to organize to
withhold that labor, a power that is guaranteed by the iron laws of
capitalist commodity production. By abolishing capitalist commodity
production and its unalterable dependence on free and mobile labor and
by militarizing labor and destroying its mobility, the political power
of the proletariat died along with the independence of the capitalist
economy.
The managerial and technocratic
elites suffered a similar fate, as they represented a nascent
bourgeoisie. The factory manager, robbed of control of his factory and
of the commodity market that ultimately had given him his control over
his enterprise, became a state servant, a cog in the central planning
machinery. The traders, the NEPmen, died both socially and physically
with the death of a commodity market, replaced by the chaos of the
allocation system of the Plan. The technocratic elite was terrorized
into submission through the instrument of public trials and mass
liquidations as “wreckers,” a warm-up for the Great Purge of 1936.
The Stalinist economic revolution
was the triumph of political despotism, yet is the antithesis of
traditional despotism rather than its restoration. The Bolshevik state,
despotic in its structure even if only dictatorial in its rule, found
the expanding class structure of Russian capitalism a fundamental threat
to its rule. The clash was an historic inevitability, as a capitalist
class structure and commodity production cannot long coexist with a
classless despotic state, and the early encouragement the Bolsheviks
gave to the development of this class structure only made the coming
conflict that more intense. The only choice the regime had was to
abolish Russian class society, but to opt for a restoration of
traditional despotic relations was as suicidal as a continued toleration
of Russian capitalism. China and India, with its primitive economies of
isolated units of self-sufficient production and its division of labor
no more complicated than the family unit, had collapsed ignominiously at
the slightest western pressure. A similar fate awaited a Russian
despotic restoration. The only possibility for the regime was massive
industrialization, and the concomitant problems it created for a
despotic regime is the foundation of totalitarian power relations.
Russian totalitarianism is as
hostile to traditional Asiatic society as it was to capitalism, and the
remnants of traditional despotic production and property arrangements
were as thoroughly eradicated. The still-considerable units of
localized production were abolished with the same dispatch as the most
thoroughly entrepreneurial segments of the agricultural economy, and its
still serf-like peasantry was as ruthlessly herded into the collectives
as the most recalcitrant kulak. Mass industry and large-scale industrial
production, incompatible (to say the least) with traditional despotic
society, was enlarged and expanded at a dizzying pace, rather than
abolished.
Traditional despotic society is
founded on localized production, self-sufficient economic units of
non-social labor, a classless society whose only national entity is the
despotic state. Totalitarian society bears even less resemblance to
traditional despotic relations than it does to Western society.
Totalitarian society is an industrial society, with the factory unit
dominating agriculture as well as industry, and it is a class society
with national classes. It appropriates all the hardware of Western
industrial society, while it ruthlessly rejects the fundamental social
relations that in the West produces that bounty. It must possess the
output that only an industrial society can produce, and by creating an
industrial society the despotic state must also create national
industrial classes, a complex division of labor, and socialized labor
power. Yet by abolishing the commodity production and capitalist
private property that is the cement of Western capitalist society and by
replacing it with centralized regimentation and brute terror, the regime
has so altered the social relations of its industrial society that its
“classes” are not classes at all, but impotent national groupings
attached to the despotic state as generalized industrial slavery. The
totalitarian state is able to reap most of the benefits of industrial
production, yet atomize its society so that the inevitable social
consequences of industrialism do not disturb its despotic political
rule. The Soviet revolution has created an industrial society and a
national social class structure that mocks Western society, in the same
manner that Dante’s divisions of Hell mocks the organization of mortal
human society.
VII. Totalitarian
Society
Totalitarian society is a political
society, with unbridled contempt for and bare tolerance of economic
necessities. Terror is the political glue that binds it together. The
maintenance of political power is the only concern of the totalitarian
state, and as a representative of no economic class, that state need not
concern itself with any considerations other than the expansion of its
political hegemony. While this is equally true of classical despotic
society, the analogy can be taken no further. Classical despotic
society is static and unchanging, a society of unrelated and unconnected
units of localized production, naturally atomized by the primitive level
of its division of labor. These units can offer no concentrated
resistance to the political expansion of the despotic state because the
unchanging realities of isolated peasant communities make concentration
or cooperation an impossibility. The despotic state musters a level of
coercion concomitant with the degree of opposition its society can
generate. In a society where the state is the only national entity, the
inability of isolated rural communities to confront the state in any
posture other than submission makes active coercion on the part of the
state unnecessary. Put more simply, the need for the despotic state to
generate the artificial component of terror varies inversely with the
naturally atomizing nature of isolated peasant society. What the
division of labor accomplishes in atomizing and isolating this society,
the, state is thus freed from doing.
These power relations are radically
altered in totalitarian society. The natural atomization of isolated
peasant society disappears, by definition, when an industrial society is
created and the population is concentrated into factory-like
agricultural units as well as industrial factories. Industrial society
involves the creation of national classes and a national economy of
interrelated units of production, and the relations of political control
in such a society are quite different. What the division of labor no
longer naturally provides, the totalitarian state must artificially
create. The agrarian division of labor of despotic society is the
friend of the despotic state as it isolates the components of this
society into static impotence. The industrial division of labor is the
enemy of the totalitarian state, as it concentrates masses of people and
economic units into national entities, and the state must actively
intervene where formerly such intervention had been unnecessary.
Terror is the innovation of the
totalitarian state, and it serves as the artificial replacement for the
natural isolation of rural society. It is conscious, systematic, and
all-pervasive, and it is aimed at every level of Soviet society. Ideas
of guilt or innocence, expectations of rational state responses to
concrete political opposition all have no meaning in the concept of
totalitarian terror, and misconceptions about these motives have led
quite a few competent historians to mistakenly ascribe the instrument of
terror to the “irrational” or psychotic impulses of individual leaders.
Terror breaks down the cohesions and solidarities of industrial society
and its national classes, cohesions and solidarities that were
non-existent in traditional despotic society. The aim of totalitarian
terror is atomization, and its ideal result is starker than even the
isolation of rural despotism. Stripped of all class solidarities, ties
of family, friendship, and locale, in constant fear of betrayal by those
around him, the citizen of a totalitarian society is reduced to an
individual, and must face the massive state in this impotent condition.
The peasant at least had his family unit and village as a mediator
between him and the state, and the traditional despotic state confronted
the village, not the individual. A Soviet citizen lacks even this
meager social sustenance.
The totalitarian state constantly
expands its industrial base and through it concentrates its population
into larger and ever more connected units. It then must increase the
component of terror to counter the increase in social solidarity that
its industrial expansion has engendered, and this produces the frenzied
and dynamic nature of totalitarian terror. Its principle instrument is
the purge. The most effective, if crude, method it has devised for
atomizing class solidarities is to drown those solidarities in oceans of
blood. A study of the great purges reveals a systematic assault, at
regular intervals, on every level of Soviet society. Social cohesion
evaporates in the face of this mass slaughter, and just as a social
class begins to regroup after a brief respite, a new purge is unleashed
again.
The crude element of totalitarian
terror is the blood purge; its sophisticated component is the movement
and the Party. Any political action or involvement in rural despotic
society (to the extent that such activity was even possible) was
severely discouraged, as it ran counter to the static nature of that
society. The totalitarian state, on the contrary, demands political
participation of its population as an affirmation of its power as a
replacement for the old ties of social solidarity that it has forcibly
dissolved. The state creates the reality of the Party and the myth of
the movement and through it, demands the active participation of all
levels of society. Individuals are coerced into joining a myriad of
activities and organizations whose sole interest is to aid the
development of the Plan and whose sole function is to extort from its
citizenry a conscious affirmation of its right to rule. The traditional
despotic state could be content to leave its peasants to their slothful
ignorance and inactivity; the totalitarian state must have the
enthusiastic, if forced, active participation of its industrial
citizenry.
The despotic state had no need to
disturb the static nature of rural isolation, while the totalitarian
state must penetrate every aspect of society and politicize it. All the
complicated and intricate qualities that make up the concept of a
private, non-political existence in Western society comes under the
scrutiny and regimentation of the totalitarian state. The state invades
every heretofore private and personal institution and subsumes it into
its political movement. Every aspect of one’s personal life becomes
political, and thus is a forced confirmation of the state’s legitimacy;
every institution one involves oneself in, from one’s cultural
activities to one’s chess club and soccer league, are now Party
institutions and bent to political ends. A member of Soviet society
cannot listen to a symphony without political involvement, he cannot
compete in athletics unless it is mixed with the proper ideological
content, he cannot entertain his family in anything but Party-run
diversions. Even his children’s youth organization are Party spy
organizations. He is stripped of all his social birthrights of class
solidarity and private ties, and instead is filled up with the state.
Ever present is the reality of
arrest and liquidation, made more intense and unbearable by its
seemingly irrational component of having no connection with anything the
citizen of a totalitarian state does or doesn’t do. Even a rat in a
Skinner box can gain some control over his life by modifying his
behavior to fit the predictable shocks given him. When those shocks, in
the form of arrest and liquidation, follow no rational pattern, and are
not in response to any particular act, one loses even the pathetic
ability to modify one’s behavior to successfully ward off the shocks,
and the citizen of such a society thus loses even the bare control over
his life that his counterpart in the Skinner box has established. He
can do nothing but resign himself to his fate and obey. There is a
clear connection between the victim and the perpetrator of merely
dictatorial terror that mitigates its impact. In a dictatorship the
victim initiates the cycle of repression through his conscious act of
political opposition, and thus gains control of the process. He may be
victorious or he may suffer arrest, imprisonment, or death, but the
ultimate choice of defiance was his, and his act of opposition has a
marked impact on the actions of others. Totalitarian terror is
consciously aimed at the innocent, and those who actively oppose the
state fall out of its purview and are handled in a different manner. If
one is arrested, jailed, and liquidated for no discernable reason, and
precisely because one has done nothing, one is robbed of every
last shred of the dignity that is the natural right of any political
opponent of an ordinary dictatorship. And if these seemingly irrational
and gratuitous actions are done on a mass scale involving millions, the
inevitable result is the collapse of all social cohesions, no matter how
primitive. The natural solidarity of industrial society is a reflection
of the intensely national and interdependent organization of the
industrial division of labor, and totalitarian terror is the technique
by which this iron solidarity is dissolved while the industrial base is
left intact.
The “ruling” class of totalitarian
society also does not escape. As with any social grouping in an
industrial society, the political, managerial, and administrative
elites, left undisturbed, would solidify into a stable and cohesive
ruling elite, and thus the terror the state aims at itself is fiercer
than what the general population must suffer. The specific
instrumentality is the purge, and by simply killing off enormous numbers
of this ill-fated ruling elite it prevents a stable ruling class from
coalescing. It has been estimated that the average lifespan of a member
of the Soviet elite under Stalin was five to seven years, after which
his almost predestined arrest, torture, and liquidation would befall
him.
The Great Purge was really a series
of purges, on a continuing and systematic basis, affecting every level
and category of the Soviet elite. Eighty-five percent of the delegates
to the 1934 Party Congress, which crowned the first five years of the
Great Leap as the culmination of Soviet industrial expansion, would be
imprisoned or shot two years later. The 1936 purge liquidated a
majority of the entire administrative apparatus of the Soviet state, and
subsequent purges wiped out the entire leadership and huge numbers of
the rank and file of the secret police and the military. The purge was
as unrelenting as it was thorough, and as a new level of primary and
secondary leadership was quickly promoted to take the place of their
departed predecessors, they too would soon suffer the game fate.
The secret police apparatus is
reminiscent of ancient Egyptian burial proceedings for a dead pharaoh,
where to keep the secret of the burial crypts his attendants were
murdered, the executioners murdered in turn, and the murderers of the
executioners then murdered. The leadership of the secret police and
administrative units were arrested by their underlings and executed, and
these underlings newly promoted to leadership had to look forward to the
same fate at the hands of their subordinates, in a never ending dance of
terror and death.
In no other respect can one see the
stark differences between totalitarian society and any other form of
social organization than in this treatment of its own elite. Almost all
societies are organized around the protection of its elite; a society
that makes certain torture and death the ultimate confirmation of one’s
membership in its elite is unprecedented. While there certainly is an
analogy between the Soviet elite and Peter the Great’s treatment of his
service aristocracy, the periodic elimination of entire sections of the
elite as a method of social control is a wholly new innovation. This
certainly casts serious doubts as to the validity of the many “new
class” theories of the Soviet ruling group, as torture and death are
hardly coveted perquisites associated with a privileged elite.
VIII. Totalitarianism
as an Ideal Form
The totalitarian state must
industrialize so that it may compete with the West and must deal with
the serious social consequences of that industrialization. Yet it holds
urban industrial society in utter contempt, viewing it as a necessary
concession to the requirements of survival, while at the same time it
harks back to a perverse vision of rural despotic society. It is the
creation of the concentration camp an institution unique to totalitarian
society that embodies the vision of the totalitarian future.
No aspect of totalitarian society
has been as misunderstood as the institution of the concentration camp,
and it is a misunderstanding that stems from the general attempt to
apply rational criteria to a world devoid of rational norms. Similarly,
to denounce the concentration camp as nonproductive and “irrational” is
to mistakenly believe that such objective standards of judgment can
exist in a totalitarian society. The concentration camp bears no
relation to the objective needs of productivity and economic activity,
nor ultimately of practical political control, and cannot be judged by
these norms. It is, instead, an experiment by the totalitarian state in
social engineering and were never constructed as units of economic
production nor, ultimately, of political terror.
Nor are the camps the organization
of massive slave labor gangs. They cannot be classified as any type of
rational economic activity. Except for certain isolated cases, the
entire camp system was nonproductive, generating no usable surpluses of
any kind commodity. Indeed, production was so low that it often fell
below the needs of primitive reproduction, and simple starvation
resulted. The productivity of the average camp inmate was 50% below
that of an average Soviet worker, and his working life-span was an
incredible five years, as compared to the forty working years of the
average worker. These camps, needless to say, were not constructed to
increase productivity, and to even raise this issue as a debatable
explanation introduces Western standards of rational behavior that is
totally inappropriate to a society that lacks objective norms.
If the concentration camps are
clearly not economic units, neither were they wholly political units.
While they certainly were an effective instrument of the terror
apparatus, it is doubtful that the scope and the immensity of the camp
system were necessary for this task. One must remember that at their
height, upwards of fifteen million members of the Soviet adult male
workforce (a stupendous figure) were imprisoned in the camps. This
certainly must account for the single most significant drag on economic
expansion, and beyond a certain point its impact as a political
instrument of terror was also nonproductive. Viewed solely as another
weapon of the terror apparatus, a camp population of perhaps only
one-fifth that size would have had the same terrorizing effect on the
non-camp population. It would appear that most of the numbers actually
incarcerated in the camps were superfluous to the regime’s immediate
political needs.
We must look elsewhere for an
explanation, to the deepest and most irrational long-term aims of the
regime. If the totalitarian state must accept the necessities of an
industrial society, it does so grudgingly, and would abolish industrial
society altogether if it could. As long as a non-totalitarian world
exists whose basis and power is in industrial production, this is an
impossibility, and this accounts for the expansionist foreign policy
dynamic of Soviet society (as well as its Nazi counterpart).
Totalitarian society is driven to subsume the West, to conquer it
through either internal subversion or force of arms, and thus abolish
the existence of the non-totalitarian world. Once the threat of Western
disruption and Western industrial strength has been removed, as well as
that of the objective norms and rational criteria that is the basis of
Western society, the totalitarian state can abandon the pretense of
industrial society in a totalitarian framework and all the intractable
problems it engenders will disappear with it.
The concentration camp is a social
experiment, totalitarianism’s vision of its future. The essence of the
camp is that it resembles, in a perverse and distorted way, the units of
production of traditional despotic society. The camp is a (barely)
self-sufficient unit of localized production, generating no surplus,
involved in no market, and connected to any other similar institutions
only through the instrument of the ruling state apparatus. It imitates
the rural village of traditional despotic society, and also transcends
it as an entirely new concept in primitive existence. While the rural
village produced a normal, if stark, peasant life, the camp redefines
the level of human existence. The rural village maintained its
inhabitants in an existence whose primitiveness was exceeded only by
prehistoric man. The concentration camp reduces the level of human
existence to that of an animal. It is a state of social organization
that does not even produce a basic level of subsistence, that reduces
the adult lifespan by 80%, that by definition produces no culture, no
art, no literature, no written records. It is a society in which the
rulers live almost the same life as the ruled. As so many studies of
the camp system have revealed, the primitive existence of the camp
administration came almost to resemble the animal level of the camp
population. The Nazis, brothers in blood to the Soviet regime, planned
to liquidate most of the European population, abolish industrial
society, and revert to a world of hunters and hunted, with the
concentration camp as the sole unit of social existence. While the
Soviet state failed to verbalize such yearnings, the countless millions
of its citizenry that it donated to its constant camp population of ten
to fifteen million is evidence enough of the commitment it made to this
nightmarish future.
The concentration camp as an
experiment in totalitarian social engineering existed in uneasy
coexistence with the predominant industrial society. The concentration
camp is the antithesis of industrial society, even the bastardized
version of Soviet industrial organization, and this is certainly a point
that need not be labored. Urban industrial society represents a current
highpoint in the organization of human society and has produced a
similarly high level of culture and civilization. The totalitarian
state tolerates this as an uncomfortable necessity, and the
disorganizing pressures the state exerts on its industrial society is
completely a function of the threat industrial society and industrial
civilization pose to totalitarian rule. For the totalitarian state it
is like continually wrestling with a boa constrictor, where any lapse in
vigilance and active struggle means strangulation, and the massive
degree of terror and disruption the state must perpetrate on its
industrial order is a function of the basic strength and potential power
of that industrial order if left unchecked.
The camps represent a respite for
the totalitarian state in its eternal struggle with the national class
structure of its industrial society. It can only win a lasting victory
over its industrial society by abolishing its existence, by reducing all
of human social organization to the level of the camp.
The concentration camp system, the
inner core of the totalitarian ultimate drive to power, is a nightmare
vision whose basis is the abolition of human society. The triumph of
the concentration camp can only occur when the Western world has been
subsumed completely, and this is the essence of the international
expansionist dynamic of the Soviet state. It loathes the industrial
society it must tolerate, loathing the twisted resemblance of its
industrial system to the Western world, and it seeks to conquer the West
as the only way to rid itself of the industrial cancer in its own
midst. The ultimate victory of Soviet expansionism is synonymous with
the emergence of the concentration camp as the dominant mode of human
organization.
IX. The Decline of
Soviet Totalitarianism
It cannot be disputed that current
Soviet reality diverges markedly from both the actual Stalinist system
and the ideal form embodied in the concentration camp. Indeed, the
entire camp system has been abolished, and the million or so estimated
inhabitants of the remaining camps are mostly political opponents of the
regime rather than the randomly selected victims of the Stalinist era.
The purge has also disappeared, especially the blood purge, and the
Soviet elite has for the past twenty years attained at least the
semblance of a cohesive ruling class. Consumer production and living
standards have also risen (although they are still abysmally low as
compared to any Western nation), and the intense uncertainty of the
terror apparatus has been reduced or removed from daily life. While
Soviet society is still, in its essentials, a totalitarian society, it
varies dramatically with its Stalinist period, and to ignore this is to
misunderstand the dominant trend of world politics since the death of
Stalin.
The abolition of Western capitalist
society is the inner drive of Soviet totalitarianism, and this makes the
real impact of Soviet foreign policy on the West so ironic. Soviet
expansion has not abolished Western capitalism. Rather, all it has done
is to effect the transfer of the center of capitalist political power
from Great Britain to the United States. The history of US-Soviet
relations is a matter best dealt with elsewhere, and we can touch on it
only briefly. The expansionist drive of the Soviet Union is central to
the dynamic of totalitarianism, but its ability to expand, as opposed to
its need or its desire, is ultimately controlled by the response of the
Western world. And the incontestable fact in the creation of the Soviet
empire and its great expansion westward was the free reign that
expansion was given by US policy during and after the Second World War.
Whatever the critical need or the desire to expand that is central to
the totalitarian dynamic, it is doubtful that such expansion could have
taken place without the tolerance of or encouragement by American
foreign policy.
The Soviet Union gained an Eastern
European empire quite simply because the US allowed it to, and while a
discussion of America’s motives is a matter too complex for this article
and best left alone, we can quite reasonably discuss the results of that
American decision. The creation of a Soviet behemoth, ruling over an
Eastern empire and constantly threatening to conquer Western Europe, has
irrevocably tied the Western capitalist nations to the political rule of
US foreign policy without the US having to fire a single shot or make a
single threat. The ever-present danger of Soviet expansionism and the
sure knowledge that only the US kept that expansion in check robs Europe
of any real independent action. This situation has allowed the US to
spark a full regeneration of capitalism in post-war Europe, reap
enormous profits as well as a quarter-century of economic stability from
the European renaissance, yet postpone the political consequences of
this rebirth of European capitalism.
Soviet totalitarianism has also
played the principle role in the survival of capitalism as a
civilization, a grand irony considering the aims of its expansion. As
long as it is kept in check and not allowed any further penetration into
capitalist centers (as opposed to backward ‘‘third world” areas), the
real impact of Soviet totalitarianism is the creation of such a
frightening image of barbaric social organization that most meaningful
attempts to change Western society invariably are tainted by this image
and thus stifled. All internal assaults on capitalism, legitimate or
otherwise, are ultimately viewed as somehow connected with the
totalitarian revolutionary drive and discredited. Ultimately, all
revolutionary change in Western society is viewed as possibly leading to
a totalitarian solution. Given the choice between the present
capitalist civilization and this specter of barbarism, even if it is a
false choice, any rational individual would choose capitalism. The
image of Soviet totalitarianism is the single greatest conservative
force operating in Western society and has postponed alternatives to
capitalism for half a century. As long as the choice is perceived as
between Western and totalitarian society, capitalism can maintain an
artificial lease on life, as few people will willingly chose barbarism
as an alternative.
Totalitarian social norms reached
their highpoint during this period of imperial expansion and the
consolidation of an empire. After the respite brought on by the
necessities of the World War, the full cycle of terror and blood purges
was renewed and introduced into the eastern satellites. While the
number of purge victims did not match the Great Purge period of 1936-39,
the concentration camp population, which is really the core of the
totalitarian dynamic, far exceeded it and reached its twelve-to-fifteen
million level. The end of imperial expansion, brought on by the posture
of the US and the organization of NATO, eventually produced strains in
the totalitarian cycle that were released by Stalin’s death. Had the
Soviet Union been able to continue her expansion into the heart of the
capitalist West and had she been able to continually enlarge her
totalitarian system, it is doubtful that Stalin’s death would have
changed much, as her continued success would have kept the totalitarian
dynamic intact. Stalin’s death, coming long after the Soviet drive had
been stopped by the US, and the tacit acceptance of US supremacy by the
Soviets, unleashed those forces in the Soviet ruling elite willing to
accept the new international stability and desirous of solidifying their
own status as a ruling class.
The realization of the Soviet
regime’s interdependence on Western capitalism, and the acceptance of
the end of her totalitarian expansion had its reflection in the
significant changes in Soviet society. The camps were abolished, except
as prisons for political opponents, and with it evaporated the core of
the totalitarian dream. The bureaucracy has managed to solidify itself
into a privileged ruling elite, and while in the absence of private
property as a social basis it could never be an independent ruling class
in the western sense, the end of the purge and the terror has vastly
improved its situation. The decrease in general terror has also lent a
much higher level of stability and cohesiveness to every other level of
the Soviet population.
If the Soviet Union is no longer
fully a totalitarian society, neither is it in any sense “Western.” A
member of the ruling elite, however stable his position now may be,
whatever privilege he may possess or vast enterprise he may run, owns
nothing as private property and thus derives no independent power or
status. His power devolves solely from his position in the state
bureaucracy, and the Soviet state has never ceded, nor can it, the right
to arbitrarily reward or punish her servants at will. The Soviet
peasant is still tied to his collective, and his quarter-acre private
plot and the temporary right to dispose of its product does not mitigate
his serfdom. The Soviet worker has no freedom of mobility, nor can he
withhold his labor, and while he may not now be shot for a
fifteen-minute lateness, he is still an industrial serf.
The Soviet Union still does not,
despite the many reforms, possess an economy in the Western sense.
While some successful attempts have been made to increase consumer
production and the living standard has risen, Soviet society is first
and foremost a political society where all economic considerations
devolve from the necessities of political power. It has been
demonstrated a thousand times over by the production of the private
plots that a de-collectivization would solve the ubiquitous Soviet
agricultural problem. Yet to do so would also be to create an
independent peasantry with a locus of independent power in the form of
private property, a challenge the Soviet state could never tolerate.
The same holds true for industry: the Yugoslavian experiment (as well
as the Soviet NEP period) shows that granting the factory manager the
independence to run his factory and granting the proletariat the freedom
of mobility would greatly increase efficiency and production. To do so
would also grant this managerial elite and the proletariat that works
under it the status and power of real social classes, a political
impossibility. The only consideration of the Soviet state is the
maintenance of its political power, and the norms of economic
rationality just discussed are the products of Western capitalism and
have no place in a non-economic society such as the Soviet Union.
Soviet totalitarianism has reached
an uneasy stasis, as she has (temporarily, at least) abandoned her
messianic vision of a totalitarian world order and thus has also
abandoned the totalitarian core of her society concomitant with that
vision. Yet she cannot go beyond a certain point in her internal
liberalization lest she unleash the implicit power of her industrial
class system and fall victim to it. The current détente with the
capitalist world can eventually break this deadlock in favor of a
non-totalitarian solution.
The impact of the planned Western
investment in the economies of Europe ultimately would, if allowed to
proceed to their logical conclusions, undermine the foundations of
totalitarian society. The introduction of capitalist production norms
into these societies and their integration into a world capitalist
market cannot but dissolve the strictures of totalitarian social
administration. Capitalist norms are antithetical to the rules of a
totalitarian society, and commodity production for a market demands as
its lifeblood rational economic decisions, objective standards of
judgment, and a system of free labor. The demands of production for
profit will brook no totalitarian interference in its internal laws and
rhythms, and the ruling elite must choose either to withdraw from the
economy or scrap the economic détente. Conversely, the inalterable laws
of capitalist production will introduce a full range of rational norms
that will affect every aspect of these societies’ internal lives. It is
ironic that no matter how discredited capitalism as an economic system
may be in the West, it is the indisputable bearer of civilization to a
quasi-barbaric social system.
The détente is fraught with peril
and may collapse at any time. The advantages to the West are quite
obvious. The Western economy is running down and facing a periodic
crisis as the investment boom in rebuilding the war-torn Western
European economy has finally run its course. The most attractive area
of investment is Eastern Europe, where there already exists a
semi-industrial society, a working class broken to the rhythms of
industrial life and trained in sophisticated factory production, and a
state quite willing to guarantee an absence of labor unrest. Start-up
costs are prohibitive and social conditions impossible in the “Third
World.” The latter’s unsuitability for capitalist investment is borne
out by the miniscule Western investment there. Eastern Europe, on the
other hand, with its trained pool of low-paid industrial labor, an
educated technocratic elite, and a high degree of (state-enforced)
social stability is the only logical choice for future investment. The
major problem is the attitude of the Soviet elite, as it must guarantee
investment and thus guarantee private property as well as suspend
totalitarian norms as they impinge on this economic development.
The benefits to the Soviet elite are
less clear, and the reasons for their involvement are quite a bit more
complicated. It must suffice to point out that they seem almost as
interested in Western economic investment as is Western capitalism, and
must also be aware of the consequent perils of the détente. The
ultimate logic of massive capitalist penetration demands their
abdication as a totalitarian ruling elite. While they will assume the
more comfortable, privileged, and secure position of a dictatorial
ruling class whose position rests on private economic interests, it is
an abdication of vast power nonetheless.
The political peril of the détente
is the inevitable diminishing of the West’s anti-communist defense
posture as an attitudinal outgrowth of these new economic relations, and
the concomitant encouragement this gives to the expansionist hardliners
in the Soviet elite. This trend is already quite evident and threatens
the success of the détente. The growing attitude is that if we now
trade with the Soviets, invest in their system, and as a result prop up
their rule, they pose no real threat and therefore there is no real need
for a Western defense. The alarming decrease in the defense posture of
the West, both in its military capabilities and its moral attitudes, has
brought on an almost predictable expansionist response from the Soviet
Union, as the regime’s anti-détente militants have carried the argument
that whatever may or may not come of this economic investment, the
decline in Western capabilities must also be exploited.
The West cannot pursue the détente
in a state of either ignorance or weakness. The Soviet state is still a
semi-totalitarian entity, and the decline in its ferocity and messianic
expansion has always been a direct result of the iron response of a
far-superior West. There is no need to delude oneself as to the true
nature of this regime and the potential it still possesses just because
one is entering into a period of cooperation rather than conflict.
Indeed, the only result of such a delusion will be a renewed expansion
of Soviet totalitarianism and a collapse of the détente. If a decline
in the Western response gives the Soviet regime all sorts of
alternatives and encourages Soviet adventures, it must follow that the
only way the West can carry off a political and economic détente with
the Soviet Union is from a position of absolute strength. The Western
defense capacity as well as its moral commitment must be increased, not
decreased. The choice presented to the Soviet regime must be as limited
as possible, her avenues of retreat must be closed, and only a clear
Western superiority can accomplish this. The dynamic of totalitarianism
demands constant expansion, and if the West chokes off further expansion
without exception and at the same time offers the single alternative of
capitalist economic penetration and the integration of Communist society
into a world market, the Soviet elite will make such a choice and no
other. If the West fails to do so, it can only lead to another bout of
Soviet expansion and possibly a re-totalitarianization of Soviet
society.
X. Conclusion
Totalitarianism is an historically
unique social formation, and while it clearly has its roots in
traditional despotic society, it has transcended its origins in response
to the demands of survival. Classical despotism, as pervasive a system
as it may have been in the non-Western world, was totally unsuited to
the pressures of Western encroachment, and the rebirth of the despotic
state in the form of Soviet totalitarianism only magnifies this
failure. While totalitarianism is clearly undecipherable without
reference to its despotic predecessors, we must agree with Hannah
Arendt’s contention that in the final analysis, the emergence of
totalitarianism is an unprecedented phenomenon.
Classical Oriental despotisms were
static and inward-looking societies, and regardless of how repressive
they were to their subject populations, it was an oppression generated
by the highly primitive division of labor. The despotic state survived
and expanded only because a society of unconnected villages and
subsistence production could offer no resistance. As long as it could
isolate its society from external disruptions, the internal mechanisms
of despotic rule insured almost a self-perpetuating society. Once
external pressures broke through the figurative and literal great walls
these societies erected, they collapsed. The despotic state appears
awesome, vast, and repressive only when measured against the society it
confronted: the isolated rural village writ large. Against any
significant Western pressure the despotic state shrinks to pathetic
insignificance, a vast political and administrative machine instantly
transformed into groveling impotence by a small Western military force.
The power and the scope of the despotic state is solely in relation to
the wretched level of Asiatic social organization, societies that
“subjugated man to external circumstances instead of elevating man to
the sovereign of circumstances, that transformed a self-developed social
state into a never-changing natural destiny, and thus brought about a
brutalizing worship of nature, exhibiting its degradation in the fact
that man, the sovereign of nature, fell down on his knees in adoration
of Hanuman, the monkey, and Sabbala, the cow.”4 There is no indigenous
strength in such a society for the state to draw upon, only impotence to
tyrannize, and faced with the Western onslaught, the despotic state was
helpless.
In this respect the totalitarian
state is the antithesis of the despotic state. Its pretensions to world
power and the arrogance with which it broadcasts those pretensions is
unprecedented, and the power it has at its disposal is real. It is a
dynamic society, so much so that the West pales by comparison, and its
internal convulsions mirror its external expansion toward world rule.
While the despotic society sealed itself off lest external pressures
disrupt its static social formations, the totalitarian state imports
wholesale Western innovations as a means of swallowing the West.
Oriental Despotism is an historical curiosity whose existence merely
serves to sharpen our understanding of the unique qualities of Western
social organization. Totalitarianism, to the contrary, is the central
factor in the development of the 20th century.
Russia served as the cradle of
totalitarianism precisely because her despotism was the exception to the
general rule. Unlike her Asian counterparts, she learned quite early
the tremendous potential of Western techniques, if adapted properly, and
also, realizing these Western innovations demanded innovative methods of
political rule, developed artificial methods of despotic control
unnecessary in China and India. She used the benefits of Western
hardware to catapult herself into the midst of Western affairs. By
sharpening the conscious aspects of her despotic rule, she learned to
control the effects of these borrowed Western methods. Russia was the
only despotism capable of entering world politics, and she was ideally
suited for the transformation of despotism into totalitarian rule.
The critical factor, however, may
very well be the attitude of the West. Asiatic despotism was viewed as
a cultural oddity fit only for Western conquest and was incapable of
escaping the fate that the West had assigned to it. Despotic Russia, on
the other hand, has a long history of involvement in Western affairs at
the behest of Western powers and prospered in no small part because the
Western nations found the intervention of Russian despotic repression on
the European continent a useful political commodity. Soviet
totalitarianism, whatever indigenous and localized needs served as its
foundation, was also drawn into world affairs at the conscious beckoning
of Western powers. Soviet totalitarianism, as well as Nazi
totalitarianism and the Czarist despotism of the 19th
century, stand as vast reserve pools of reaction and repression for a
Western capitalist world that cannot itself generate such phenomena, and
have been and continue to be called upon to intervene in Western affairs
by the dominant Western power. A capitalist world power needs a degree
of repression arid terror to maintain its political and economic
dominance over other capitalist nations, yet it is an equally
inalterable law of capitalist society that there is no internal
mechanism capable of generating such terror. Commodity production and
totalitarian terror are totally incompatible and mutually destructive,
and if a capitalist political power must draw upon terror to insure its
political hegemony, it must find that terror elsewhere. Totalitarian
society, as with the Russian despotism that preceded it, is the
storehouse of reaction the West has traditionally drawn upon. Whatever
the pretensions of the Soviet state, whatever indigenous visions of
world conquest and human subjugation the totalitarian dynamic spawns,
Soviet totalitarianism has entered world politics as the adjunct to the
American political hegemony. If she was not suited for such a role, it
is doubtful that Soviet totalitarianism would have developed in the
manner it did. Yet this fact does not mitigate the awesome power and
disruptive potential Soviet totalitarianism possesses, a Frankenstein
capable of enormous damage to the Western social fabric if left
unchecked. If the capitalist West called forth this regime for its
selfish political ends, it has also called forth a barbarism that
threatens to degrade social existence to an almost non-human level. The
West must also summon the concomitant resolve to preside over the
dissolution of this barbarism, lest it perish in its wake.
Notes
1 For a fuller understanding of the
components of the rule of Peter the Great, the reader is
referred to
Vasili Klyuchevsky’s
Peter the Great,
Vintage Books, New York City, 1958, and
Marc Raeff’s
Origins of the Russian Intelligentsia,
Harcourt, Brace, and World, New York City, 1966.