From
Teaching Philosophy, Vol. 7, No. 2, April 1984, 143-145. I highly
recommend this survey to anyone ready to embark upon Whitehead
studies.
A Guide to Whitehead
Lewis S. Ford
Most philosophers
neglect Whitehead, but those who know him well consider him to be the
greatest metaphysician of this century, equal in stature to most of the
greats in the history of philosophy. He has not achieved the acclaim of
those past philosophers, to be sure, largely because he got caught in
the widespread reaction against metaphysics of the 1930’s which
continues today. His positions on metaphysics, theism, and panpsychism
have been unpopular in this climate. For a long time it was very
difficult to obtain access to his thought because Whitehead chose to
present very complex ideas in a problematic manner, but today we possess
the tools for understanding him aright, and for teaching his philosophy
to undergraduates.
Alfred North
Whitehead (1861-1946) was a British mathematician called at age
sixty-three to teach philosophy at Harvard. His metaphysical books were
written there, from 1925 to 1938. I shall comment on these with respect
to their suitability for the classroom. This will be followed by a
discussion of the most appropriate secondary literature. First,
however, I want to recommend three very short books for those who can
only devote two or three class periods to Whitehead’s philosophy:
1)
For a gentle overview of his thought, giving some of its flavour
without the technical complexities, I would recommend the three Vanuem
lectures of 1929, The Function of Reason (Beacon paperback).
These lectures contain Whitehead’s only examination of evolution in
terms of the place of reason in this process.
2)
For
some very wise remarks about religion, see Religion in the Making
(1926, Meridian
Books), especially the first two chapters. Whitehead’s remark that
religion has to do with one’s own solitariness has been widely
misunderstood. For him a solitary decision would be what we now would
call an existential decison. Solitariness may be a better way of
describing this, had not Kierkegaard’s term pre-emptied the field. On
this whole issue, see Donald A. Crosby’s helpful essay, “Religion and
Solitariness.”1
3)
For a specialized discussion of perception in dialogue with Hume, the
first two lectures of Symbolism, Its Meaning and Effect
(1927, Capricorn Books) make very good reading by themselves.
Whitehead’s last
book, Modes of Thought (1938, Free Press, paperback) contains an
excellent summary in the two Chicago lectures, “Nature Lifeless” (as depicted by scientific materialism)
and “Nature Alive” (as seen in terms of his own vision). Unfortunately
the other lectures in Modes of Thought are so broadly phrased as
to seem mere platitudes to those unfamiliar with his thought. Those two
lectures on Nature and Life, however, have been anthologized by
Victor Lowe in Classic American Philosophers, ed. Max H. Fisch
(1951), Appleton-Century-Crofts paperback). Among other excerpts, that
anthology also includes Whitehead’s classic introduction to “Speculative
Philosophy,” the very accessible first chapter of Process and Reality.
For something more
substantial, showing the range of Whitehead’s philosophical interests,
there is Adventures of Ideas (1933, Free Press paperback). Part
IV has a marvellous discussion of the ideals of civilization (truth,
beauty, art, adventure, peace). Its exalted style and insight repays
repeated rereadings, especially the final chapter on peace. On the
other hand, the first, sociological part is so thinly written that it is
scarcely worth class discussion. The second, cosmological section is
fairly straightforward, while the third part explores various facets of
his metaphysical scheme. They are fairly well intelligible by
themselves, while Chapter 11 on “Objects and Subjects” summarizes the
highlights of his metaphysics in short compass.
Science and the
Modern World (1925, Free Press paperback) joins three things together: one man’s
guided tour through the history of science from the 17th to the early
20th century; a critique of the underlying assumptions of scientific
materialism; and a sketch of Whitehead’s own opposing position. The
details of the history have since been updated, but the guide’s comments
have not been superseded, while his criticisms of scientific materialism
are as trenchant as ever. Since the metaphysical sketch is gradually
introduced throughout the book, some find this a convenient, painless
introduction to Whitehead’s mature metaphysics, assuming that it is a
first, rough sketch of the position fully worked out in Process and
Reality. This supposes that the shift from the earlier works in the
philosophy of nature to the mature metaphysics takes place before
Science and the Modern World (SMW), but the best evidence indicates
this shift took place during the composition of the book. Except
for the two chapters on “Abstraction” and “God” and three short
insertions,2 the
metaphysics presented sketches a position far closer to the earlier
philosophy of nature than to the later Process and Reality.3
In fact, a sensitive explication of this sketch would
obviate any need to go back to those earlier books, such as The
Concept of Nature and Principles of Natural Knowledge. Those
books are well-written and carefully organized presentations, largely
overlapping in content, but they make difficult, technical, reading
except for those particularly interested in the philosophy of science.
Before the shift,
Whitehead is a naturalistic monist; later, he becomes a theistic
pluralist. Science and the Modern World is in between. While he
becomes a theist in the end, the chapter on “Religion and Science” is
perhaps the most appreciative evaluation of religion that has been
written from a non-theistic perspective. The developing character of
Whitehead’s thought in Science and the Modern World and
Religion in the Making makes them difficult to teach if we insist on
interpreting them in terms of his final system. In the last two
chapters of Religion in the Making Whitehead finally becomes
explicitly pluralist, but other features of his position are not yet
worked out. Chapter 4 shows how religious reflection can supplement a
general metaphysics, but Chapter 3 is very difficult to interpret
accurately on its own terms. I am currently trying to chart the changes
in Whitehead’s thought from 1925 to 1929 in a work tentatively entitled
The Emergence of Whitehead’s Metaphysics which I hope will
increase our understanding of these changes. In my estimation,
Whitehead pushed himself into greatness by continually improving upon
his earlier efforts.
Process and Reality (1929) is indispensable as the only full-scale presentation of the
final metaphysical system Whitehead himself made. But the original
Macmillan 1929 edition had over 700 misprints, most simply reproduced in
the Free Press 1969 reprint. Now, however, we have an excellent,
well-printed, inexpensive ($7.95, pbk.) corrected edition, edited by
David Ray Griffin and Donald W. Sherburne (Free Press, 1978). The text
has been cleaned up, the 1929 pagination indicated, and a fullsome
32-page analytical index has been supplied.
Again, there is a
major shift in Process and Reality (PR). It is possible to
isolate 9 1/2 chapters which comprise the first draft of his Gifford
lectures, composed during the summer of 1927.4
This draft, covering perhaps two hundred pages, appear to
lack, at least in their original version, such key technical concepts as
subjective form, subjective aim, and negative prehension, while God is
thought of as a purely nontemporal actual entity. More importantly,
Whitehead then conceived of the emergence of each event or actual
occasion as the joint effort of active efficient causation from prior
occasions and subjective appropriation by the occasion itself.
During the fall and
winter of 1927-28 he modified this view by attaching notes to what he
had written and by composing the rest of part III, finally winning
through to a conception of pure self-creation. Before the Gifford
lectures were delivered in June 1928, he found that his researches into
the nature of consciousness showed that if God were to be conscious, he
would need a second, temporal, consequent nature. After the Giffords he
worked out the elaborate theory of the “living person.”5
Process and Reality is a masterpiece, but
masterpieces are often very difficult to read and to interpret. The
unacknowledged presence of different viewpoints within the same book
makes it doubly so. One book has given us access to the most useful
portions of Whitehead’s text (about 2/5ths of the whole), while
overcoming many of these problems: Donald W. Sherburne’s A Key to
Whitehead’s Process and Reality, recently reissued by the
University
of Chicago Press. Sherburne has excerpted passages from Process and Reality,
and rearranged them in very orderly fashion. This is a real
scissors-and-paste job, but the end result is most remarkable, for it
renders Process and Reality pedagogically accessible in its own
words! One would think that the text would be extremely choppy, since
it quotes from so many places, but this is not the case. It would take
an expert to spot the seams, except occasionally when one is noticeable
by the repetition of a half-sentence. Process and Reality by
itself takes the better part of a semester to teach, if not the whole,
whereas one can cover its main ideas in 10-12 class periods by using the
Key.
There is one major
drawback to the Key, however. There is too little introductory
justification for either temporal atomism or for panpsychism. Students
quickly find themselves involved in the analysis of the psychic
interiors of minute, momentary occasions without having first realized
that these occasions could have such interiors, let alone why they
should be interested in them. Ivor Leclerc’s Whitehead’s
Metaphysics: An Introductory Exposition (1958, Indiana University Press) does give just such reasons. In 1975, I characterized this
book as “. . . by far the best introduction of a systematic sort to
Whitehead’s metaphysics . . . . Leclerc lays out the fundamental ideas
in a thorough and orderly fashion, exhibiting the logic and systematic
rigor of Whitehead’s position in a masterful manner, both
philosophically and pedagogically.” I see no reason to alter that
judgment. For courses having space for only one 225-page text,
Leclerc’s could be used by itself: it’s self-contained, and quotes
extensively from Whitehead to give some sense of his main terms. Or its
first two parts could give a suitable background introduction to the
Key. Another interesting feature of Leclerc’s book is its extensive
dialogue with Aristotle, laying out very fundamental issues in
metaphysics.
The best
general study is An Interpretation of Whitehead’s Metaphysics by
William A. Christian (New Haven: Yale University Press, 1959). Over
twenty years old, it has withstood the test of time. It has detailed,
profound discussions of actual occasions, forms, and the interaction of
God and the world. Except for very advanced levels, however, the
complexity and sophistication of the book render it less suitable as an
introductory text.
For a less systematic
introduction, some prefer Victor Lowe, Understanding Whitehead
(1962, The Johns Hopkins Press paperback). The introductory essay is first-rate and often
anthologized, while the second chapter is perhaps the best brief
description of
Process and Reality available. After two chapters on Whitehead’s
philosophies of science and religion, Lowe gives an extensive commentary
on the entire corpus, beginning with the Universal Algebra of
1898. The book closes with four essays on various aspects of experience
and metaphysics.
Elizabeth M. Kraus’
The Metaphysics of Experience: A Companion to Whitehead’s Process and
Reality (New York: Fordham University Press, 1979) is noteworthy for
its organization, for the book is designed to be read alongside of
Science and the Modern World and each of the five parts of
Process and Reality. The commentary on part IV is exceptionally
good. Most philosophers do not appreciate the mathematical niceties of
this theory of extension, but she does.
Charles Hartshorne’s
Whitehead’s Philosophy: Selected Essays, 1935-1970 (Lincoln:
University of Nebraska Press, 1972) is a superb introduction to
Whitehead’s thought by the one independent thinker whose metaphysical
vision is most closely attuned to his. Unlike the other introductions
we have mentioned, Hartshorne’s book is not a commentary on Whitehead’s
text; it is more an independently reasoned defense of a broad range of
characteristic Whiteheadian theses—those which Hartshorne finds most
basic, most insightful, and most sound. It does not introduce us to
Whitehead’s specialized terms, not to the intricacies of his mature
system, but we are most forcefully introduced to his ideas.
Because most of the essays do not presuppose a prior acquaintance with
Whitehead on the reader’s part, it can be safely recommended to those
seeking a painless but reliable avenue of access to Whitehead’s
metaphysics, particularly his philosophical theology.
For an anthology
containing selections from Whitehead with Bergson, Peirce, Morgan, Mead,
etc., I had always wanted to use the Philosophers of Process
edited by Douglas Browning (New York: Random House, 1965), but when I
finally could, it was out of print. But now there’s Process
Philosophy: Basic Writings, edited by Jack R. Sibley and Pete A. Y.
Gunter (Washington: University Press of America, 1978). This anthology
contains selections both from the formative thinkers such as Bergson,
James, Whitehead, Morgan, Hartshorne, Wieman, and by the second (and
third) generation of process thinkers: Capek, D. D. Williams, Loomer,
Spencer. Eventually, Fordham University Press will publish a collection of secondary essays entitled
Explorations in Whitehead’s Philosophy, edited by George L. Kline
and myself. Among others it will contain the
Crosby essay
mentioned above, and an extremely perceptive essay by Richard M. Rorty,
written before his “linguistic turn.” Stephen T. Ely’s masterful
exposition of Whitehead’s God is also represented, along with his
critique which often seems to forget the very insights just expounded.
I close with an extensive bibliographical essay (some 80 items)
orienting the reader to the Whiteheadian literature.
In the area of the
philosophy of religion, David Ray Griffin’s God, Power and Evil: A
Process Theodicy (Philadelphia: Westminster, 1976) deserves special
mention. Theodicy has been a staple in philosophy of religion, since
the presence of superfluous evil is a most powerful argument against the
existence of the traditional omnipotent God. Griffin surveys the
Biblical and Greek sources, and the traditional theodicies: Augustine,
Aquinas, Spinoza, Luther, Calvin, Leibniz, Barth, John Hick, James Ross,
Fackenheim, Brunner, and Personal Idealism, and shows that they all
fail, often for the reasons adduced elsewhere. But he argues that God’s
nature can be reconceived along process lines by reinterpreting divine
power in terms of persuasion. This is a convincing theodicy which
shares many of the concerns of recent philosophy of religion. It can be
profitably read by those with no prior background in Whitehead’s ideas.
The area of process
theology is a burgeoning field, but I shall restrict my suggestions to
five. Aside from an idiosyncratic
second chapter, Process Theology: an Introductory
Exposition, by John B. Cobb, Jr. and David Ray Griffin
(Philadelphia: Westminster, 1976) is a very serviceable introduction,
though perhaps better suited for the seminary rather than the college
classroom. If students have been schooled in traditional theism, then
Charles Hartshorne’s The Divine Relativity (New Haven: Yale
University Press, 1948) is a block-buster. Other students won’t know
what all the fuss is about, and will find John Cobb’s God and the
World (Philadelphia: Westminster, 1959) a more meaningful
introduction to process theism. There are two anthologies of readings
worth noting. Process Theology, edited by Ewert H. Cousins (New
York: Newman Press, 1971) offers the basic readings, plus about a
hundred pages concerning Teilhard de Chardin. Process Philosophy and
Christian Thought, edited by Delwin Brown, Ralph E. James, Jr., and
Gene Reeves (Indianapolis: Bobbs-Merrill, 1971) offers somewhat more
advanced essays (none overlap), including a useful bibliographical
survey.
We have some very
helpful tools in Whitehead studies. Barry A. Woodbridge has compiled
Alfred North Whitehead: A Primary-Secondary Bibliography (Philosophy
Documentation Center, Bowling Green, Ohio 43403) aims to be complete
through 1976. Most of its 1868 items are annotated, and all thoroughly
indexed. The quarterly journal Process Studies not only
specializes in essays and reviews devoted to the thought of Whitehead
and his intellectual associates, notably Hartshorne, but includes
abstracts of essays appearing in other journals as well. It aims to
keep its readers fully informed about the field.6
Notes
1 Journal of the
American
Academy of Religion
40 (1972), 21-35.
2 These three insertions appear to be 3 paragraphs spanning SMW 105 (in
the Free Press edition), 10 paragraphs at the end of chapter 7, and the
last 4 or 5 paragraphs of chapter 8.
3 On these issues, see my essay on “Whitehead’s First Metaphysical
Synthesis,” International Philosophical Quarterly 17/3
(September, 1977), 251-64.
4 These chapters appear to consist of the original drafts of PR I.1;
II.1; II.2; II.5; II.6; II.3&4 (in part); II.9; II.10 (thought of as an
half-chapter, but never completed as first intended); III:2&4 (in part);
V.1-2 (in part).
5 PR II.3.4-11.
6 Process Studies (1325 N. College Avenue,
Claremont,
CA
91711) $12
per year for individual subscriptions; $16 for institutions.
Posted April 15,
2007
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