From Southern Journal of Philosophy, Vol. 15, No. 1, July 1977,
27-35. This is a critique of Donald W. Sherburne's
“Whitehead without God,” available
elsewhere on this site.
An Appraisal of
Whiteheadian Nontheism1
Lewis S. Ford
Alfred North Whitehead’s analysis of present immediacy in
terms of a succession of acts of becoming, called “actual occasions,”
focusses attention on the problem of subjectivity, particularly upon the
way it originates anew in every moment. In part this is understood in
terms of creativity, the ceaseless activity whereby many past occasions
are unified to form one actuality, itself in turn becoming one actuality
among many for the superseding occasions. But creativity by itself is
simply blind activity, supplying the drive but not the focus for such
convergence. Without an ideal possibility for the process to aim at,
there is no reason why creativity would not be just as divergent as
convergent, achieving unity only accidentally if at all. Subjectivity
is not merely sheer activity, for the activity must be capable of
unifying itself, and for this it must be purposive to some degree.
Whitehead therefore suggests that subjectivity is this purposive process
of unification guided by that ideal possibility at which it aims. This
subjective aim must be derived from somewhere, from an actuality which
is not anyone of the occasions of the past. Since it is the ultimate
source of all values, and hence properly worthy of worship, Whitehead
calls this nontemporal actuality “God.”
Thus Whitehead’s distinctive analysis of causation in terms
of an event producing itself out of its causes, paralleled by his
identification of subjectivity with present immediacy, generates a new
argument of God’s existence. This was a surprising result, for
Whitehead began his reflections on the philosophy of nature and
metaphysics an agnostic and in the process of introducing God into his
thought alienated several enthusiastic early supporters. In some ways
it has been most unfortunate, for the easiest way to evade this argument
is to reject its premises, and this has prevented many in this present
nontheisitic climate of opinion from examining those premises
independently on their own merits.
This melancholy result has led a number of critics to
propose a nontheistic version of Whitehead’s philosophy. If successful,
such an attempt could commend process philosophy to a wider hearing
among contemporary philosophers. The effort should also be encouraged
as a way of providing a test case between theism and nontheism. Usually
these two alternatives are posed either in ways divorced from experience
or in differing philosophies disagreeing in many other respects as
well. Given the internal relatedness of Whitehead’s basic principles,
we should expect that a nontheistic version, if done sensitively, would
differ from Whitehead’s own theory only in terms of those features
absolutely required by theism, and that these differences would lead to
a somewhat different account of our immediate human experience. This
would provide an excellent way of determining the “cash value” of the
theistic nontheistic alternatives.
The success of the venture has yet to be demonstrated,
however. One of the ways we might show just how integral theism is to
process philosophy would be to examine the difficulties confronting
Whiteheadian nontheism. Here we shall consider the most ambitious
attempt to date, Donald W. Sherburne’s
“Whitehead without God.”2
Sherburne outlines three main functions of the concept of
God within Whitehead’s system: God preserves the past, he provides the
ontological ground for the forms or eternal objects, and he is the
source for the subjective aims of temporal occasions. “A naturalistic
[i.e., nontheistic] reinterpretation of Whitehead’s scheme has to show
(1) that in some one at least, of these roles the concept ‘God’ violates
the fundamental metaphysical principles of the system, and thereby
introduces incoherence into the scheme, and (2) that the system can be
so interpreted and modified that each of these roles is superfluous.”3
Actually, only the second of these tasks is really necessary, for if it
can be shown that the appeal to God is metaphysically superfluous, then
we may well ask why there need be God in addition to the world. Then
there would be incoherence in Whitehead’s sense of the word, which is
not inconsistency, but “the arbitrary disconnection of first
principles.”4 The first,
though, engages Sherburne’s primary interest, for he sees contradictions
in God’s role in preserving the past, whether in Whitehead’s original
formulation or in the revisions proposed by Charles Hartshorne and John
B. Cobb, Jr. Most of the debate about the “Whitehead without God”
proposal has centered upon issues generated by Cobb’s revisions, but the
whole matter is beside the point should it turn out that such revisions
are unnecessary. Thus our primary attention must be directed to
Whitehead’s own account, particularly concerning the givenness of the
past.
Christian argues that since actual occasions perish before
new occasions arise, they are no longer actual and hence cannot be
prehended as causally efficacious by the new generation of occasions,
simply because they are not there to be prehended. He argues that God,
as the everlasting concrescence, must be the ground for the givenness of
the past, and that present occasions prehend past occasions as these are
preserved in the divine experience. Here Sherburne sees a
contradiction, for if God truly exemplifies the general metaphysical
principles, even God could not prehend the past occasion before it
perished, for up to that instant it was still coming into being and
hence was not prehensible.
This clearly follows from Sherburne’s assumption that the
being of an actual occasion is its becoming, such that the coming into
full being and the perishing of an occasion paradoxically coincide. The
issue is somewhat more complicated on Christian’s interpretation, which
sharply distinguishes between the concrescence or coming into being of
an actual occasion and its subjective enjoyment of that completed being
in the satisfaction. This satisfaction is not the instantaneous
completion of one act of becoming before creativity supersedes that
occasion in the initiation of the next, as I would interpret it; rather
it has temporal thickness, or duration. “Indeed the satisfaction
contains, one might say,, the whole of the temporal duration of
the occasion. For the genetic process that produces the satisfaction is
not itself in physical time.”6
Since in the satisfaction the occasion has achieved determinate unity,
presumably God could prehend it during this duration. This would mean,
however, that in the satisfaction the occasion would he both subjective
and objective at the same time, undercutting Whitehead’s double
identification of this contrast with present and past and with becoming
and being.
Only the instant of transition can be both the termination
of present subjective immediacy and the initiation of the objective
past, just as there is only an instant of transition wherein becoming or
unification completes itself in being. By assuming that the occasion
subjectively enjoys its satisfaction for a duration after it has
fully come into being, Christian cannot identify becoming with
subjectivity nor avail himself of the interpretation of the perishing of
subjective immediacy as the termination of becoming in being. Rather
the perishing of immediacy must mean the termination of this being as
subjectively felt satisfaction. Yet if this satisfaction can endure for
awhile, what prevents it from just continuing to endure? Christian
offers no reason why the satisfaction must necessarily perish, but if it
does, it must be the perishing of the occasion’s being, and not just of
its becoming. Thus while it is doubtful that Christian could accept
Sherburne’s identification of being and becoming in the light of his
sharp distinction between concrescence and satisfaction, nevertheless by
another route he comes to the same conclusion, that with the perishing
of subjective immediacy the actual occasion perishes completely and
passes out of being.6A
Were that true, of course, we would have to invoke some
sort of deus ex machina to explain how the past can causally
influence the present, but we do not need to suppose that this is
entailed by Whiteheadian theory. If the perishing of subjective
immediacy is simply the completion of subjective becoming in objective
being, then the perishing of becoming is precisely the coming into being
of being, and it is just this being persisting into its future which is
prehended as causally efficacious by succeeding occasions. According to
the rhythm of creativity, the many become one, and are increased by one.7
The many “perish” by becoming one, but that one is now an item in a new
many in process of becoming one. If the one also ceased to be in the
perishing of the many, there could be no new many emerging from these
new ones, and creativity would cease. The ongoingness of time and
creativity, and the real causal efficacy of the past are strong reasons
for supposing that the past continues to persist into the present so as
to be available for present prehension, and only an unnecessarily severe
interpretation of the perishing of subjective immediacy prevents
Whiteheadians from asserting this. If one argues that the past does not
persist in the present but merely lasts long enough to leave its impress
on the present before expiring, then we may wonder whether there is any
genuine many requiring unification. Many impressions on a single actual
occasion are not the same as many real beings, each possessing its own
intrinsic unity derived from its previous activity, and do not call
forth the need for creative unification.
For these reasons we see no need to invoke God as the
ground of the givenness of the past, and hence the difficulties
Sherburne discerns in Christian’s analysis apply to a pseudo-problem
common to the two of them, and not in any way to Whitehead’s own
account. The past persists as long as it is causally efficacious. God
is invoked by Whitehead to preserve everlastingly in His consequent
experience the achievements of all actualities, but this is to preserve
the being of the past which fades insofar as it is no longer causally
efficacious, not to provide the basis for that causal efficacy.
Obviously, if the past perishes immediately upon coming
into being, then only immediately contiguous occasions could possibly
have an causal impact, and Whitehead’s occasional talk of the experience
or prehension of distantly past occasions must be revised accordingly.
But the very fact that Whitehead could entertain such ideas without any
sense of conceptual difficulty indicates that he did not interpret
perishing in this severe manner. On the other hand, we must guard
ourselves against the opposite error of supposing that because something
once was actual, it is always available for subsequent prehension.
Sherburne’s objections to our now experiencing Cheops the pyramid
builder of 2900 B.C. are well taken.8
If being depends upon the process of becoming for its existence, only
that much of past being which continuously persists through successive
acts of becoming is still available to be prehended. If it does so
persist, then that distantly past occasion can be prehended, and we can
distinguish that prehension from the prehension of the immediately past
occasion which mediated it. The difference lies in reference. To be
sure, the present occasion is caused by the distant past only insofar as
this inheres in the immediate past, and the two must be consistent with
one another,9 but that
should not obscure the fact that it is the persistence of that distantly
past occasion that is directly causally efficacious in the present. The
restriction Sherburne proposes of limiting causal efficacy to the
immediate past is unnecessary.10
We find no contradictions or difficulties in Whitehead as
based upon Sherburne’s objections, but as noted above, the real question
is whether God can be shown to be metaphysically superfluous.
Concerning his role as the ontological ground for unrealized eternal
objects, Sherburne proposes that we return to Whitehead’s own solution
in Science and the Modern World. Since in that relatively early
work God is conceived to be merely a principle of limitation, and not an
actuality capable of prehending anything, Whitehead could not appeal to
God to ground these unrealized eternal objects. I think we may
plausibly conjecture, however, that it was difficulties in that early
solution which led Whitehead, in Religion
in the Making, to reconceive God as capable of conceptually
prehending all the eternal objects.
While real possibilities are temporally emergent, Whitehead
conceives of pure possibilities as atemporally given, available as
needed for the temporal world. He also holds that all entities of
whatever sort depend for their existence upon actualities, although this
ontological principle is not explicitly stated with full rigour in
Science and the Modern World. Since for that work the only
actualities are the temporal actual occasions, the question naturally
arises how unrealized possibilities exist, especially those not yet
relevant to the temporal course of the world. If they do not exist at
all, then they would have to emerge ex nihilo, violating the
rational requirement of complete explanation. Moreover, there is a
“systematic mutual relatedness” of all eternal objects,11
which cannot be violated by the temporal emergence of anyone which might
not fit this scheme. Their existence must depend upon one or more of
the actual occasions already in existence, so Whitehead suggests the
view that “every occasion is a synthesis of all eternal objects under
the limitation of gradations of actuality . . . .”12
To involve one eternal object or pure form in the existence of an
actuality is thereby to involve them all, since they are all
systematically related.
As Sherburne notes, this solution generates its own
problem: “An eternal object is supposed to bestow or withhold a
specific, precise form of definiteness, but how can this be if every
eternal object drags along with it, so to speak, the whole choir of
eternal objects in virtue of the fact that its relationships to other
eternal objects are internal relations’?”13
Here Whitehead distinguishes between the individual essence of an
eternal object—its own peculiar character and unique quality—and its
relational essence, the way it is relating to other eternal objects. It
is the realization of an individual essence which constitutes the unique
quality of a given actual occasion. That eternal object is also
internally related to all other eternal objects, but only in terms of
their relational essences. This is possible because many individual
qualities can share the same relational essence for most purposes. To
use Sherburne’s example, “The relational essence of turquoise blue
vis-a-vis any four-sided plane figure is not unique to turquoise blue,
but is the same as that of pea green oriel black. Thus the individual
essence of turquoise blue is quite aloof from the relational essence of
turquoise blue and can characterize the specific definiteness of a
particular actual entity without involving necessarily the specific
individual essence of any particular geometrical shape. . . .”
14 What this amounts to saying is that while the
individual essence is intrinsically and internally related to its own
relational essence, that relational essence is only externally related
to its particular quality, since it is related to other qualities of the
same sort in precisely the same way. As Whitehead writes, “the
relationships (as in possibility) do not involve the individual essences
of the eternal objects; they involve any eternal objects as
relata, subject to the proviso that these relata have the requisite
relational essences.”15
It is this external relatedness of relational essences which makes room
for abstract possibilities, for otherwise an abstract possibility would
have all the qualitative specificity we assign to actualities.
Moreover, relational essences themselves form hierarchies, whereby the
more specific are internally related to the more generic, but not vice
versa. Every color is necessarily a quality, but not every quality must
be a color. The relational essence for quality is externally related to
color.
This theory solves the problem posed by the finite
realization of specific qualities, but at the expense of a real
ontological foundation for all the eternal objects. To be sure, any one
realized eternal object is related to all the others, but it turns out
on closer inspection that it is internally related to their relational
essences only, and these in turn are merely externally related to their
individual essences. Unfortunately, only full internal relatedness
would be sufficient to sustain those individual essences in existence.
That qualities exist does not necessarily entail that colors also exist,
let alone specific colors such as turquoise blue. The virtue of
external relatedness is precisely that the existence of one entity does
not entail the existence of the other. This is the freedom of the
universe: the past does not entail the present, although the present
entails the past out of which it grows.16
The relation between past and present is external with respect to the
past, but internal with respect to the present. This doctrine of
asymmetrical relatedness, internal to one term but external to the
other, preserves Whitehead’s pluralism, preventing it from lapsing back
into the monism of absolute idealism. Complete internal relatedness of
all the eternal objects would undercut that commitment to pluralism and
freedom, but in its absence there is no way that the existence of one
realized eternal object can insure the existence of the rest. Whitehead
must appeal beyond the systematic mutual relatedness of the eternal
objects among themselves for an ontological ground. This he finds in a
nontemporal actual entity capable of envisaging all the eternal objects
apart from temporal passage. Then, while the eternal objects may be
externally related among themselves and to God, God is internally
related to all of them, since they determine the character of his
nontemporal envisagement. Thus we would suggest that the very
unsatisfactoriness of Whitehead’s solution to this problem in Science
and the Modern World led him in later works to expand the role of
God from being simply an abstract principle of limitation.
The real problem confronting the Whiteheadian nontheist,
however, is how to account for the origin of subjective aim, not just
for some occasions, but for all of them. This is the distinctive
Whiteheadian doctrine, one required by his reconceptualization of
subjectivity and causation, and the one which calls into play
Whitehead’s distinctive argument for divine existence. Personally I am
inclined to believe that a satisfactory account of the origin of
subjective aim not involving God would be sufficient to establish a
viable Whiteheadian nontheism, as the other issues are largely
peripheral to this one. Unfortunately Sherburne devotes only the final
page of his essay to the question, and his answer remains very sketchy
and tentative. I question, however, whether any nontheistic solution is
likely to be forthcoming.
Sherburne suggests that every actual occasion be understood
to have one dominant occasion in its immediate past, and that “The
physical prehension of the dominant past actual entity will constitute
the subjective aim of the emerging entity.”17
What determines which past occasion will be the dominant one in
question? The simplest solution would be to suggest that it is the one
“straight behind” it along the temporal axis, i.e., that immediately
past occasion occupying exactly the same spatial coordinates as the
emerging one. This assumes, however, that there is one privileged
inertial frame in terms of which all the spatial coordinates of all
actual occasions can be unambiguously specified relative to all the
rest, but this concept of a metaphysically privileged inertial frame
violates the fundamental tenets of Einstein’s special theory of
relativity.
Alternatively, we might suppose that the dominant past
occasion belongs to the same personally ordered society (i.e., a series
of occasions perpetuating the same persistent trait) as the emerging
occasion. This would require us to reconceive all structured societies
(such as molecules or cells or plants) as composed of many strands of
enduring personal societies. Moreover, these personal societies would
have to be everlasting, somewhat like Leibniz’ monads, yet t capable of
moving about. (Leibniz could interpret his monads as stationary only
because he did not have the special theory of relativity to worry
about.) Then, however, we would have the problem of motion in a plenum,
a problem Descartes found extremely sticky. Whitehead also asserts a
plenum of actualities, but for Whitehead this is a plenum of individual
events, not of enduring substances. The notion of persistent personal
societies reintroduces the problem of enduring substances under another
name. There can be motion if there is genuinely empty space, and
Whitehead provides for this by the existence of random occasions of
empty space, which generate empty space precisely because they belong to
none of the more special societies of occasions which make up material
entities.
On either of these two unsatisfactory alternatives,
moreover, it is not clear how the dominant past occasion could provide
for any novelty for the emergent subjective aim, especially in the
absence of a satisfactory account of the internal relatedness of all
eternal objects. The aim derived from the preceding member of an
inorganic personally ordered society would simply promote repetition of
the past, not novelty. One could introduce the ad hoc assumption of
something like Leibniz’ internal principle unfolding itself in time, but
we remember that Leibniz needed God to create these internal principles
and to coordinate their preestablished harmony.
Another alternative would be to give up the notion that
anyone past occasion is uniquely specified as dominant prior to the
emergence of the new occasion. Rather, all the past occasions
contribute to the formation of the new subjective aim in proportion to
the dominance of their influence. If so, the unity of the initial aim
is accidentally determined by the chance confluence of these various
influences, and the principle of complete casual explanation is
undermined. Again, there is no provision for genuine novelty, for any
new emergent aim would simply result from a reshuffling of the eternal
objects derived from the anticipatory feelings of the previous
occasions. The notion of subjective aim was introduced in the first
place to account for the freedom and novelty of the occasion, and to
prevent this occasion from simply being by chance the accidental unity
of its past. This alternative would simply transpose that accidental
unity from the occasion as a whole to its initial aim.
We have been given no guidance by would-be Whiteheadian
nontheists about how to proceed from here, and so must canvass the whole
list of possible alternatives. We might suppose that some very simple
“actual occasions” have no aims, and that these aims somehow emerge when
societies, or persistent temporal associations of occasions are somehow
accidentally formed. This would require a drastic overhaul of the
categoreal scheme, since in that case the present scheme would no longer
apply to all occasions, but only to the more complex ones. In that case
empty occasions would be our most likely candidates for these simple
occasions, since they belong to none of the more specialized societies.
Nor is it evident that they really need subjective aims, since their
function is simply to reproduce unchanged whatever influences they
inherit. In that case, however, it is difficult to see how any novelty
could ever emerge. In the absence of subjective aim, there would be no
way that conceptual feelings of possible novelties would ever arise.
These simple occasions would be merely unifications of physical
feelings, prehending past occasions. Under these conditions the
emergence of mentality, that is, the entertainment of novelty, would be
as difficult to explain as on the assumption of purely material
entities. In fact, even the emergence of purely material entities, that
is, the formation of some sort of enduring societies, would be
inexplicable as well, just as it was for Democritus, without some such
ad hoc assumption as the “Swerve.”
Finally, we might dispense with the notion of an initial
subjective aim entirely. We might suppose that each occasion
spontaneously generates out of itself the particular pattern of
organization whereby it will unify its past. In effect, then, we treat
at least the more complex eternal objects as temporally emergent in the
creative decision of the occasions. What is left unexplained on this
alternative is how an occasion is able to perform this feat, and we are
back to some very mysterious kind of subjectivity, all the more
implausible since it must apply not only to human subjectivity but to
the subjectivity of every actual occasion whatsoever. Moreover, in this
creative emergence something, namely that particular complex pattern of
unification, has come into being ex nihilo, and no complete
explanation could possibly be available. Such an approach lacks the
ideal rationality which Whitehead strives for in offering an account
which will explain freedom, subjectivity, and novelty. This is too high
a price to pay simply to avoid theism.
Notes
1
An earlier draft was read to the
Vanderbilt University
Philosophy Club on
November 4, 1973. This paper has also greatly benefited from the generous
criticism of George L. Kline of Bryn Mawr.
2
Process Philosophy and Christian Thought,
ed. Delwin Brown, Ralph E. James, Jr., and Gene Reeves (Indianapolis:
Bobbs-Merrill, 1971), pp. 305-28. This is a revised version of his
original paper in The Christian Scholar, 50, 3 (Fall 1967), pp.
251-72, somewhat expanded, particularly on the points discussed in this
essay.
3 Ibid., p. 306.
4
Process and Reality,
(New York: Macmillan, 1929). p. 9.
5
William A. Christian, An Interpretation of White-head’s Metaphysics
(New Haven: Yale University Press, 1959) pp. 319-30.
6
Ibid.,
p. 30.
6A
Whitehead states that the being of an actual entity is “constituted” by
its becoming. Despite Sherburne, Leclerc, Hartshorne, and others, who
interpret this as an identification, Jorge Luis Nobo has shown that for
Whitehead becoming produces being: “Whitehead’s Principle of Process,”
Process Studies 4/4 (Winter 1974), 278-84.
7
Process and Reality, p. 32.
8
Process Philosophy and Christian Thought,
p. 322.
9
This is the burden of Whitehead’s analyses in Process and Reality,
pp. 345f and 435.
10 The passage in Process and Reality, p. 468f (quoted by
Sherburne, p. 321) can be interpreted to mean that continuous
persistence in successive acts of becoming is not necessary in all
cosmic epochs in order for a past occasion to be prehended by a present
one. This would be true if Whitehead were here referring to temporal
non-contiguity, whereas I hold him to he referring to spatial
non-contiguity exclusively. Thus all occasions are extensively connected
in temporal succession in the sense of Process and Reality, pp.
449-59.
11
Science and the
Modern World
(New York, Macmillan,
1926), p. 231.
12
Ibid., p. 252.
13
Process Philosophy and Christian Thought,
p. 327.
14
Ibid.
15
Science and the
Modern World,
p. 237.
16
See Charles Hartshorne, “Creativity and the Deductive Logic of
Causality,” Review of Metaphysics 27 (September 1973), pp.
62-74.
17
Process Philosophy and Christian Thought,
p. 328.
Posted April 17,
2007
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