The last two
paragraphs of this 2002 essay were dropped when it was published as Chapter 3 of David Ray Griffin,
Whitehead’s Radically Different Post-modern Philosophy: An Argument for
Its Contempor-ary Relevance, State University of New York Press, 2007; its title was changed
to “Consciousness as a Subjective Form: Interactionism without
Dualism.”
Posted November 12, 2009
Consciousness as a Subjective Form: Whitehead’s Nonreductionist
Naturalism
David Ray Griffin
Whitehead’s position on consciousness differs ra-dically
from that of the hitherto dominant approach-es, Cartesian dualism and
reductionist materialism, but it does share aspects of these two
positions. Part of its novelty, in fact, is that it can combine ideas
that had previously seemed irreconcilable.
With dualists, Whitehead agrees that conscious-ness
belongs to an entity—a mind or psyche—that is distinct from the brain,
and that genuine freedom can, partly for this reason, be attributed to
conscious experience.
With materialists, Whitehead shares a naturalistic
sensibility, thereby eschewing any even implicitly supernaturalistic
solution to philosophical problems, and, partly for this reason, rejects
any dualism between two kinds of actualities. Like materialists, in
other words, he affirms a pluralistic monism. He thereby regards
consciousness as a function of something more fundamental.
And yet he, like dualists, rejects the reductionism
involved in functionalism as understood by material-ists. All of these
features of Whitehead’s position are implicit in his doctrine that
consciousness is the subjective form of an intellectual feeling, which
arises, if at all, only in a late phase of a moment of experience.
It will be the purpose of this essay to explain this idea and show how
it enables us to solve a number of philosophical problems associated
with consciousness.
1. Some Criteria for an Adequate Doctrine of Consciousness
In listing the criteria by which to judge the suc-cess of
any metaphysical theory, Whitehead includes “adequacy” as well as
self-consistency and coher-ence (PR 3). Although it is now fashionable
in some philosophical circles to argue that there can be no universal,
tradition-transcendent criteria in terms of which to judge the adequacy
of theories, Whitehead disagreed. The “metaphysical rule of evidence,”
he said, is “that we must bow to those presumptions which, in despite of
criticism, we still employ for the regulation of our lives” (PR 151).
In affirming this view, Whitehead was explicitly rejecting Hume’s
dualism between theory and practice, according to which we have various
“natural beliefs,” such as the belief in an external world, which we
necessarily presuppose in practice but cannot affirm in philosophical
theory. Whitehead, in response, said:
Whatever is found in ‘practice’ must lie within the scope
of the metaphysical description. When the description fails to include
the ‘practice,’ the metaphysics is inadequate and requires revision.
There can be no appeal to practice to supplement metaphysics. (PR 13)
Some advocates of deconstruction, using a Kantian
description, refer to ideas that we cannot help presupposing, but that
we must nevertheless consider false, as “transcendental illusions.”1
How-ever, to say that an idea is false, even though one cannot help
presupposing this idea, is to violate the law of noncontradiction,
usually considered the first rule of reason, because one is both
(implicitly) affirming and (explicitly) denying one and the same
proposition. Such a self-contradiction is “absolutely self-refuting” in
the sense clarified by John Passmore: “The proposition p is
absolutely self-refuting, if to assert p is equivalent to
asserting both p and not-p.”2 Jürgen Habermas and
Karl-Otto Apel call such a self-contradiction a “performative
contra-diction,” because the performance of making the statement
contradicts the statement’s meaning.3 For example, if I say
that I doubt your existence, the fact that I am addressing you
contradicts my professed doubt. Whitehead agrees with Passmore,
Habermas, and Apel that our theories must seek to avoid such
self-contradictions by avoiding “negations of what in practice is
presupposed” (PR 13).
In enunciating this criterion, Whitehead thereby stood in
the tradition of “commonsense” philosophy. The term “common sense,”
however, is now often used quite differently, to refer to ideas that,
although widely held at a certain time and place, are false. Science, in
fact, is often described as a systematic assault on common sense,
undermining such “com-monsense” ideas as the flatness of the Earth, its
centrality in the universe, and the solidity of matter. I distinguish
between these two meanings, accord-ingly, by referring to common sense
in the latter sense as soft-core common sense, while referring to
those ideas that we all inevitably presuppose as hard-core
commonsense ideas. It was common sense in the hard-core sense that
Whitehead had in mind in referring to his “endeavor to interpret
experience in accordance with the overpowering deli-verance of common
sense” (PR 50). Commonsense notions of this hard-core type are
“overpowering” because we cannot help presupposing them, even in the act
of verbally denying them.
With
regard to conscious experience, four of these overpowering notions are
that conscious experience exists, that it exerts influence upon the
body, that it has a degree of self-determining freedom, and that it can
act in accord with various norms. The fact that all four of these
notions are inevitably presupposed in practice is widely recognized by
contemporary philosophers.
1. The impossibility of doubting the existence of one’s
own conscious experience was famously em-phasized by Descartes. Now
Jaakko Hintikka, in an essay titled “Cogito, Ergo Sum,” has shown that
Descartes’ argument involved the notion of a performative
self-contradiction. If I say, “I doubt herewith, now, that I exist,”
then, explains Hintikka, “the propositional component contradicts the
performative component of the speech act expressed by that
self-referential sentence.”4 Insofar as the extreme version
of materialism known as “elimina-tive materialism” seeks to eliminate
all references to conscious experience, it is involved in this kind of
self-refuting contradiction.
2. With regard to our second notion, the efficacy of
conscious experience for bodily behavior, William Seager observes that
“it presents the aspect of a datum rather than a disputable hypothesis.”5
Ted Honderich, explicitly bringing out the hard-core commonsense status
of this belief, says that its main recommendation is “the futility of
contemplating its denial.” With regard to epiphenomenalism, which is
the doctrine that conscious experience does not exert causal
efficacy on the body, Honderich says: “Off the page, no one believes
it.”6 Suggesting a reductio ad absurdum of
epiphenomenalism, Jaegwon Kim says: “If our reasons and desires have no
causal efficacy at all in influencing our bodily actions, then perhaps
no one has ever performed a single intentional action!”7
One’s theory, Kim insists, must have room for the reality of
psychophysical causation, as when, feeling a pain, one’s decision to
call the doctor leads one to walk to the telephone and dial it.8
John Searle, in a similar vein, includes “the reality and causal
efficacy of consciousness” among the “obvious facts” about our minds and
endorses the “commonsense objection to ‘eliminative materi-alism’ that
it is ‘crazy to say that . . . my beliefs and desires don’t play any
role in my behavior.’”9
3. Our third idea, that such actions are based on a
degree of self-determining freedom, is equally recog-nized to be an
inevitable presupposition. Searle, pointing out that people have
been able to give up some commonsense beliefs, such as the beliefs in a
flat Earth and literal “sunsets,” says that
we can’t similarly give up the conviction of freedom
because that conviction is built into every normal, conscious
intentional action. . . . [W]e can’t act otherwise than on the
assumption of freedom, no matter how much we learn about how the world
works as a determined physical system.10
Similarly, Thomas Nagel, in spite of seeing no way to
give a coherent account of freedom, says: “I can no more help holding
myself and others responsible in ordinary life than I can help feeling
that my actions originate with me.”11 To be sure, some
philosophers, such as William Lycan, try to make this feeling of
freedom compatible with complete determinism by redefining freedom.
According to this compatibilist definition, to say I did X freely is
not to say that I could have acted otherwise.12 But to
speak of freedom only in this compatibilist, Pickwickian sense, both
Nagel and Searle see, is not to speak of freedom as we presuppose
it.13
4. It is also widely recognized that we presuppose that
our actions can be shaped by various norms. Kim, in emphasizing the
importance of affirming the efficacy of our decisions for our bodily
actions, says that otherwise we “would render our moral and cognitive
life wholly unintelligible” because we could no longer affirm that “our
norms and beliefs regulate our deliberations and decisions.”14
Charles Larmore likewise recognizes that both moral and cognitive norms
somehow exercise authority over our con- scious experience. He says,
for example, that it would be ridiculous to suggest “that even so basic
a rule of reasoning as the avoidance of contradiction has no more
authority than what we choose to give it.”15
2. Inadequacies of Dualism and Materialism
It would seem to be widely agreed, therefore, that for
any theory of conscious experience to be deemed even minimally adequate,
it would have to do justice to these four notions. But both dualism and
mater-ialism have difficulty affirming these notions in a
self-consistent way, at least without appealing to supernatural
assistance. I will discuss their difficulties with these four notions
in order.
1. For Descartes, there was no problem in asserting
the existence of consciousness, as he simply assumed that God, in
creating the world, had created minds as well as bodies ex nihilo.
But philo-sophers today presuppose a naturalistic, evolution-ary
worldview. Materialists and dualists, both presupposing a materialistic
view of the ultimate units of nature, must affirm that conscious
experi-ence somehow emerged out of entities wholly devoid of experience.
For dualists, this means the emer-gence of minds, as a new kind of
actuality (or sub-stance); for materialists, this means the
emergence of consciousness as a new property of matter. In
either case, this kind of emergence is hard to make intelligible.
From the side of dualism, Karl Popper and H. D. Lewis
have implicitly admitted that they cannot explain it.16
Geoffrey Madell, more candidly, has ex-plicitly admitted that “the
appearance of conscious-ness in the course of evolution must appear for
the dualist to be an utterly inexplicable emergence of something
entirely new, an emergence which must appear quite bizarre.”17
Some materialists think that this problem uniquely exists for dualism.
J.J.C. Smart, for example, said:
How could a nonphysical property or entity suddenly arise
in the course of animal evo-lution?. . . . [W]hat sort of chemical
process could lead to the springing into existence of something
nonphysical? No enzyme can catalyze the production of a spook!”18
Smart failed to see, however, that the idea that an
apparent spook is produced out of wholly insentient stuff creates an
equal difficulty. But Colin McGinn, another materialist, does see this,
saying that
we do not know how consciousness might have arisen by
natural processes from antece-dently existing material things. Somehow
or other sentience sprang from pulpy matter, giving matter an inner
aspect, but we have no idea how this leap was propelled.
McGinn’s reference to natural processes is
essential to his point. “One is tempted,” he says,
to turn to divine assistance: for only a kind of miracle
could produce this from that. It would take a
supernatural magician to extract con-sciousness from matter.
Consciousness ap-pears to introduce a sharp break in the natural
order—a point at which scientific naturalism runs out of steam.”19
At least one contemporary philosopher, Richard Swinburne,
succumbs to this temptation, arguing thus:
[S]cience cannot explain the evolution of a mental life.
That is to say, . . . there is nothing in the nature of certain
physical events . . . to give rise to connections to [mental events]
.... God, being omnipotent, would have the power to produce a soul.20
But McGinn, speaking for most contemporary philoso-phers
by insisting that naturalism must be presup-posed, cannot countenance
such an answer.21
McGinn is far from the only materialist to see the
difficulty of how, as McGinn puts it, “the aggregation of millions of
individually insentient neurons [constituting the brain could] generate
subjective awareness.”22 Thomas Nagel, using en soi
for a being that exists merely “in itself” and pour soi for one
that exists “for itself,” has said:
One cannot derive a pour soi from an en soi
.... This gap is logically unbridgeable. If a bodiless god wanted
to create a conscious being, he could not expect to do it by combining
together in organic form a lot of particles with none but physical
properties.23
The problem here for both dualists and materialists is
not that they deny the existence of consciousness. It is that their
positions cannot account for this existence.
2. A similar problem obtains with our hard-core
commonsense presupposition that our conscious ex-perience exerts
causal efficacy upon our bodies, thus directing our bodily actions.
Although dualists and materialists inevitably presuppose that such
efficacy occurs, as we have seen, they cannot explain how. For
dualists, one reason for this difficulty is simply the problem of
understanding how a mental or spiritual entity could influence physical
entities, understood to be completely different in kind. As Madell
admits, “the nature of the causal connection between the mental and the
physical, as the Cartesian conceives of it, is utterly mysterious.”24
Descartes himself was not embarrassed by this mysteriousness, because
for him the problem was solved by appeal to divine omnipotence, an
appeal that was brought out more explicitly in the doctrine of
“occasionalism” enunciated by his followers Nico-las Malebranche and
Arnold Geulincx.25 As William James said, “For thinkers of
that age, ‘God’ was the great solvent of all absurdities.”26
Aside from a few throwbacks to that age such as Richard Swinburne,
dualists today cannot employ this solvent, so they cannot explain our
conviction that the mind affects the body.
Epiphenomenalists, like dualists, think of the mind as a
mental or spiritual entity, distinct from the brain, but they use the
impossibility of understanding how it could affect the brain as a
basis for denying that it does. This denial, however, involves
arbitrariness. At least one advocate of epiphenomenalism, Keith
Campbell, admits that it is arbitrary, because it “rejects only one half
of the interaction of matter and spirit.” That is, epiphenomenalism
denies “the action of spirit on matter”
while accepting the idea that the spiritual mind emerged out of a
wholly materialistic universe, thereby affirming “the action of the
material on the spiritual.”27
Campbell’s twofold motive for this arbitrariness, he says, is
that it allows him, on the one hand, to admit that the mind exists, so
that he need not, with materialists, think of psychological states, such
as pains, as simply properties of the brain,28 and yet, on
the other hand, to “preserve the completeness of the physical accounts
of human action.”29
This latter part of Campbell’s motive reflects a
widespread conviction held by materialists as well as epiphenomenalists,
the conviction that, as Jaegwon Kim puts it, the bottom layer of nature
is controlled by the laws of physics and chemistry, so that it cannot be
influenced by higher levels of nature. Given this conviction, our
thoughts cannot influence our bodily behavior, because the latter must
in principle be fully understandable in terms of the laws of physics and
chemistry. But this view rules out Kim’s affirmation, which he had made
in opposition to epiphenomenalism, that we walk to the telephone
because we have decided to make a call. Upon seeing this
contradiction, Kim admitted that materi-alism seems “to be up against a
dead end.”30
3. Materialists have even greater difficulty with freedom
than with downward causation. Searle, for example, believes that
science “allows no place for freedom of the will.”31 This
denial follows from Searle’s materialistic assumptions, which he
summarizes thus:
Since nature consists of particles and their relations
with each other, and since everything can be accounted for in terms of
those particles and their relations, there is simply no room for freedom
of the will.32
Scientific explanation, Searle further elaborates, is
bottom-up explanation, which explains the behavior of all complex things
in terms of their most elementary constituents.”33 The idea
of statistical indeterminacy at the quantum level provides no basis for
affirming freedom, Searle adds, because all such indeterminacy is
canceled out in macro-objects, such as billiard balls and human bodies.34
So, al-though Searle admits that we cannot help presup-posing that we
and others act freely, the fact that freedom is not reconcilable with
scientific mater-ialism means that our feeling of freedom must be an
illusion built into the structure of human experience by evolution.”35
Searle explicitly admits his failure, saying that although
ideally, I would like to be able to keep both my
commonsense conceptions and my scientific beliefs. . . [,] when it comes
to the question of freedom and determinism, I am . . . unable to
reconcile the two.”36
Searle’s inability to affirm genuine freedom is echoed by
many other materialists, such as Colin McGinn, Thomas Nagel, and Daniel
Dennett.”37
This inability to affirm freedom, furthermore, undermines
the claim by materialists to have endorsed our second notion, downward
causation from conscious experience to the body. This is at least the
case if we accept, as I do, Mortimer Taube’s careful definition of an
efficient cause: “An event A causes event B, when B results partly from
some activity or influence originating in A.”38
In other words, if an event in the life of my mind helps bring
about an event in my body, I can rightly refer to my mind as a cause
upon my body only if the bodily event resulted partly from some activity
that originated in the mind-event itself. Materialists cannot say this
because for them the mind, not being an entity distinct from the brain,
cannot be a locus of power.
Searle is explicit about the fact that his denial of
human freedom depends on this assumption that we do not have a mind that
could, as he puts it, force the particles of the brain to “swerve from
their paths.”39 Because consciousness is merely an emergent
pro-perty of the brain, it cannot “cause things that could not be
explained by the causal behavior of the neurons.”40
Dualists, by contrast, do affirm the exis-tence of a mind that, being
distinct from the brain, can be affirmed as the locus of
self-determining free-dom. Dualists, however, cannot explain how the
mind, being different in kind from the neurons of the brain, can
influence them. Searle, driving home this problem, says:
How could something mental make a physical difference?
Are we supposed to think that our thoughts and feelings can somehow
produce chemical effects on our brains . . . ? How could such a thing
occur? Are we supposed to think that thoughts can wrap themselves
around the axons or shake the dendrites or sneak inside the cell wall
and attack the cell nucleus?41
Dualists, not being able to answer this question—as Madell and others
admit—can, therefore, really do little more justice than can
materialists to our inescapable assumption that our bodily actions
reflect a degree of freedom.
4. The same inability obtains with regard to our
presupposition that we can consciously act in terms of norms. McGinn
points to the difficulty of this problem for his materialist position by
asking “how a physical organism can be subject to the norms of
rationality. How, for example, does modus ponens get its grip on
the causal transitions between mental states.”42 The problem
is that causation involving norms, which are abstract (rather
than physical) entities, would be wholly different from billiard-ball
causation, which McGinn, in line with his materialism, takes to be
paradigmatic for causation in general.”43 “[C]ausal
relations between . . . abstract entities and human minds,” says McGinn,
would be “funny kinds of causation.”44 Another way to state
the problem is to point out that if norms—whether cognitive, moral, or
aesthetic—are to have some authority over our experience, there must be
some way for us to apprehend these norms. But materialists, equating
the mind with the brain, hold that all perception is through the body’s
physical senses, which cannot be activated by nonphysical things such as
norms.
Again, dualists, by virtue of distinguishing between the
mind and the brain, are able in principle to affirm the reality of
nonsensory perception, through which norms could be apprehended, and
some dualists do make this affirmation.”45 But they still
have the problem of being unable to explain how a nonphysical mind can
affect the physical body, so dualists cannot really explain how
norm-guided behavior is possible.
Dualism
and materialism, in sum, are complete failures with regard to our
hard-core commonsense assumptions about our own conscious experience.
They, accordingly, must be regarded as woefully inadequate. This
woeful inadequacy suggests that the world must in reality be radically
different from the world as portrayed by both dualists and materialists.
3. Whitehead’s Panexperientialism
Such a radically different worldview was proffered by
Whitehead. Part of this difference involves the fact that Whitehead
became a theist of sorts, in order to explain various features of our
world that seemed otherwise inexplicable. But this adoption of a
theistic perspective did not involve any recursion to super-naturalism.
He rejected the earlier “appeal to a deus ex machina who was
capable of rising superior to the difficulties of metaphysics” (SMW
156). In line with his complete eschewal of supernaturalism, he
reject-ed any doctrine that implied a dualism between two types of
actualities.46 Positively, this rejection took the form of
the acceptance of panexperientialism, according to which all actualities
have experience. Accepting this view implied the rejection of what he
called “vacuous actualities,” meaning things that are fully actual and
yet wholly devoid of experience (PR 29, 167).
Panexperientialism is, to be sure, still thought in many
circles to be self-evidently absurd. But this is partly because the
“pan” in panexperientialism is often taken to mean that literally all
things, including aggregations such as sticks and stones, have
experi-ence. Whitehead’s doctrine, however, is only that all genuine
individuals have experience. Genuine indi-viduals are of two types.
There are simple individu-als, which are the most elementary units of
nature (whether these be thought to be quarks or even simpler units).
And there are what Charles Harts-horne, in developing Whitehead’s panexperientialism more fully, called “compound individuals,”47
which are compounded out of simpler individuals, as when atoms are
compounded out of subatomic particles, molecules out of atoms, living
cells out of macro-molecules, and animals out of cells. These compound
individuals are true individuals because the experience of their members
give birth to a highest-level experience, which is the “dominant” member
of the organism as a whole. This dominant member gives the compound
individual a unity of experience and a unity of action, so that it can
act purposively with a degree of freedom. These compound indivi-duals
hence differ in kind from mere aggregations of individuals, such
as rocks and telephones, in which the experiences of the individual
molecules do not give rise to a higher-level, inclusive
experience. For this reason, I emphasize that Whitehead’s doctrine
should be called not simply “panexperientialism,” but
“panexperientialism with organizational duality.”48
A second reason for considering doctrines of this type
absurd is the assumption that they attribute not just experience, but
conscious experience, to all things, or at least all individuals.
This assumption has been based partly on the older term for such
doctrines, “panpsychism,” which, by implying that all things are
psyches, suggests that they all have high-grade, conscious mentality.
Whitehead himself evidently rejected the term “panpsychism” for this
reason.49 Although he did not propose the term
“panexperientialism” as an alternative, it is sug-gested by many of his
statements, such as his rejec-tion of the concept of an actuality “void
of subjective experience,” his statement that “apart from the
ex-periences of subjects there is nothing,” and his denial that there is
any meaning of “togetherness” other than “experiential togetherness” (PR
167, 189).50 Whitehead’s panexperientialism, in any case,
holds that all individuals have experience, but that con-sciousness is a
very high-level form of experience, enjoyed by relatively few
individuals. With these clarifications, we can see that the standard
rejec-tions of panexperientialism as absurd—such as Mc-Ginn’s claim that
it attributes thoughts to rocks51—do not apply to Whitehead’s
version of it.52
There are still, to be sure, other reasons for resisting
the doctrine, chief among which is probably pointed to by Nagel’s
statement that “if one travels too far down the phylogenetic tree,
people gradually shed their faith that there is experience there at
all.”53 This reason, however, is an example of soft-core
common sense, which science has repeatedly undermined. And the
scientific undermining of this particular assumption, that experience
could not go all the way down, is already well advanced. Whereas
Descartes denied experience to all earthly creatures except humans, some
leading ethologists now posit experience at least as far down as bees.54
Going much further down, there is now a wide range of evidence
suggestive of the idea that single-cell organisms, such as amoebae and
paramecia, have a primitive type of experience.55 Going
still further, to the prokaryotic level, some biologists have provided
evidence for a rudimentary form of decision-making, based on a
rudimentary form of memory, in bacteria.56 Furthermore,
although DNA molecules were originally pictured in mechanistic terms,
later studies suggested a more organismic understand-ing.57
Going all the way down, quantum physics has shown entities at this
level not to be analogous to billiard balls,58 and, as
physicist David Bohm and philosopher William Seager have said, quantum
theory implies that the behavior of the elementary units of nature can
be explained only by attributing to them something analogous to our own
mentality.59 Accordingly, the prejudice that experience
cannot go all the way down, far from being supported by any scientific
evidence, is being increasingly undermined by the relevant evidence.
I have, in any case, argued elsewhere that this empirical
support for panexperientialism is only one of many lines of argument
pointing towards its truth.60 One of those lines of
arguments is that pan-experientialism, and apparently only
panexperien-tialism, does justice to the four hard-core common-sense
assumptions about conscious experience examined earlier. A basis for
this argument can be provided by spelling out Whitehead’s panexperien-tialism as the doctrine that the actual world is com-prised of
creative, experiential, physical-mental events. I will deal with
each of these terms in re-verse order, beginning with the fourth term,
“events.”
All the world’s actual entities in the fullest sense are
momentary events. These are all spatiotemporal events
with a finite inner duration, ranging perhaps from less than a billionth
of a second at the subatomic level to a tenth or twentieth of a second
at the level of human experience. All enduring indivi-duals, such
as electrons and minds, are temporal societies of such events.
This feature provides another reason why “panexperientialism” is a
better term for this doctrine than “panpsychism.” The latter term, being
based on the word “psyche,” suggests that the ultimate units of the
world are enduring individuals, whereas the term “panexperientialism”
suggests that they are experiences, which are momentary.
In any case, each such event has both physical and
mental aspects, with the physical aspect always being prior. The
physical aspect is the event’s recep-tion of the efficient causation of
prior events into itself. This receptivity is called “physical prehen-sion,” or “physical feeling,” which is a mode of per-ception more
basic than sensory perception. An event originates with a multiplicity
of physical pre-hensions, each of which has two aspects: an objec-tive
datum, which is what is felt, and a subjective form,
which is how that datum is felt. To say that every unit-event
(in distinction from an aggregation-al event61) has a
mental aspect means that it has a degree—however slight in the most
elementary events—of spontaneity or self-determination. Al-though the
event’s physical pole is given to it, its mentality is its
capacity to decide precisely what to make of its given foundation. Its
physicality is its relation to past actuality; its mentality involves
its prehension of ideality or possibility, through which it escapes
total determination by the past.
Each event, the second of our terms indicates, is
experiential from beginning to end, which means that, in distinction
from usage reflecting dualism, the “physical” aspect of the event is not
devoid of experience, hence the “mental” aspect is not uniquely
associated with experience. An event’s mentality is simply its
experience insofar as it is self-determining. Whitehead emphasizes the
experiential nature of unit-events by calling them “occasions of
experience.”
With regard to the first term, creative, I have
already stated that each event is, in its mental pole, self-creative,
deciding precisely how to respond to the efficient causation exerted
upon it. A second dimension of an experience’s creativity, which comes
after its self-determination, is its efficient causation on subsequent
events, through which it shares in the creation of the future. This
transition from self-creation to efficient causation betokens another
distinction to be made with regard to each unit-event. Each occasion of
experience exists first as a subject of experience, with its
physical and mental poles. But then its subjectivity perishes and it
becomes an object for subsequent subjects. In each enduring
individual, accordingly, there is a perpetual oscillation between two
modes of existence: subjectivity and objectivity.62 Put in
causal language, there is a perpetual oscillation between final
causation (in the sense of self-determination) and efficient causation.
Whitehead’s solution to the mind-body problem depends
partly on this doctrine of creative, experi-ential, physical-mental
events and partly on the idea of compound individuals, one crucial point
of which is that the dominant members of increasingly complex compound
individuals have an increasing degree of mentality and thereby an
increasingly greater capacity for both richness of experience and
self-determination. The occasions of experience consti-tuting a
squirrel’s psyche, for example, enjoy a much more complex, sophisticated
mode of experience, and far more power for self-determination, than the
occasions of experience constituting any of the cells in its body.
4. Whitehead’s Explanation of Our Hard-Core Commonsense Assumptions
about Consciousness
I will now explain how Whitehead’s panexperien-tialism can
do justice to our hard-core commonsense assumptions about conscious
experience.
With regard to the existence of consciousness, we can
begin with Whitehead’s discussion of William James’s essay “Does
Consciousness Exist?”63 White-head accepts James’s rejection
of the existence of consciousness in the sense of an “entity” or an
“aboriginal stuff . . . , contrasted with that of which material objects
are made, out of which our thoughts of them are made” (SMW 144).
Whitehead also accepts James’s contention that consciousness is a
particular function of experience. To understand James and
Whitehead correctly here, it is important to see that they are not
saying that consciousness is a function of the brain, or of
nonexperiencing “material objects.” Rather, consciousness is a function
of experience. It is also important not to take the denial that
consciousness is an “aboriginal stuff” to mean that experience is
not. Experience is an aboriginal stuff—for James, who affirmed
panpsychism,64 and for Whitehead. But it is not, of course,
an aboriginal stuff different from the stuff out of which material
things are made. The whole point of panexperientialism is that creative
experience is the aboriginal stuff out of which human experience and
what we call material objects are both made. However, in human beings
and other highly complex compound individuals, experience can give rise
to conscious thoughts, which have a function that is not enjoyed in the
experience of low-grade individuals. This function, said James, is “knowing.”
Whitehead agreed, saying that consciousness is “the function of knowing”
(SMW 144, 151).
Given Whitehead’s panexperientialist ontology, the main
reasons for denying the full-fledged reality of conscious experience
disappear. If we hold that neurons are sentient, the insoluble problem
of how conscious experience could emerge out of insentient neurons does
not arise. Even McGinn grants this point, saying that if we could
suppose neurons to have “proto-conscious states,” it would be “easy
enough to see how neurons could generate con-sciousness.”65
The problem of mental or downward causation—how one’s
decisions can affect one’s brain and thereby one’s bodily behavior—is
overcome for the same reason. Hartshorne explains panexperiential-ism’s
solution to both sides of the problem of interaction thus:
cells can influence our human experiences because they
have feelings that we can feel. To deal with the influences of human
experi-ences upon cells, one turns this around. We have feelings
that cells can feel.66
As this statement shows, panexperientialism involves a
radically new conception of causation. Rather than, with materialists,
thinking of billiard-ball collisions as paradigmatic or, with dualists,
thinking in terms of two radically different kinds of causation—that
between minds, and that between bodies—and then wondering how minds and
bodies can interact, panexperientialism conceives of all causation as
involving causation that is analogous to the transference of feeling
between two moments of our own experience.67 Accordingly, to
hold that “our thoughts and feelings can somehow produce chemical
effects on our brains,” we do not have to imagine, as Searle suggests,
thoughts “wrap[ping] themselves around the axons or shak[ing] the
dendrites [of the brain’s neurons].”
The other standard reason for denying downward causation
from conscious experience to the body—the idea that the behavior of
things in the physical world is determined by laws of nature—also does
not apply. For Whitehead’s panexperientialism, like that of James and
Peirce before him, the so-called laws of nature are not to be thought of
as prescriptive, but as descriptive of the widespread habits of
nature (MT 154-55).68 And, just as we feel and act
differently in different environments, so do cells, molecules, and
electrons. After a molecule migrates from the soil through a carrot to
a human body, it is subject to different influences—including influences
from the body’s living cells and its dominant member, the mind—and hence
behaves differently (SMW 78-80). This fact is one of the “laws of
nature.” Holding that our conscious experiences, with their degree of
freedom, guide our bodies, therefore, does not violate any laws of
nature.
I have just mentioned our third hard-core com-monsense
assumption about our own experience, namely, that we act with a degree
of freedom. One dimension of Whitehead’s explanation of this assumption
is the idea that all individual events are creative events,
exercising at least some slight iota of self-determination. Besides not
having to explain how conscious experience could have arisen out of
wholly insentient entities, therefore, he also did not have to explain
how our experience, with its great capacity for self-determination,
could have arisen out of entities that interacted in a wholly
deter-ministic way. Freedom did not suddenly appear at some point in the
evolutionary process. Rather, compound individuals with increasingly
more mentality emerged out of ones with less.
It is, of course, one thing to assert that all
individuals have a degree of freedom; it is another thing to explain
how freedom is conceivable in a world in which all events are
enmeshed in a universal nexus of efficient causation. The key to this
explanation is the idea, discussed above, that every enduring
individual, such as a molecule or a human psyche, perpetually oscillates
between subjectivity and objectivity. Each occasion of experience in an
enduring individual exists first as a subject. In this mode, it begins
as an effect of prior events, receiving efficient causation from them.
This is the subject’s physical pole. Then the event exercises its
self-determination, deciding precisely how to respond to the various
causal influences upon it. This is the subject’s mental pole, during
which it exercises final causation. But then the event becomes an
object, at which time it exerts efficient causation on future subjects.
This efficient causation is based upon the event’s final causation, its
self-determination. The event’s freedom, in other words, is exercised
between its reception of efficient causation from the past
and its exertion of efficient causation on the future. In
Whitehead’s words, each “occasion arises as an effect facing its past
and ends as a cause facing its future. In between there lies the
teleology of the universe” (AI 194)
We need only apply this idea to the human mind or psyche,
understood as a temporal society of dominant occasions of experience, to
understand its freedom in relation to its body. In each moment, the
dominant occasion arises out of causal influences from the past
world—most immediately its own past experiences and its bodily parts, as
mediated through its brain. It then exercises its self-determination in
deciding how to respond to these influences. This decision then
influences its future experiences and its brain cells, which then
transmit the decisions to the relevant parts of the body. Therefore, our
bodily action does, as we assume, reflect our free choices.
Implicit in this discussion of the psyche—as a temporal
series of dominant occasions of experi-ence—is the major way in which Whiteheadian pan-experientialism agrees with dualism. Materialists
cannot even begin to do justice to our freedom because of their view
that the mind is numerically identical with the brain. As I emphasized
earlier, this identification entails the denial that the mind is a locus
of power that could exercise self-determina-tion. Structurally,
therefore, a human being or a dog is not different in kind from a
toaster or a computer. Searle brings out this fact by saying that human
and canine behavior must be explained in terms of bottom-up causation
just as it is in those other things, because there is nothing in a human
being or a dog to exert any top-down causation, at least not causation
that reflects self-determination. Dualists have always rejected this
account, insisting that the human mind, being a numerically distinct
entity, is a locus of self-determining power. Structurally, therefore,
humans are different in kind from rocks, toasters, and computers. Whiteheadian
panexper-ientialism, with its distinction between compound individuals
and nonindividualized aggregational soci-eties, agrees with dualists on
this score. Both views affirm human freedom, and both views, thereby,
affirm the mind’s efficient causation on the body in Taube’s sense.
Both views, more generally, endorse interactionism—that the mind and
the brain, being numerically distinct, interact, with each exerting
causal efficacy on the other.69
The only difference is that dualism, in addition to
affirming this numerical distinctness, affirms that the mind is
ontologically different in kind from the brain’s components, being
composed of different stuff. So, although dualism’s numerical thesis
provides a necessary condition for making interaction intelli-gible, its
ontological thesis makes this interaction un-intelligible. Whiteheadian
panexperientialism keeps the numerical thesis while rejecting the
onto-logical thesis. And it is the ontological thesis, not the numerical
thesis by itself, that makes the position dualistic and hence
problematic.70 Whitehead’s position, therefore, can be
called nondualistic interactionism.71 This doctrine
is essential to his defense of human freedom.
Our fourth hard-core assumption is that our action,
besides embodying freedom, also involves acting in accord with norms.
Part of the White-headian vindication of this assumption has already
been given—namely, that in exercising final causation, we are aiming at
a goal, and this goal can well involve some ideal, such as the ideal to
be moral or self-consistent. Implicit in this position, however, is the
idea that we can be aware of norms. Whitehead’s
panexperientialism speaks to this issue as well. The modern belief that
we could not perceive cognitive, moral, and aesthetic norms, even if
such norms exist, is based on the belief that we experience things
beyond ourselves only by means of our sensory organs. However, the idea
that perceptual experience is enjoyed by all individuals,
including all individuals without sense-organs, implies that there is a
mode of perception more basic than sensory perception. And this is
Whitehead’s doctrine—that sensory perception is a high-level form of
perception, derivative from a more primitive, nonsensory mode of
perception, which he calls “pre-hension” or “feeling.” It is through
this nonsensory prehension that we apprehend norms.72
I have been explaining how Whitehead’s panex-perientialism,
with its nonreductionistic naturalism, allows us to do justice to four
of our hard-core com-monsense assumptions about conscious experience that
have been problematic for both dualists and materialists. One
ingredient in this explanation is the Jamesian demotion of consciousness
from the status of an entity or a stuff73 to that an emergent
function. In the final section, I will explain Whitehead’s development
of this Jamesian notion into the doctrine that consciousness is the
subjective form of a feeling of a certain type. I will also point out
some other ways, in addition to its being a necessary ingredient in
Whitehead’s solution to the mind-body problem, that this doctrine is
important.
5. The Doctrine of Consciousness as a Subjective Form: Its Meaning and
Importance
Consciousness for Whitehead, to recall, is the subjective
form of an intellectual feeling, which arises, if at all, only in a
late phase of an occasion of experience. Thus far the discussion of
different phases of experience has been limited to two: the physical and
the mental poles. In an occasion of experience that attains
consciousness, however, the mental pole itself has phases. According to
Whitehead’s more detailed analysis of a conscious occasion of
experience, there are four phases altogether.
The first phase is the physical phase, which feels past
actual occasions.
In the second phase, various pure possibilities (eternal
objects) are felt conceptually or appeti-tively.
In the third phase, these possibilities are conjoined
with the actualities felt in the physical pole, resulting in the feeling
of propositions.
In the fourth phase, these propositions are compared with
the original physical feelings, resulting in “intellectual feelings” (PR
241, 266, 277, 344).
What is unique about an intellectual feeling is that it
involves a contrast between a fact and a proposition (or
theory)—between what is and what might be. This is called the
“affirmation-negation contrast.”
Like all other feelings, intellectual feelings have,
besides an objective datum, also a subjective form, which is how
that datum is felt. The objective datum of an intellectual feeling is
an affirmation-negation contrast; the subjective form is consciousness.
Consciousness, in other words, involves awareness both of something
definite and of potentialities that
illustrate either what it is and might not be, or
what it is not and might be. In other words, there is no consciousness
without reference to definiteness, affirmation, and negation.
Consciousness is how we feel the affirmation-negation contrast. (PR
243)
To explain more fully the difference between experience
that is and is not conscious: Experience is present whenever there is
any awareness of what is; but we should not speak of conscious
experience, Whitehead proposes, except where there is also an awareness
of what is not.
Consciousness is the feeling of negation: in the
perception of “the stone as grey,” such feeling is in barest germ; in
the perception of “the stone as not grey,” such feeling is in full
development. Thus the negative perception is the triumph of
consciousness. (PR 161)
Consciousness, according to this analysis, is provoked
into existence by, and only by, the right type of datum, this
being an affirmation-negation contrast. Without this datum, there can
be no consciousness. This explains why consciousness can appear only in
a late phase of experience: An intellectual feeling is a complex
feeling, involving the integration of feelings arising in earlier
phases, so it can arise only in a late phase. This idea lies behind
Whitehead’s well-known statement that “conscious-ness presupposes
experience, and not experience consciousness” (PR
53). Consciousness,
if it occurs, lights up experience that preceded it, a level of
experience that can exist without consciousness. Whitehead says,
accordingly, that “consciousness is the crown of experience, only
occasionally attained, not its necessary base” (PR
267).
In saying that consciousness is only occasionally
attained, Whitehead means partly that those enduring individuals that
are capable of attaining consciousness do not do so in every occasion of
their experience (as in dreamless sleep). But he is mainly referring to
the fact that most of the occasions of experience in the universe are
too simple to go beyond the third phase. They are hence incapable of
creating any full-fledged propositions, which are necessary conditions
for intellectual feelings. Whitehead thereby explains how there can be
experience without consciousness, and also how compound individuals
capable of consciousness could have emerged out of ones without this
capacity.
An explanation of how consciousness could have emerged is
an essential component in the theory’s adequacy. Panexperientialism, as
we saw earlier, avoids what has rightly been seen as an insoluble
problem: how conscious experience could have emerged out of entities
wholly devoid of experience. But one could accept panexperientialism and
still not find it self-evident how experience of our type could have
emerged out of entities such as quarks and photons. Whitehead’s account
of the phases of concrescence provides an abstract scheme that shows
what kind of experiences the intervening steps might have had. This
scheme can be described in terms of the language of “intentionality,”
which many philosophers of mind have used to express the problem of how
consciousness could have emerged. That is, consciousness involves
“intentionality” in the sense of “aboutness”; it has “intentional
objects.” These intended objects may be actual things, such as food, or
ideal things, such as numbers or proposi-tions. In any case, the puzzle
is how beings such as us, with our intentionality, could have emerged
out of things such as quarks and photons, which, even if we grant them
some type of experience, cannot be supposed to have anything approaching
the intentionality that we enjoy.
The abstract line of development suggested by Whitehead’s
analysis goes like this:
Very elementary occasions of experience are not able to
synthesize physical and conceptual feelings into propositional feelings,
but they do synthesize them into rudimentary analogues, which Whitehead
calls “physical purposes” (PR 267, 276). These experiences, not being
able to focus on a possibility qua possibility, have only, we can
say, incipient intentionality.
Somewhat higher-level occasions of experience, complex
enough to have propositional (but not intellectual) feelings, have, we
can say, proto-intentionality. Only very high-level experiences
have full-fledged, conscious intentionality, because only they
are sophisticated enough to contrast proposi-tions, as possibilities,
with the perceived facts.
Given the idea of evolution as involving increa-singly
complex compound individuals, which can provide their dominant occasions
with increasingly complex data, we can see how experiences of our type
could have gradually arisen out of extremely trivial experiences.
* * *
Whitehead’s analysis of consciousness, I have shown, is
part and parcel of his explanation of how conscious beings could have
emerged evolutionarily and of his justification of our hard-core
com-monsense assumptions about our experience. I will conclude by
pointing out how it also lies behind Whitehead’s explanation of why,
although our hard-core commonsense beliefs have an empirical basis,
philosophers have tended to overlook this basis.
The main idea in this explanation is that con-sciousness,
arising only near the conclusion of an oc-casion of experience, fails to
shed its light upon the origins of that experience and thereby its most
basic ingredients. In Whitehead’s words: “Consciousness only arises in
a late derivative phase of complex integrations” and “primarily
illuminates the higher phase in which it arises.” Accordingly,
“conscious-ness only dimly illuminates the . . . primitive ele-ments in
our experience.” Whitehead even refers to this point as a “law”—”that
the late derivative ele-ments are more clearly illuminated by
consciousness than the primitive elements” (PR 162). We can call this
“Whitehead’s perceptual law.”
On the basis of this law, we can understand why
philosophers, at least since the time of Hume, have worried about the
empirical basis of our beliefs about causation and the “external world.”
We do, Whitehead says, directly perceive the existence of actual things
beyond ourselves and also their causal efficacy on us. Whitehead, in
fact, refers to this as a distinct mode of perception, which he calls
“perception in the mode of causal efficacy” (this being a synonym for
“physical prehension”). This mode stands in contrast with another mode,
which he calls “perception in the mode of presentational immediacy,”
because in this latter mode various data are immediately present to our
consciousness. The perception of sense-data, such as colored shapes, is
the most obvious example of perception in this mode. Full-fledged
sense-perception always in-volves a synthesis of these two modes,
which Whitehead calls “perception in the mode of symbolic reference.”74
In our conscious experience, however, the data of perception in the
mode of causal efficacy tend to drop out, so that sensory perception
gets virtually equated with perception in the mode of presentational
immediacy. This is especially the case with philosophers insofar as
they focus on the “clear and distinct” data of perception, presuming
them to be basic. Accordingly, Hume, while admitting that in “practice”
he could not help presupposing a real world and causation as real
influence, said that in his philosophical “theory,” which was to be
based rigidly on perceptual experience, he could not refute solipsism
and could define causation only as the “constant conjunction” of two
types of phenomena.
Whitehead’s perceptual law—“that the late derivative
elements [in an occasion of experience] are more clearly illuminated by
consciousness than the primitive elements”—explains why Hume, focusing
on the clear and distinct elements in perceptual experience, came to
that conclusion. “[C]onsciousness only dimly illuminates the
prehensions in the mode of causal efficacy,” says Whitehead, “because
these prehensions are primitive elements in our experience.” By
contrast, “prehensions in the mode of presentational immediacy . . . are
late derivatives”; they, accordingly, “are among those prehensions which
we enjoy with the most vivid consciousness” (PR 162).
Whitehead’s perceptual law presupposes his idea that the
mind or psyche is not an enduring substance, or even stream,
numerically one through time, with consciousness as the stuff of which
it consists. Consciousness is not, accordingly, simply waiting there,
as it were, to be filled by this or that content. If it were, we
would expect it to light up early arrivals as clearly as, or even more
clearly than, late-comers. This seemed to be Hume’s assumption. But the
mind or psyche is, instead, a serially-ordered society of distinct
(albeit intimately interconnected) occasions of experience, and
consciousness is a subjective form that arises, if at all, only in a
late phase of these occasions. It is not lying in waiting, but must
be provoked into existence. And this provocation, as we have seen,
can occur only in a late phase. Con-sciousness, accordingly, primarily
illuminates the late-comers, which have been constructed by the
occasion of experience itself, rather than the early arrivals, which
were given to the occasion of ex-perience from beyond itself.
If this were the only implication of Whitehead’s
perceptual law, it would be of importance only to philosophers, who seem
to be the only ones tempted to solipsism and phenomenalist definitions
of causality. A more general cultural problem of modernity, however, is
the widespread doubt that normative ideals are given to our experience.
Max Weber called modernity’s transition to seeing the world as not
embodying such ideals “the disenchantment of the world.” The
existential implication of this disenchantment is the relativistic
belief that ideals are invented, not discovered.75 The
political implication is that “might makes right.”76
The denial that we perceive normative ideals is closely
related to the equation of perception with sensory perception. Because
ideals are not the kinds of things that can be detected by means of our
physical sense organs, the belief that we can perceive only by means of
our senses can persuade us that we do not perceive ideals. But this
denial is also due in part to the fact that this perception is generally
at the fringes of the conscious portion of our experience. This
fringiness of ideals does not mean that they are absent or secondary in
our experience. The exact contrary is the case: They are secondary or
even tertiary in consciousness because they are primary in
experience.
To explain this point more fully would require a
discussion of Whitehead’s theism, God’s provision of an “initial aim”
for each finite occasion of experience, and our direct perception of God
(in whom, by the “ontological principle,” the normative ideals must
subsist if they are to exist and be perceivable). A complete account of
Whitehead’s psychology, in other words, is not possible in abstraction
from his theology. I have discussed this connection else-where.77
For now I simply repeat the main points of the present account—that
Whitehead defines con-sciousness as the subjective form of an
intellectual feeling; that this conception of consciousness is part and
parcel of Whitehead’s panexperientialist world-view; that this worldview,
with its nonreductionistic naturalism, is far more adequate to our
inevitable presuppositions than are both dualism and material-ism; and
that this conception of consciousness can help us understand that our
inevitable presuppo-sitions have a basis in our perceptual experience
even though modern philosophers, and our conscious experience more
generally, tend to overlook this basis.
I close by noting that one of the
central tasks of philosophy, in Whitehead’s view, involves over-coming
the illusions produced by the fact that con-sciousness tends to leave the
most fundamental elements of our experience in the dark. In his words:
Philosophy is the self-correction by con-sciousness of its
own initial excess of sub-jectivity. Each actual occasion contributes to
the circumstances of its origin additional for-mative elements . . . .
Consciousness is only the last and greatest of such elements by which
the selective character of the individual obscures the external
totality, from which it originates and which it embodies. An actual
individual, of such higher grade, has truck with the totality of things
. . . ; but it has attained its individual depth of being by a selective
emphasis . . . . The task of philosophy is to recover the totality
obscured by the selection. (PR 15)
Calling this task “the metaphysical correction” (PR xvii), Whitehead
shows that metaphysics can be relevant to psychology, even to its
existential dimensions.
Notes
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