Matter,
Consciousness, and the Fallacy of Misplaced Concreteness
David Ray Griffin
III. From Inner
Physics to Human Psychology: Subjective Universals
Nagel
argues that we need to be able to think objectively about subjectivity,
which requires having “an objective concept of mind” (VN, 18).
This would allow us to “think of mind as a phenomenon to which the human
case is not necessarily central” (VN, 18). An objective concept of
mind, however, “cannot abandon the essential factor of a point of view” (VN,
20). Rather, this factor must be generalized. Doing so would involve
characterizing experience “in terms of certain general features of
subjective experience—subjective universals” (VN, 21).
It is
implicit in my foregoing exposition that Whitehead’s philosophy is built
around just such a concept of subjective universals. This concept is
implied by his statement that unless we can “find in descriptions of human
experience factors which also enter into the descriptions of less
specialized natural occurrences,” then “the doctrine of human experience
as a fact within nature is mere bluff.” Either we must “admit dualism,”
he adds, or else indicate “the identical elements connecting human
experience with physical science” (AI, 184f.) What he means here
by “physical science,” of course, is the entities studied by
physical science. The result would be what we could call “inner physics,”
because it would involve thinking imaginatively about what such entities
are in themselves, as we do when we imagine what other people must be
going through, or when we engage in cognitive ethology. Although
Whitehead himself did not use the term “inner physics,” he did suggest the
need to complement the “physical physiology” practiced thus far with a
“psychological physiology” (PR, 103). This notion of an inner
physics answers to Strawson’s call for “a
qualitative-character-of-experience physics” (MR, 89).
The subjective
universals are meant to apply to all subjects, understood as momentary
occasions of experience, from the human level to the actualities studied
by physics. This does not include all identifiable entities in the
world, of course, because many of these, such as rocks, lakes, and
computers, have a merely aggregational, not a subjective or experiential,
unity. The subjective universals apply only to all genuine individuals,
whether simple or compound individuals (to be discussed in the following
chapter). Which things are to be considered true individuals is an
empirical question, to be decided in terms of whether the behavior
suggests a unity of responsive action that involves an element of
spontaneity (meaning that the response does not seem fully explainable in
terms of efficient causation from prior events).
Whitehead himself evidently supposed humans, most other animals,
eukaryotic cells, molecules, and atoms to be compound individuals, with
subatomic (elementary) particles thought of as primary individuals. My
supposition is that today the list of likely candidates for compound
individuals should also include prokaryotic cells, organelles,
macromolecules, and perhaps the previously designated “elementary
particles,” with that status perhaps now assigned to quarks. But nothing
of metaphysical import hinges on the correctness of all these
suppositions. If the empirical study of atoms and molecules, for example,
suggests that they are best understood as mere aggregational societies,
with no overall spontaneity, that would not affect the validity of the
philosophical position as such. All it requires is that some degree of
partially spontaneous experience be present in human beings and other
animals, in the ultimate units of nature, and in some individuals at an
intermediary level. In any case, the question is: What features
exemplified in our own experience can we think to be subjective
universals, exemplified in all experience and therefore (by hypothesis)
all individuals?
Lying
behind Whitehead’s list of subjective universals is his conception that
creative experience is the ultimate reality, the “universal of
universals” (PR, 21). Creative experience as such is not an
actuality but that which is exemplified in all actualities. This
conception of the “category of the ultimate” replaces Aristotle’s category
of “primary substance” or “matter,” eliminating “the notion of passive
receptivity” (PR, 21, 31). Whitehead’s own term for it is simply
“creativity,” but I, following Hartshorne (PCH, 690, 720), have
added the term “experience” to emphasize this aspect of the ultimate. The
ensuing list of subjective universals is simply an explication of what is
implicit in the idea that all individuals embody creative experience. I
will list nine such universals, indicating very briefly the meaning of
each.
1. Feeling in the
sense of physical prehension. All experiences begin with feelings or
prehensions of other actual things, in which they grasp aspects of those
things. This prehension of actualities lies at the root of what
philosophers call “intentionality” (aboutness) in our experience.[*]
This physical prehension, which is an experience’s orientation to the
past, provides (among other things) the basis for memory, which in
low-grade entities may extend back no farther than a fraction of a second.
[*] See Nicholas F. Gier, “Intentionality and
Prehension,” Process Studies 6, no. 3 (Fall 1976): 197-213. In
saying that the (physical) prehension of prior actualities, with which an
occasion of experience begins, lies at the root of intentionality
(rather than simply being equatable with it), I am presupposing my
discussion above, in which I equated “intellectual feelings” with
conscious intentionality, “propositional feelings” with intentionality as
such, and “physical purposes” with incipient intentionality.
2.
Causal feeling. Each experience begins with the experience of the
efficacy of other things (for good or ill) for itself. This is simply an
aspect of physical prehension but is listed as a separate universal
because it is a distinguishable and overwhelming aspect of physical
experience.
3.
Feeling in the sense of conceptual prehension. Conscious human
experience is “conscious of its experient essence as constituted by its
internal relatedness to the world of realities, and to the world of ideas”
(SMW, 152). This statement, which summarizes both types of
“intentionality,” states in terms of human experience the inclusion by all
experiences of ideality as well as actuality. In the most elementary
experiences, this conceptual experience, or mentality, is no more than a
slight appetition to repeat or attenuate forms (in-formation) transmitted
from prior experiences. This initiation of the “mental pole” of an
experience is the beginning of whatever self-creativity it exercises. The
idea that electrons and other subatomic entities have a “mental pole” may,
incidentally, seem a purely speculative idea, posited to avoid an
unintelligible emergence of freedom out of entities lacking any degree of
spontaneity. This is, indeed, an important reason for the affirmation.
Beyond this, however, David Bohm and B. J. Hiley’s ontological
interpretation of quantum theory depends crucially on the notion that
“even an electron has at least a rudimentary mental pole, represented
mathematically by the quantum potential” (UU, 387).
4.
Feeling in the sense of emotion. Both physical and mental prehensions
are felt in a certain way, with particular “subjective forms” (which is
Whitehead’s technical term for the subjective universal in question). In
the highest experiences the subjective forms may include consciousness,
but emotional forms are included in experiences of all levels.
5. Final
causation or self-determination. This feature is the integrative
exercise of the experience’s power for self-creation, in which it
reconciles any tensions that may have existed between various appetitions
at the outset of the mental pole. In being partly causa sui, the
experience does not create itself out of nothing, of course, but out of
the physical experiences imposed on it by its past. This element of
self-determination may be trivial, as it is in the most elementary
experiences, extremely important, as in conscious purposes, or anywhere in
between. Whitehead’s technical term for this universal is “subjective
aim.”
6. Anticipation.
This dimension is the future orientation of an experience, its
anticipation of exerting creative influence on future events. The
anticipation may be directed toward events a thousandth of a second or
thousands of years in the future. (This anticipation, which is the
necessity that the experience lays on the future by its very existence, is
the ground for induction [AI, 193].) An experience’s subjective
aim, accordingly, involves an aim at the future (however limited) as well
as at creating itself for its own sake. (The altruism that can occur in high-level experience,
accordingly, is an extreme exemplification of a subjective universal.)
7. Value
experience. This universal is best described in Whitehead’s own
words: “The element of value, of being valuable, of having value, of being
an end in itself, of being something which is for its own sake, must not
be omitted in any account of an event as the most concrete actual
something. ‘Value’ is the word I use for the intrinsic reality of an
event” (SMW, 93).
8.
Duration. This dimension is the time, the epoch, the arrest between
an experience’s two transitions: its arising from past influences and the
perishing of its own subjectivity in the transition to future experiences.
The duration, which from the outside might constitute less than a
billionth of a second in the lowest-grade experiences, is the event’s
experienced time to be, its time of “enjoyment.”
9.
Perspectival location. Every experience is from some perspective in
relation to other things, both spatially and temporally: Experience is
always here and now. This point and the previous one
together reflect the fact that all actual occasions are both temporally
and spatially extensive.
These
subjective universals flesh out the notion that creative experience is, in
Whitehead’s phrase, the “universal of universals” (PR, 21), in the
sense of “the ultimate behind all forms” (PR, 20), the dynamic
“stuff” in which all abstract forms are embedded in actual things. The
meaning of the idea that creative experience is the ultimate reality, and
what this implies in terms of revising the materialistic view of nature
(which materialism and dualism share), can be made clearer by comparing
“creative experience” with “energy” as understood in physics.
I referred earlier to
Whitehead’s assertion that the physicists’ energy is an abstraction (SMW,
36). Such an assertion by itself, he recognizes, is all too easy to make:
“The mere phrase that ‘physical science is an abstraction’, is a
confession of philosophical failure. It is the business of rational
thought to describe the more concrete fact from which that abstraction is
derivable” (AI, 186). So, what is the energy as described in
physics an abstraction from? Whitehead’s answer: “The notion of physical
energy, which is at the base of physics, must . . . be conceived as an
abstraction from the complex energy, emotional and purposeful, inherent in
the subjective form of the final synthesis in which each occasion
completes itself” (AI, 186). In other words, the widespread idea
that energy (as conceived in physics) is the ultimate reality
embodied in all actual things is an example of the fallacy of misplaced
concreteness. This concept of energy points to something real, but it has
the reality of an abstraction from full-fledged creative experience, which
is always emotional and purposeful. In this regard, we can recall
Whitehead’s assertion (based on his own days as a mathematical physicist)
that physics abstracts from “what anything is in itself”—that is, its
intrinsic reality. Furthermore, even in dealing with the extrinsic
reality of things—meaning their aspects in other
things—it abstracts still further, paying attention to these external
aspects only “as modifying the spatio-temporal specifications of the life
histories of those other things” (SMW, 153). In saying this he is
not criticizing physics. He is only saying that insofar as human beings
(including physicists) try to think about how the world really is, we
should not assume that physics, given the abstractions it makes for its
limited purposes, describes the full reality of the most elementary types
of actual events at the base of nature. To get a fuller account of what
these actual events are in themselves, we need to engage in imaginative
generalization, through which we can develop what I call an “inner
physics.” The development of the subjective universals is part and parcel
of that imaginative generalization.
From this
perspective, one of the problems often raised against any form of
interactionism, the charge that it would violate the principle of the
conservation of energy, is not a problem. I had referred in chapter 6 to
W. D. Hart’s suggestion that we could think in terms of a form of
“psychic energy” that would be embodied in minds. Such an enlargement of
the concept of energy would be simply the latest in a long string of
enlargements that have been necessary to preserve the principle of
conservation. Psychic energy would be added to the forms of energy, such
as mechanical, electrodynamic, chemical, and thermodynamic, into which
energy as such is inter-convertible. I pointed out that this suggestion,
although proposed by Hart as a solution to a problem of dualistic
interaction, actually moves toward a nondualistic interactionism.
The Whiteheadian position developed here completes that movement, thereby
making Hart’s proposal even more viable.
In enlarging the notion
of energy, it is a purely terminological matter whether we come to speak
of “creativity” (as Whitehead usually does), of “creative experience” (as
I have), or of a more “complex energy” (as Whitehead does in the passage
quoted above). The substantive point is that there are two phases to the
embodiment of energy in any event: the subjective phase and the objective
phase. The idea of “psychic energy” has seemed purely metaphorical,
referring to something that could not conceivably be interconvertible with
the forms of energy thus far acknowledged by science, because all those
forms involve energy in its objective or extrinsic phase, whereas the
psychic energy known in our own experience is energy in its subjective or
intrinsic phase. (This point will be explained more fully in the next
section.) The development of an inner biology of cells (what Whitehead
called a “psychological physiology”), as well as an inner physics, will
involve positing a subjective as well as an objective phase of the
embodiment of energy in all unified events. This means that the
transition from intrinsic or psychic energy to extrinsic energy
will be assumed to be going on all the time. The conversions occurring in
the interaction of mind and brain will be
exceptional with regard to the level at which they occur, but they will
have multiple analogies with interconversions of energy at lower levels,
such as that going on within the cell between the molecules and the cell
as a whole. (This point will be explained more fully in the discussion of
“compound individuals” in chapter 9.)
This
enlargement of the notion of energy is at the heart of Whitehead’s
construction of a cosmology in which the mind-body relation will no longer
automatically be thought of as the mind-body problem. “The key
notion from which such construction should start,” he says, “is that the
energetic activity considered in physics is the emotional intensity
entertained in life” (MT, 168).
The
difference between Whitehead’s “organic realism” and the materialistic
realism presupposed by most science and philosophy in the modern period,
at least with respect to the “physical world,” can be clarified still
further by reflecting on the meaning of the idea that physics studies the
“simplest things” in nature. The usual assumption is that the so-called
elementary particles, such as photons, protons, neutrons, and neutrinos,
or now perhaps quarks, as described by physics, are the simplest
actual things, of which more complex things are composed. Whitehead
disagrees, saying that the simplest actual things are the simplest
occasions of experience, of which the “elementary particles” as described
by physicists are abstractions. Whitehead does say, it may be recalled,
that the Cartesian separation of body and mind allowed “the simplest
things to be studied first,” which might seem to imply that the simplest
actual things are physical things wholly devoid of experience. But
Whitehead immediately corrects that possible misapprehension, saying that
“these simplest things” are the most “widespread habits of nature,” by
which he means what have been called “laws of nature” (MT, 154f.)
The term “laws” reflects the assumption that the regularities at issue
resulted from supernatural imposition. The term “habits,” which Whitehead
shares with Peirce and James,[5]
reflects a naturalistic interpretation of these regularities. In any
case, to describe a thing’s habits, especially in externalist
terms, is clearly to describe not the thing in its concreteness, as it is
in itself, but a gross abstraction therefrom. Not even the crudest
behaviorist would make that mistake with regard to a rat, let alone a
human being. An analogous mistake, even if on a lesser scale, has been
made, Whitehead suggests, with regard to the entities studied by that
level of behaviorism that we call modern physics.
This switch from
thinking of laws as imposed (at least in effect) to thinking of them as
habits is important not only for overcoming the fallacy of misplaced
concreteness but also for understanding how freedom is possible—the
central concern of the next chapter, which centers around the concept of
the compound individual. Before turning to compound individuals, however,
I need to offer a brief explanation of the nature of simple
enduring individuals, which will include an
explanation of an issue just mentioned, the relation between the
subjective and objective embodiments of creative energy.
Notes
5. Peter
Ochs, “Charles Sanders Peirce,” in David Ray Griffin et al., Founders
of Constructive Postmodern Philosophy: Perice, James, Bergson, Whitehead,
and Hartshorne,
Albany: State
University of
New York
Press, 1993, 67-68.
Posted
August 31, 2007
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Abbreviations of Works Cited
·
AI Alfred
North Whitehead, Adventures of Ideas
·
SMW Alfred
North Whitehead, Science and the Modern World
·
MBS John
R. Searle, Minds, Brains and Science: The 1984 Reith Lectures
·
MR Galen
Strawson, Mental Reality
·
MT Alfred
North Whitehead, Modes of Thought
·
PCH Lewis
Edwin Hahn, ed., The Philosophy of Charles Hartshorne: Library of
Living Philosophers XX
·
PR Alfred
North Whitehead, Process and Reality: An Essay in Cosmology
·
VN Thomas
Nagel, The View from Nowhere
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