Parapsychology and Philosophy: A Whiteheadian Postmodern
Perspective1
David Ray Griffin2
Parapsychology, Psi, and the Modern Worldview
The Marginality of Parapsychology in the Modern World
Modern science in general has had a tremendous impact upon philosophical
thought in recent centuries, and this fact has remained true in the 20th
century. Although some philosophical circles in an earlier portion of
this century were dominated by movements that sought to insulate
themselves from the sciences, such as phenomenology, existential-ism,
and analytic philosophy, philosophical thought overall has been greatly
transformed by the effects of scientific discoveries and theories. This
is true not only of the so-called natural sciences—the effects of the
second law of thermodynamics, quantum physics, evolutionary theory,
molecular biology, and ecology spring to mind—but also of the so-called
social sciences—here one thinks immediately of the impact of Marxism,
Freudian-ism, and the theory of paradigm-shifts, which arose in the
sociohistorical study of science.
However, although the science of parapsycho-logy, at least under the
older name “psychical research” (I use the two terms synonymously,
except when indicating otherwise), has existed for over a century, it
has yet to have much impact upon philosophical thought. Indeed, although
the Parapsychological Association has been an affiliate of the American
Association for the Advancement of Science since 1969, most scientists
and philosophers still do not think of it as a science, whether through
explicit rejection or simply by not thinking about it at all.
The reasons mat have been given most often for this continued
marginality of parapsychology by its detractors are these: (1) The
alleged interactions of parapsychology violate certain fundamental
assump-tions (often called, following C. D. Broad’s [1969] analysis,
“basic limiting principles”) of the worldview that is presupposed
throughout the philosophical and scientific communities—a worldview that
works perfectly well for almost everything except the alleged data of
parapsychology (Campbell, 1984, pp. 33, 91-96; Feigl, 1960, pp. 28-29).
(2) Parapsycho-logy is suspect because of association with the “occult”
(Allison, 1978, p. 281). (3) Parapsychology has been unable to produce
experiments that are repeatable in the strong sense. Even if some
replicability has been achieved, it is not sufficient given the fact
that the implications of the alleged results do not cohere with many
basic principles accepted throughout the rest of the scientific
community: extraordinary claims require extraordi-nary evidence (Kurtz,
1981, pp. 13-14). (4) The parapsychology community has not produced a
widely accepted, testable theory of how and why the effects appear when
they occasionally do, if they do.
Parapsychology as a Revolutionary Science
This marginality of parapsychology has evoked contrasting proposals from
the parapsychological community. Although mere is a large spectrum of
attitudes, I will speak in terms of two main tendencies, the
conservative and the revolutionary.
The conservative stance involves, in the first place, minimizing the
appearance of contradiction between the worldview of the scientific
community in general and that of the parapsychological commu-nity.
Fellow parapsychologists are urged not to speak of their science as
revolutionary. The seemingly paranormal types of causal interaction
studied by parapsychologists are called “anomalies,” which implies that
they may eventually be explained in terms of conventional causal
theories (some have suggested that they may already be thus explainable,
with quantum physics being the favorite “conventional” theory). It has
even been urged that causal hypotheses be given up, at least
temporarily. Some parapsychologists advocate the use of terms that imply
no hypotheses about the types of causality involved in the various
phenomena studied; rather, they say these terms should be defined
negatively or phenomenalistically. The term “psi” has been proposed as
such a term to refer to all the phenomena (I will use the term, but not
with the phenomenalist meaning). A second conservative tendency has been
to distinguish “parapsychology,” understood as a laboratory science,
from “psychical research,” which investigates spontaneous cases as well,
and to exclude from parapsychology the study of evidence for life after
death and the more bizarre-seeming physical phenomena, such as
materializa-tions, thereby breaking the association between
parapsychology and the occult. A third conservative tendency, closely
related to the second, is to try to find an experiment that will be
sufficiently repeatable to convince other scientists of the reality of
the phenomenon studied. A fourth conservative tendency, closely related
to the third, is to do process-oriented studies to try to understand the
dynamics behind the production of psi effects.
At the opposite end of the spectrum is a revolutionary stance. This
stance says that if the types of interaction studied by
parapsychologists are genuine, so that telepathy, psychokinesis, and
precognition really occur, this shows that the conventional worldview of
modern science and philosophy is completely inadequate. Precognition,
with its implication that the future exerts backward causation upon the
present—which would mean that an effect can exist before its cause—is
often offered as the clearest case in point. Conventional ideas of
causality and time (as well as space), it is said, must be given up.
Regarding the second and third points in the general critique of
parapsychology, those with a more revolutionary approach, being less
concerned with acceptance by conventional science and less worried about
charges of association with “the occult,” tend to be impatient with the
methods and generally meager results of the strictly experimental
approach, and want to devote more attention to large-scale spontaneous
phenomena and to consider seriously the question of survival. Regarding
the fourth point, although these thinkers are not necessarily
uninterested in discovering the underlying dynamics, they suspect that
the dynamics operating when normal subjects intentionally produce
(small-scale) manifestations of psi are quite different from those
operating in extraordinary individuals who have spontaneously manifested
large-scale effects (Taylor, 1987, p. 327). The laboratory, experimental
approach, they believe, is therefore not going to help us understand the
natural phenomenena, which understanding was the motive for establishing
the science in the first place. Furthermore, there may be something
about psi that will always prevent successful experiments that are
repeatable in a very strong sense (Eisenbud, 1983, pp. 149-168).
My own reading in the area, with eyes conditioned by the philosophy of
Alfred North Whitehead (1861-1947),3 has led me to a position
somewhere in the middle of the spectrum between the conservative and
revolutionary stances. The focus of my discussion will be on the
question of worldview, especially on what C. D. Broad (1969) called the
“basic limiting principles.” I agree with those who see this issue as
primary and the rest, such as the issue of repeatability, as secondary.
For example, sociologist of science Marcello Truzzi (1980), one of the
fairest of parapsychology’s critics, makes these two points about
repeatability and parapsychology:
(a) absence of replicability is present for significant claims in many
other accepted sciences (especially in psychology and sociology but also
in such fields as astronomy); and (b) replicability is also a matter of
degree, and many experiments in parapsychology have been replicated with
some consistency by different experimenters (to say nothing about
replications with the same experimental set or replications with a
single subject), (p. 43)
On this basis he endorses the following statement by Paul Allison
(1978):
While the discovery of an easily repeatable experiment might ultimately
save parapsy-chology, the lack thereof surely does little to explain the
intensity of those who oppose the field. It certainly hasn’t stopped
other fields (e.g., psychology) from being accepted as scientifically
legitimate. No, the opposition seems to stem most from two closely
related features of parapsychology: its threat to basic scientific
assumptions and its origins hi and continued association with the
occult, (p. 281)
I would say that these two reasons—threat to basic assumptions and
association with the occult—are so “closely related” that they, in fact,
are two sides of the same coin: The principles of the “modern scientific
worldview” that the evidence from para-psychology challenges were
originally adopted precisely, in large part, to rule out “occult”
pheno-mena. Challenging these principles therefore inevi-tably looks to
defenders of the modern worldview like support for “the occult.”
At the center of the new philosophy of nature that emerged victorious in
the 17th century was a mechanistic doctrine of nature. This position
was, in fact, often referred to as the “new mechanical philosophy.” This
view of nature had two fundamental dimensions, both of which exemplified
the demand that all “occult” qualities and powers be banished from
nature.
One dimension was the elimination of all sponta-neity, self-motion, or
self-determination—especially any self-determination in terms of an
ideal end (final causation)—from nature, which resulted in determinism.
The second meaning of mechanism was that there can be no action at a
distance: All causal influence must be by contact. A statement by
Richard Westfall (1980a) nicely summarizes these two points:
All [mechanical philosophers] agreed on some form of dualism which
excluded from nature the possibility of what they called pejoratively
“occult agents” and which presented natural phenomena as the necessary
products of inexorable physical processes. . . . All agreed that the
program of natural philosophy lay in demonstrating that the phenomena of
nature are produced by the mutual interplay of material particles which
act on each other by direct contact alone. (pp. 15-16)
One of the factors making action at a distance such an important issue
at the time was the “witch-craze” of the 16th and 17th centuries, which
some historians consider the major social problem of the time (Kors &
Peters, 1972). The accusations of witchcraft presupposed the idea that
the human mind could directly cause harm to other people and their
possessions. The mechanistic philosophy of Descartes and Mersenne, by
denying that any action at a distance can occur and, more particularly,
by denying that the mind can exercise influence upon remote objects
(Descartes’ philosophy made it difficult to understand how the mind
could even influence its own body), undermined the world of thought in
which the witch-craze flourished and helped bring about its demise (Easlea,
1980; Lenoble, 1943, pp. 18, 89-96; Trevor-Roper, 1969).
A second theological-social problem, probably equally important,
involved the interpretation of “miracles.” Competing with both
Aristotelianism and the mechanistic philosophy was a wild assortment of
Neoplatonic, Hermetic, Cabalistic, and naturalistic philosophies that
had spread northward from the Platonic Renaissance that began in Italy
in the 15th century. Some of these were “magical” philosophies, which
allowed action at a distance. They specifically allowed the human mind
to exert and receive influence at a distance—for example, through
“sympathy.” These philosophies implied, and some of their proponents
explicitly argued, that the miracles of the New Testament (and, for
Catholics, the ongoing Christian tradition) were purely natural effects,
not different in kind from extraordinary events that have occurred in
other traditions and not requiring any supernatural intervention.
Defenders of Christianity saw these philosophies as posing a profound
threat, because the appeal to miracles as the sign of God’s
establishment of Christianity as the one true religion was the central
element in Christian apologetics. Many believed, furthermore, given the
close relation between the Christian Church and the state, that the
stability of the whole social fabric rested on this point (Easlea, 1980,
pp. 94-95, 108-115, 132, 135, 138, 158, 210; Jacob, 1978, pp. 162-176).
The mechanistic philosophy was seen by many as the best defense of this
traditional Christian position against the naturalistic interpretation
of miracles. For example, Father Marin Mersenne, who was—along with
Descartes, and in ways more important than Descartes—the central figure
in the establishment of the mechanistic philosophy in scientific,
philoso-phical, and theological circles in France, advocated the
mechanistic philosophy on these grounds. Because it showed that no
influence at a distance could occur naturally, the miracles that
occurred in the New Testament and later Christian history were really
miracles—that is, they required the supernatural intervention of God (Lenoble,
1943, pp. 133, 157-158, 210, 375, 381). (Those similar events that
occurred in other traditions were said to be produced by Satan. Although
Satan’s powers were said to be not truly supernatural, but only
preternatural, they included the power to simulate miraculous effects.)
Part and parcel of this denial of influence at a distance was the
sensationist doctrine of perception, according to which we can perceive
actualities beyond ourselves only by means of the bodily senses. Such
perception involves a chain of contiguous influences, whereas nonsensory
percep-tion would involve a direct contact between the mind and a remote
object or mind. This sensationism helped undermine the world of thought
that allowed both for witchcraft and for naturalistic interpretations of
certain miracles (such as Jesus’ knowledge of what was in other people’s
minds).
Some of the theological-sociological reasons for preferring the
mechanistic doctrine of nature, however, involved the other meaning of
this doctrine—the denial to matter of the capacity for self-motion. One
of these4 had to do with belief in life after death. Some of
the Renaissance philosophies, referred to above, regarded matter as
self-moving and perhaps self-organizing. Some of the proponents of the
idea that matter is self-moving explicitly propounded the heresy of “mortalism,”
which says that when the body dies, so does the soul. They argued for
this on the grounds that the body is composed of self-moving things and
yet it clearly decays at death; there is no reason, accordingly, to
assume that the fate of the soul will be any different. This heresy was
also profoundly threatening in the eyes of the defenders of the church’s
authority and thereby of social stability. Most people, friends and
opponents alike, agreed that the church’s authority lay primarily in its
having “the keys to the kingdom,” meaning the power to determine whether
people at death would go to heaven or hell. If belief in life after
death crumbled, so would the authority of the church.
Again, the mechanistic view of nature was seen as a godsend. It
portrayed matter as having no self-moving power. This view of nature
made it obvious that because we are obviously self-moving beings, there
must be something in us that is different in kind from matter—an
immaterial, self-moving soul. Accordingly, it was argued—by Mersenne,
Gassendi, Descartes, Boyle, and the Royal Society—the fact that the body
decays at death is no reason to suppose that the soul decays, too (Easlea,
1980, pp. 108-115, 138, 158, 210; Jacob, 1978, pp. 161-176; Lenoble,
1943, pp. 133, 157-158, 210, 375, 381).
I mention this third example, about how the mechanistic philosophy of
nature was used to support belief in life after death, for two reasons.
First, it shows that in its first phase the “modern worldview” was not
intended to rule out belief in life after death, but to support it. The
soul was different from the brain and separable from it. I will make use
of this point below in delimiting psi and the paranormal. Second, this
example illustrates the fact that the idea that nature’s basic units are
devoid of the power of self-motion was as central to the modern
worldview as the denial of action at a distance. My proposal in this
essay will be that we need a postmodern philosophy in which both of
these features of the modern worldview are rejected. That is, besides
allowing for action at a distance, the Whiteheadian philosophy I commend
is a nondualis-tic, neoanimistic, panexperientialist philosophy, in
which experience and spontaneity are fully natural features of the
world, characteristic of nature at every level.
For now, however, the issue is the relation between the modern
world-view, action at a dis-tance, and the controversial and therefore
potentially revolutionary nature of parapsychology. My proposal is that,
if we say that parapsychology studies ostensible psi relations, then
however “psi relations” are exactly to be defined to differentiate them
from other phenomena, the feature of action at a distance should be
central. That this is the most distinctive feature of the kinds of
events studied by para-psychologists is suggested by many of the terms
used: telepathy, telekinesis (a variant of psycho-kinesis),
teleportation, remote viewing, retrocog-nition, and precognition.
(Sometimes the distance is temporal, sometimes spatial, and sometimes
both.) The idea of influence at a distance is, furthermore, at least
arguably implicit in the other phenomena considered to be appropriate
for parapsychologists or psychical researchers.5
By proposing that psi relations be defined in terms of causal influence
at a distance, I am rejecting the conservative tendency to define psi
and thereby the subject of parapsychology in a merely negative or
phenomenalistic way. For example, some people propose that
parapsychology is the study of all paranormal phenomena, taking
“paranormal” broadly to mean anything that does not fit into the current
worldview, that is, the late modern worldview of materialism. Freedom,
however, does not fit within this worldview, and yet no one would think
ostensible instances of free action belong to the subject matter of
parapsychology; and many other examples could be listed (see the
discussion of the inadequacies of materialism in the section beginning
on p. 233). Another negative definition states that parapsycho-logy’s
subject matter consists of types of effects for which there is now no
known cause. We do not, however, understand the causal basis for many
phenomena, such as how a spider knows how to spin a web, or how the
universe came into existence (if one says, “through a big bang,” we can
ask where the wherewithal for the big bang came from); and many people
say we have no idea of how the mind affects the brain and vice versa.
Such a negative, temporally-based definition, furthermore, would have
the result that if we came to understand how psi relations are caused,
they would no longer be psi relations! The phenomenalistic definition of
psi relations as “anomalous correlations” also, like the negative
definitions, shies away from that which makes parapsychology a
potentially revolutionary science—the fact that it may confirm just the
kind of causal influence that the modern worldview not only rules out,
but was intentionally designed to rule out: causal influence at a
distance.
Many philosophers, such as James Wheatley (1977), have expressed the
hope that we can express our “intuitive notion of what psi occurrences
are” in a “positive characterization” (p. 162). My suggestion is that
this positive characterization of the nature of psi must involve the
notion of influence at a distance.
This type of positive characterization of psi has been resisted by many
parapsychologists. One of the most important reasons for this resistance
is that if psi is thus characterized, and parapsychology is defined as
the study of psi events, then it is easy for critics to claim that
parapsychology is not a legitimate science because its very subject
matter is in doubt. The proper way to solve this problem, how-ever, is
not to define psi negatively or phenomena-listically, but simply to
define parapsychology, as John Palmer (1986) has suggested, as the study
of ostensible psi events. (Palmer himself said “ostensible psychic
events,” but I prefer psi.) Parapsychology then clearly has a subject
matter. Palmer’s suggestion, furthermore, provides a definition that is
acceptable for both those who do and those who do not believe that psi
really occurs, thereby removing the suggestion that a parapsycho-logist
is necessarily a “believer” in psi. Parapsycho-logy, then, is the
scientific study of ostensible psi events, meaning events that, however
more precisely they be specified, seem to involve a form of causal
influence at a distance.
My claim that parapsychology is inevitably potentially revolutionary
makes my analysis close to that of Brian and Lynne Mackenzie (1980).
They rightly say that the “paranormal” events studied by parapsychology
are not simply “anomalous” in the sense of being a “specifiable class of
events which just happen to conflict with the scientific conception of
the world.” Rather, “they were established as paranormal by the genesis
of that scientific conception, and are not definable separately from it.
. . . The ‘paranormal’ was established as such by being ruled out of
nature altogether” (pp. 143, 153). Accordingly, they say,
the incompatibility of parapsychology with modern science is neither
accidental nor recent, but is built into the assumptive base of modern
science itself. It is because the aims and claims of parapsychology
clash so strongly with this assumptive base that the field attracts such
hostility. It is for the same reason that, if accepted, parapsychology
would have the revolutionary implications on which Rhine and some other
parapsychologists frequently insist, (p. 135)
Aside from the fact that the Mackenzies define parapsychology as the
study not of ostensible paranormal relations, but simply of paranormal
relations (which puts parapsychology itself rather than its possible
results in tension with the worldview of modern science), their analysis
seems correct. They are correct, furthermore, in their identification of
the nature of this tension. They introduce this topic by quoting the
famous statement of George Price (1978), made prior to his change of
mind: “The essence of science is mechanism. The essence of magic is
animism” (p. 153). According to the modern worldview, in other words,
“scientific” explanations are mechanistic explanations, whereas
parapsycho-logy points to phenomena for which mechanistic explanations
do not seem possible. Beyond this point, however, the analysis of the
Mackenzies needs revision.
In their account of the establishment of modern science in the 17th
century, the Mackenzies (1980) focus on the “reification of mathematics”
and the resulting schema of primary and secondary qualities, according
to which only physical entities wholly describable in mathematical terms
were said to be causally efficacious in nature. This move was clearly
central, and they rightly see that this view of nature implied a dualism
between mind and nature. Mind became the repository of all features of
the world not describable mathematically. “Mental and other
nonmathematico-physical entities and forces were tolerable in the
scientific scheme . . . only if they were confined within the
nonphysical minds of individual organisms, where they could not
interfere with the orderly course of nature” (p. 142).
While this is all true, at least as a tendency, the Mackenzies wrongly
take this feature of the “mechanistic” worldview to be the primary
feature violated by “paranormal” phenomena. For the Mackenzies, the
defining characteristic of all movements belonging to what they broadly
call “the parapsychological tradition” is that “they all involve
attempts to demonstrate more or less publicly the existence and causal
efficacy of some kind of irreducible nonmathematico-physical elements in
the world” (p. 148). Parapsychology insists on “the irreducible efficacy
of some kind of . . . agency available to persons but not to physical
systems” (p. 133). If this were all that were involved, however, then
Descartes, the arch-mechanist, would belong to the “parapsychological
tradition” insofar as he believed that the mind influences the brain,
which in turn influences the arm, which in turn produces effects in the
world beyond the person’s body. Our experience of deciding to move a
spoon with our hand and then doing so would evoke as much wonder in us
as witnessing someone bend a spoon by simply thinking about it.
What is missing from their analysis of the mecha-nism of the modern
worldview is the centrality of the denial of action at a distance. One
of the primary meanings of “mechanical,” as I argued above, was that all
causal action is by contact. As Richard Westfall (1980a) says, “the
fundamental tenet of Descartes’ mechanical philosophy of nature [was]
that one body can act on another only by direct contact” (p. 381).
This claim might seem to be undermined by the fact that one of the
central pillars of the modern worldview, Newton’s theory of universal
gravitation, seems to involve action at a distance. A qualification is
indeed needed. There were several versions of the mechanical philosophy,
and Newton’s version diverged more radically from Descartes’ than did
any of the others, at least on this point. In contrast with Descartes’
kinetic mechanical philosophy, Newton had a dynamic
mechanical philosophy, in which the ultimate agent of nature was, in
Westfall’s words, “a force acting between particles rather than a moving
particle itself” (p. 390). This meant that Newton’s philosophy of nature
was at least open to the idea of action at a distance, and his language
of “attractions” seemed to imply it. This is precisely why his
philosophy was so controversial when it was first articulated,
especially on the Continent, where the Cartesian philosophy reigned.
Christiaan Huygens, the leading Cartesian scientist after Descartes’
death, wrote the following about Newton to a friend: “I don’t care that
he’s not a Cartesian as long as he doesn’t serve us up conjectures such
as attractions” (Westfall, 1980a, p. 464).6 It was precisely
in this context that Newton went positivistic saying that he was only
giving mathematical formulae of the effects of the force involved, and
that his word “attraction” did not entail any claims about the nature of
the force (p. 464).
Furthermore, although scientists and philoso-phers continued to speak of
the “Newtonian world-view,” during the 18th and 19th centuries Newton’s
ideas were assimilated as much as possible to the Cartesian mechanistic
philosophy, so that it is more accurate to describe the resulting
worldview as Newtonian-Cartesian (Schofield, 1970, pp. 115-124). This
process began with Newton himself. Besides leaving open the possibility,
with his positivistic disclaimers, that mechanical causes might be found
for gravity and other forms of apparent attraction and repulsion,” in
his final years, a growing philosophic caution led Newton to retreat
somewhat toward more conventional mechanistic views” (Westfall, 1980a,
p. 644).
The claim can remain, accordingly, that for the most part the first
version of the modern worldview, which was dualistic and
supernaturalistic, said that events involving apparent action at a
distance do occur, but that they occur only through supernatural power
(or at least the preternatural, virtually supernatural, power of Satan).
Of course, the dualism between mind and nature, while insisting that
there can be no action at a distance within nature (that is, between two
material bodies), might have allowed the mind, which was effectively
placed outside of nature, to have received and exercised influences at a
distance. Some thinkers, in fact, did argue for this position (Prior,
1932; Thomas, 1971, pp. 577-578; Trevor-Roper, 1969, pp. 132-133). The
actual nature of the dualism adopted by most dualists, however, did not
allow for this. The influence of mind on matter at a distance was ruled
out, and mind was said to be able to perceive only through the material
senses.
The second version of the modern world, which dropped the
supernaturalism as well as the dualism of the first version, did not
allow at all for events inexplicable mechanistically. The mechanistic
view of nature was retained; the rejection of dualism meant that this
view of “nature” now applied to the world as a whole, including human
experience; and the rejection of God meant that there is no power to
produce effects that cannot be explained by contiguous causes. It was
this transition to the late modern worldview that brought the complete a
priori denial that events inexplicable through mechanical principles,
understood as ruling out action at a distance, could occur.
A slight qualification of this statement might be needed with regard to
gravitation. There has, to be sure, been a continuation of the early
hostility to the action-at-a-distance interpretation of gravity, and
there have been attempts to find alternative interpretations, such as
“curved space” and “gravitons.” Many intellectuals in the modern world,
however, have accepted gravitational attraction as a form of action at a
distance, while rejecting all alleged instances of psi, evidently
because of several differences. (1) Gravity was associated with “the
great Newton” and the establishment of the “scientific worldview”
(Newton’s involvement in “occult” phenomena was not widely known until
recently). (2) Gravity is very regular and is directly experienced as
such all the time. (3) Gravity can be given a mathematical description.
(4) Gravity involves inanimate nature, not the mind. The latter two
points accord with the Mackenzies’ analysis of what modernity declared
to be acceptable, and the fourth point in particular fits with the
concern to rule out all “witchcraft” and “black magic” as well as the
concern (among supernaturalists) to preclude naturalistic
interpretations of the biblical “miracles.”
Out of this discussion, we can say that psi events, however they
should be more precisely defined, are events in which minds either
receive causal influence from a distance or exert causal influence at a
distance. This characterization, of course, conforms to what are
usually considered the two major forms of psi: extrasensory perception
and psychokinesis. I prefer, however, the terms “receptive psi” and
“expressive psi,” for reasons that I will explain later.
Receptive psi would occur if a
mind receives influence at a distance, meaning influence that has not
arrived through a chain of contiguous events (with the last links in the
chain being constituted by the body’s sensory system). This category
includes everything that is usually classified under extrasensory
perception (except true precognition, for reasons to be clarified
below).
Expressive psi would occur if a
mind exerted causal influence at a distance. This category includes not
only psychokinesis as narrowly defined—that is, as the direct influence
of the mind on inanimate matter other than that in the brain—but also
such ostensible phenomena as thought-transference, psychic healing, and
psychic stimulation of plant growth.
An obvious objection to my proposal that influence at a distance be made
part of the defining essence of psi relations is that it leaves out what
is usually listed as the third major subject matter of parapsychology,
life after death. Indeed, the founders of psychical research were first
and foremost interested in this issue. This subject matter of
parapsychology or psychical research, in fact, now has its own name,
“theta psi.” A definition of parapsychology that leaves it out, one
could claim, cannot be adequate. Life after death, however, does not
obviously involve action at a distance; and the same could be said for
out-of-body experiences. What is paranormal in these cases, one could
say, is not receiving or exerting action at a distance but simply
existing apart from the physical body.
This judgment, however, reflects the change from the first to the second
version of the modern worldview. Insofar as the materialistic equation
of the mind, self, or soul and the brain has become the “normal” view in
intellectual circles, the existence of the mind apart from the brain has
come to seem “paranormal.” In the early modern worldview, however, the
soul’s existence apart from the body did not go against the paradigm.
The early modern worldview was intended, in fact, not to threaten this
belief but to support it. What was ruled out was only communication
between incarnate and discarnate souls, because such communication would
have been extrasensory. From this perspective, then, only evidence
for life after death, not life after death as such, would be considered
paranormal.
Taking this approach would put the self-definition of parapsychology in
harmony with most traditions of the world. In virtually all of these,
life after death has been accepted, whereas the capacities to exert
influence at a distance, clearly to perceive events at a distance, and
to communicate regularly with departed spirits have been considered
extraordinary capacities, possessed by only a few. Even in the United
States today, most people believe in life after death (usually on the
basis of a premodern or early modern worldview), considering it a
“normal” thing, whereas for most of them telepathy, psychokinesis, and
direct evidence for life after death (aside from that provided by
the Bible), believed to come through thought-transference or other forms
of expressive psi from departed souls, are considered very unusual,
perhaps impossible.
My proposal is not that we give up the term “theta psi” and no
longer regard evidence for life after death as a distinct area of
parapsychology, but only that we state clearly that what is ostensibly
paranormal in this area is the evidence for life after death, not
life after death as such. That is, the “psi relation” in theta psi
should not refer to the existence of the soul apart from the body, but
to the relations that ostensibly give evidence of the capacity of the
soul to exist apart from the body. This is how many already understand
theta psi; but others (such as C. D. Broad, as will be seen below) have
thought that the very existence of the soul apart from the brain would
be paranormal, and some authors oscillate between the two meanings. In
any case, besides bringing parapsychology into line with what most
cultures have considered unusual, my proposal would have another
advantage: It would allow all the major types of phenomena studied by
parapsychologists to be defined in terms of causal influence at a
distance involving minds—and it is always nice if the various phenomena
placed under a field of study have something positive in common.
Having said this, let me add that I could go the other way. I said above
that life after death and out-of-body experiences do not “obviously
involve action at a distance.” But, it could be replied, although the
action at a distance might not be as obvious as in other cases, it would
still obtain. That is, a mind existing apart from a brain would, to
exist, have to be perceiving something beyond itself, and
probably influencing something beyond itself as well. This perception
and action would, because not mediated by a brain, probably have to
involve the reception and exertion of influence at a spatial distance
(assuming that spatial distance would be a meaningful concept in that
context). Accordingly, the very existence of the mind apart from the
brain would involve influence at a distance.
This argument makes sense to me, given my Whiteheadian perspective,
according to which to exist (as actual) is to perceive and to be
perceived, and according to which all “minds” as well as other
actualities have spatial-temporal location. Taking this position,
furthermore, would fit with those whose sense of “normality” has been
decisively shaped by the late modern worldview. I do not feel strongly
about this issue, and could accept cither option, as long as, if
out-of-body experiences (including experiences after death) be
considered paranormal, they be considered such because influence at a
distance is involved.
In any case, parapsychology should he understood as a potentially
revolutionary science, I have argued, in that it studies ostensible psi
events, events that seem to occur and that, it authentic, seem to imply
that at least some minds, especially some human minds, are capable, at
least at times, of exerting and/or receiving causal influences at a
distance. Insofar as psi thus understood is authenticated, the modern
worldview, to the extent that it implies that this kind of causal
influence is impossible, would need to be modified.
My own belief is that psi has been sufficiently demonstrated, both
experimentally and by documentation of spontaneous cases. I hold,
therefore, that parapsychology actually does have revolutionary
implications, that the modern worldview does need to be modified in
order, among other reasons, to include the existence of causal influence
at a distance to and from minds.
Parapsychology as not Ultra-Revolutionary
Having supported the revolutionary nature of parapsychology in this
respect, I want immediately to distance myself from the
ultra-revolutionaries.
Of all the ostensible psi effects, true precognition, if accepted, would
be the most revolutionary. True precognition, most commentators
agree, would imply backward causation that the precognized event caused
the precognition of it, which would mean that the “effect” existed
before its “cause” (Brier, 1974, p. 174; Pratt, 1964, p. 167). This is
paradoxical at best, but “nonsensical” would be a better term.7
We are here speaking, of course, about efficient causation,
meaning the causal influence of one event upon another (which is to be
distinguished from final causation in the sense of self-causation, in
which the cause and effect are one and the same); and it belongs to the
very meaning of an efficient cause that it does not come after its
effect. Although I would say, in fact, that an efficient cause
necessarily comes before its effects, some people might hold that
at least some efficient causes occur simultaneously with their effects.
In any case, we cannot intelligibly say that an efficient cause comes
after its effects. What philosophy teacher, upon confronting a
student with evidence showing that she had plagiarized Aristotle in her
term paper, would accept her alternative explanation that Aristotle must
have plagiarized her? If the student claimed, instead, that she
must have picked up Aristotle’s ideas by clairvoyance or retrocognition,
the teacher, while perhaps not believing the student, could at least
find the claim intelligible.
Even if the idea that an efficient cause cannot come after its effects
were not considered analytic and the idea of backward causation were not
rejected as unintelligible on other grounds (I give some more later, and
see also Braude, 1986, pp. 261-277), it remains true that the idea would
have far more drastic consequences for our worldview than would any of
the other forms of psi. (As Eisenbud, 1983, says: “The radical
assumptions about time that have been suggested to account for
‘precognitive’ phenomena are irreconcilable on all fronts with all other
correspondences known to science” [p. 46].) These drastic implications
might have to be pondered, of course, if alternative explanations for
ostensible precognition were not possible. I believe, however, that they
are possible, and I will offer 13 of them later.
Eliminating true precognition and therefore backward causation from the
revolutionary threat posed by parapsychology would go a long way toward
allowing people to examine the evidence for psi rationally.
Another conservative move that should also help in this regard would be
to show that the acceptance of expressive and receptive psi would not
destroy the value of all the scientific work that has been conducted on
the assumption that they do not occur. As Marcello Truzzi (1980) has put
it: “[Proof of psi] would merely limit the domain of the accepted
principles to their previous area of generalization: they would not be
falsified for that limited domain” (p. 44).
This mention of “accepted principles” brings us to C. D. Broad’s (1969)
list of “basic limiting principles” mentioned earlier. According to
Broad, these principles, “apart from the (alleged] findings of psychical
research, are commonly accepted either as self-evident or as established
by overwhelming and uniformly favorable empirical evidence” (p. 9). I
will use this list to summarize the ways in which parapsychology should
be seen as a revolutionary, but not ultra-revolutionary, science.
Rather than repeating Broad’s list of nine such principles, I will
summarize the most important of them in terms of four basic principles,
pointing out the types of things that are thereby ruled out.
1. There can be no causation and (therefore) no perception at a
distance—either at a temporal distance, which rules out precognition and
retrocognition, or at a spatial distance, which rules out telepathy and
clairvoyance. (Broad’s Principles 1.2 and 1.3)
2. There can be no (a) influence of a mind on the world, or (b)
influence of the world on a mind, that is not mediated by the brain.
This principle is already implicit in the first, because both ruled-out
types of influence would be instances of causation at a distance. But
stating it as a distinct principle rules out even more explicitly both
receptive psi (extrasensory perception of every type) and expressive psi
(psychokinesis of every type). (Broad’s Principles 2 and 3)
3. Minds cannot experience apart from brains, which rules out survival
of death apart from a supernatural act. (Broad’s Principle 3)
4. An efficient cause cannot come after its effect(s), which means that
there can be no retrocausation and (therefore) no precognition. (Broad’s
Principle 1.1)
Although Broad’s limiting principles are often cited by those who reject
psi interactions as virtually sufficient reason for rejecting claims for
their existence, Broad’s own view was that the evidence for some kinds
of psi is sufficiently strong to “call for very radical changes in a
number of our basic limiting principles” (p. 22). He was more convinced
of receptive psi and precognition than of expressive psi and life after
death. Of the four principles in my list, that is, he was uncertain
about 2a and 3 but thought we should definitely reject 1, 2b, and 4.
With regard to 4, he said that “the establishment of paranormal
precognition requires a radical change in our conception of time, and
probably a correlated change in our conception of causation” (p. 20).
With regard to paranormal knowledge in general, he suggested that we
should not “tinker with the orthodox notion of events in the brain and
nervous system generating sense data” (p. 23), but that we should
extend or modify the kind of theory Bergson had suggested, according to
which the main function of the brain, nervous system, and sensory organs
is to filter out information, not to generate it.
I agree with Broad that, rather than tinkering with the orthodox theory
of reality, we need a fundamentally different theory. By contrast,
however, I believe, on the one hand, that this theory needs to allow for
expressive psi no less than for receptive psi, which means that 2a must
be rejected. I also believe there is enough evidence for survival that
the theory should allow for its possibility, which means that principle
3 should be, if not rejected as definitely as 1 and 2, at least
considered doubtful. (Even if life after death as such should not be
classified as paranormal and hence as a type of psi, a discussion of the
possibility of life after death belongs in a philosophical basis
for parapsychology insofar as parapsychology examines data suggestive of
life after death, because, for one thing, how we regard the possibility
for survival will affect how we interpret these data.) I do not believe,
on the other hand (as I indicated earlier), that we need to reject
Principle 4. I accept the contention that it is self-evident. We do not,
therefore, need to revise the normal conception of causality with
respect to time (although it needs revision in other respects).
Besides not rejecting Principle 4, a second step toward overcoming the
widespread assumption that one must choose between psi and science as we
have known it is to show, as I suggested above, that the acceptance of
psi, including genuine evidence for life after death, implies not the
complete rejection of the remaining three principles but merely the
relativisation of them. In particular, one could formulate these
principles in the following alternative terms (the “A” is for
“alternative”):
1A. Most, if not all, forms of causation that are both strong and
regular occur between contiguous events, and, in particular, most and
perhaps all causation by the human mind that is strong and regular
(i.e., it is repeatable at will by a given individual, and it can be
exercised by most if not all normal adult human beings) employs the
brain and the motor system of the human body. And all conscious
perception of extrasomatic things that occurs in a regular, reliable
manner for most human beings most of the time involves chains of
contiguous events and therefore the bodily sensory organs and the brain.
2A. All influence of the world on the mind and of the mind on the world
that is both strong and regular (in the relevant senses specified in 1A)
is mediated by the brain. (“Strong” with regard to the influence of the
world on the mind means strong enough to become conscious on a regular
basis; “strong” with regard to the influence of the mind on the world
means strong enough to be readily noticeable.)
3A. Animal minds cannot originally come into existence apart from
brains, and most such minds cannot exist apart from brains.
This revision of the principles would, while saying that Principles 1
and 2 and perhaps 3 are false in their unqualified form, show why most
of the facts of ordinary experience and science are generally taken to
confirm them. This is the kind of “reconciliation” that is needed, I
believe, between evidence for psi, on the one hand, and the principles
that are presupposed in most scientific work and most daily experience,
on the other hand. That is the kind of postmodern reconciliation that
Whitehead’s philosophy can provide. It is postmodern, rather than
modern, in that it rejects most of modernity’s “basic limiting
principles” that were accepted in order to rule out psi interactions. It
is postmodern, rather than premodern, in that it accepts the fact that
these principles express important truths about reality, and therefore
accepts the heuristic value of these principles for many purposes,
especially for a “democratic” civilization with a
scientific-technological mentality, which is interested primarily in
that range of human powers that can be exercised by most people, most of
the time, on a regular, reliable basis.
This position has implications for the other two features of the tension
between the conservative and the revolutionary stances in
parapsychology: the value of continuing to search for a strongly
repeatable experiment, and the value of process-oriented studies to try
to understand the dynamics involved in the manifestation of conscious
receptive psi and deliberate expressive psi. In the section beginning on
page 255 I give support for both efforts.
The Alleged Adequacy of the Modern Worldview for Everything
Except Psi
Before moving to Whitehead’s postmodern philosophy, one more feature of
the accepted wisdom about parapsychology needs to be challenged. This is
the widespread assumption, accepted even by many believers in psi,8
that the modern worldview, with its basic limiting principles, “works
perfectly well for almost everything except the alleged data of
parapsychology” (quoting paragraph 3, above). This idea is not even
close to true.
If by “the modern worldview” we mean the late modern, materialistic
worldview with its sensationist doctrine of perception, which is
dominant in scientific circles today, it cannot account for a wide range
of ideas that are presupposed in practice—both ordinary and scientific
practice—by scientists as well as everyone else.
Because of its materialism, which leads to the view that the “mind” is
really somehow identical with the brain, which is held to be composed of
insentient matter/energy, this worldview cannot account for our own
conscious experience. Although materialists hold that this experience
“emerged” in the course of evolution, they cannot explain how insentient
stuff gave rise to experience. They cannot explain how this experience
exercises freedom, although everyone in practice assumes that he or she
and other people are partly free. They cannot explain how the partly
free decisions of their experience affect their body and thereby the
world beyond themselves, as when they manipulate a microscope—how can
experience affect nonexperiencing matter? So, although materialists
often reject psychokinesis for a priori reasons, because the influence
of the mind on extrasomatic objects is unintelligible, the influence of
the mind on its own body is no less unintelligible on their premises.
(“Mind” is used here to refer to the person’s stream of experience,
which clearly exists even if it is thought “really” to be somehow
“identical” with the brain.)
The sensationist doctrine of perception that is inherent in this
materialistic ontology causes no fewer problems.
For example, scientists seek truth, and those who reject belief in the
existence of psi do so because it seems to be untrue; but if all of our
perception of things beyond ourselves is sensory perception (which is
what the sensationist doctrine of perception claims), we have no
perceptual basis for knowing that “truth” is important. The same is true
for all other values, which as ideal rather than material or physical
things cannot be contacted through our physical senses. There is said to
be no basis, accordingly, for the universal assumption that some things
are “better than” others, such as the belief that science is better than
occultism.
Sensory perception also gives us no experiential basis, as Hume pointed
out, for speaking of causation as the real influence of one thing or
event on another. Sensationist scientists and philosophers who reject
psi because they cannot understand how causality can act at a distance
are therefore in the uncomfortable position of not being able to say how
we know anything about causation at all. (Of course, they, with Hume,
may redefine causation phenomenalistically to mean nothing but “constant
conjunction” between two types of events, plus the convention that the
event that comes first will be called the “cause.” Besides the fact that
this convention leads to several unconventional consequences, such as
that the rooster’s crowing causes the sunrise, this phenomenalistic
definition of causation does not fit at all with the materialist’s usual
complaint that psi causation is unintelligible because there is no
“mechanism” for it.)
Furthermore, as Hume also showed, besides not being able to say that no
part of the world exerts causal efficacy upon another, a sensationist
cannot even speak of a real world, but only of the ideas and impressions
in one’s mind: sensationism implies solipsism (the doctrine that, for
all I know, I may be the only actual existent). Even more, as Santayana
(1955) showed, it implies “solipsism of the present moment,” because
sensory perception as such gives us no knowledge of the past or the
future (pp. 14—15). Finally, because of this, it also gives us no
knowledge of time.
Materialism with its sensationist doctrine of perception, in sum, can
provide no basis in its theory for all sorts of ideas that we all
presuppose in practice. I call these ideas “hard-core commonsense
ideas.” They are “common” because they are universal, belonging to the
sense of the entire human community. I add the adjective “hard-core” to
stress their difference from ideas that may be called commonsense but
that are not, in fact, presupposed in practice by all people, and that
can be denied without contradiction. Examples of such “soft-core
commonsense ideas” are the ideas that the earth is flat, that it was
created only a few thousand years ago, that all perception is sensory
perception, and that molecules have no feelings. In any case, it can be
argued that the hard-core commonsense ideas should be taken by thinkers
(philosophers and scientists alike) as the ultimate criteria for judging
any theory. The reason for this claim is that if we presuppose these
ideas in the very act of stating a theory that denies them, we thereby
contradict ourselves, and the principle of noncontradiction is the first
principle of rational thought. These ideas are the really “basic
limiting principles” to which all theory must bow, as Whitehead (1978)
suggests (pp. 13, 151).9
The moral of this discussion is that believers in psi should not accept
the basic premise of most a priori dismissals of claims for psi, which
is the claim that the materialistic worldview of late modernity works
perfectly well for almost everything we know about reality as long as
psi is not brought into the picture. The truth is that this worldview
does not work at all well for all sorts of things, including most of the
ideas we all presuppose in practice, including scientific practice.
Would it not be interesting, and in fact significant, if the
modifications that are needed to account for these hard-core commonsense
ideas are the same modifications that are needed to account for psi?
This is, I will suggest in explicating Whitehead’s philosophy, exactly
the case.
Before moving to this philosophy, I need briefly to consider another
alternative, more common in parapsychological circles, which is to
return to the early modern worldview, with its ontological dualism
between mind and nature. This dualistic worldview says that, besides the
insentient matter-energy of the physical world, which operates according
to mechanistic principles, the world contains minds, which are different
in kind from material things. On this basis, we can account for freedom
and, if we add the supposition that minds can have nonsensory
perceptions, we can account for our knowledge of values (such as truth),
for a real world, for causation as real influence, and for the
distinction between the perceiver’s past and the anticipated future and
therefore for time. Contra Descartes, furthermore (a contemporary
dualist could hold), minds need not be limited to human beings, but can
be posited to exist to varying degrees throughout the animal kingdom.
In spite of its obvious strengths, however, this dualistic solution has
severe problems. It can provide no nonarbitrary point to draw the line
between insentient and sentient things; for example, some dualists say
that the cells in our bodies are insentient, but that amoebae, which are
single-cell organisms, are sentient. Also, having drawn the line,
dualism cannot explain how causal influence transverses it—how mind
“emerged” from matter in the evolutionary process and continues to be
influenced by it (whether this matter be contiguous or at a distance, as
in clairvoyance), and how mind in turn influences matter (whether this
matter be contiguous or at a distance, as in psychokinesis). This
problem of interaction has been, in fact, the main reason for the
widespread rejection of ontological dualism.10 The only
possible solution to this problem (other than frank admission that it
cannot be answered) seems to be to return to the other element of the
early modern worldview, its supernaturalism, and say that God, being
omnipotent, can cause unlikes to interact, or at least to appear to
interact.11 Besides the other problems that this move would
create, such as an insoluble problem of evil (Griffin, 1976, 1991), it
would be a strange move for an advocate of psi to make, because belief
in psi, undermining the belief that “miracles” are supernatural acts of
God, removes one of the two main reasons—knowledge of the evolutionary
origin of the world removes the other—for belief in an omnipotent deity
undeterred by mere metaphysical impossibilities.
Because both forms of the modern worldview are so problematic, it would
seem worthwhile to explore a postmodern philosophy that is neither
materialistic nor dualistic. This is what Whitehead provides.
Whitehead’s Postmodern Philosophy
Creative Experience as the Universal Stuff
At the root of Whitehead’s postmodern philosophy is a conception of the
basic “stuff” of reality that rejects the modern conception of it. By
the basic stuff, I mean what Aristotle meant formally by the notion of
the material cause of the universe: that fundamental stuff of which all
things in the world are instances. The different species of things
differ in that they in-form this stuff with different forms. For
Aristotle this stuff was “prime matter.” For early modern thought there
were two radically different stuffs: for the physical world it was
inert, insentient matter, whereas for the human mind it was
self-determining consciousness. How these two kinds of stuff could
interact, or at least appear to, was, as mentioned earlier, a mystery
resolvable only by appeal to supernatural causation.
This dualism with its supernaturalism is rejected in the late modern
worldview, so that inert matter is said to be the stuff of which all
things are composed, even human experience. A completely reductionistic,
deterministic worldview follows. To be sure, this matter is no longer
said to be inert, because it and energy have been discovered to be
convertible. Matter-energy, or energetic matter, is therefore said to be
the material cause of all things. In spite of this rejection of
inertness, however, matter is still said not to be self-determining.
Each thing or event is said to be fully determined by previous events.
This determinism is said perhaps not to hold at the quantum level. Even
when the idea of ontological indeterminacy in subatomic particles is
entertained, however, this indeterminacy is not interpreted as self-determinacy,
and whatever indeterminacy obtains at the micro-level is said to be
canceled out at the macro-level by the “law of large numbers,” so that
causal determinism holds for all objects of sensory experience,
including human beings. This notion reflects the ontological
reductionism of the late modern worldview, according to which all
apparent wholes are in principle reducible to (explainable in terms of)
their least parts. The behavior of a cat or a human being is, therefore,
as fully determined as that of a rock or a computer. Although mind,
experience, or consciousness is said somehow to “emerge” in the
evolutionary process, it is not a self-determining reality that
mitigates determinism, and therefore the world’s predictability, in
principle. Whether what we call the mind is said to be “epiphenomenal,”
“identical” with the brain, or something else, it has no autonomous
power, and certainly no autonomous power to exert causal influence back
upon the brain, but is simply a strange cog in the deterministic system
of nature. What we call conscious experience obviously exists, in some
sense, but it does not play a self-determining causal role in the world.
From this late modern conception of the basic stuff of the world follows
a threefold doctrine of causation. (a) All causation is physical and
hence efficient and deterministic—there is no mental or final causation,
in the sense of self-determination in terms of an ideal. (b) All
causation is either upward or horizontal—there is no downward causation
from wholes to their parts, or in general from higher to lower things.
(c) All causation is local, between things or events that are spatially
and temporally contiguous—there is no causal influence at a distance,
whether over a temporal or a spatial distance.12
Whitehead’s postmodern starting point is to conceive of the basic stuff
of the world, its “material” cause, not as “material” at all, but as
creative experience.13 Each actual thing, from subatomic
particles to human minds, is an embodiment of creative experience. This
means that both experience and creativity, which includes the power of
self-determination, are fully natural, rather than illusions,
epiphenomena, or emergent properties. This idea puts Whitehead’s
philosophy in the class often called “panpsychist,” but the term
“panexperientialist” is better. (“Panpsychism” suggests that the
ultimate units are enduring psyches, whereas they are [by hypothesis]
momentary experiences; also the term “psyche” suggests a higher level of
experience than is appropriate for, say, electrons or even cells.)
Actual Entities as Occasions of Experience
Except for anticipations of this point by William James and Henri
Bergson, Whitehead’s philosophy is unique among such philosophies (at
least in the West—some forms of Buddhism come close to Whitehead’s view
here) in saying that the fully actual entities are momentary events that
occur, not things that endure through time. His term for these
events is “actual occasions.” Because they are drops of experience, they
are also called “occasions of experience.” Actual occasions can take—or,
really, constitute—variable amounts of time, with subatomic events at
one end of the spectrum constituting perhaps about a billionth of a
second and occasions of human experience at the other end constituting
perhaps about a tenth of a second.14
Enduring individuals, such as photons, protons, atoms, molecules,
macromolecules, living cells, and animal psyches, therefore, are not
numerically self-identical substances that simply endure through time,
but are each constituted by a more-or-less rapidly repeating series of
occasions of experience. Each occasion receives influences from the
previous occasions, repeating to a large degree the forms embodied in
them, and then passes these forms on to future occasions. Endurance,
therefore, is not simply undifferentiated but is the result of
repetition. An enduring individual, then, is a (purely temporal)
“society,” with each momentary member having social, causal relations
with previous and later members.
Each occasion exists in two modes. It exists first as a subject
of experience, during which it enjoys experience. In its mode as a
subject it is dipolar. It begins by receiving influences from
past occasions, which means that it receives experiences from them, and
it concludes by exercising self-determination. The reception and
repetition of prior experiences is the occasion’s “physical pole,”
whereas its self-determination is its “mental pole.” This mentality, or
self-determination, can be extremely insignificant, as it must be in
low-grade individuals such as photons, protons, and atoms. All that is
insisted upon is that it is never entirely absent, because this absence
would imply an essential dualism between dipolar and purely physical
(and therefore fully determined) occasions.
After an occasion has enjoyed its experience, which is more or less
self-determined or self-created, it then exists in a second mode, as an
object of experience. It is no longer a subject enjoying
experience; it is an object for the experiences of subsequent subjects.
As an object, it no longer exercises receptivity and self-determination;
instead it exercises efficient causation upon other (subsequent)
occasions. In losing subjectivity and final causation, an event acquires
objectivity and efficient causation (Whitehead, 1929/1978, p. 29; 1938,
1968, p. 237).
One of the most important implications of this move from a materialistic
to a panexperientialist notion of nature is for the image of what is
going on in efficient causation. The materialistic view implies that
efficient causation is somewhat analogous to the impact of one billiard
ball on another. The panexperientialist view suggests that efficient
causation involves a transfer of experiences. Whitehead’s proposal is
that the physical pole, or initial phase, of an occasion of experience
is a “conformal phase,” in which the experiences of the effect are
conformed to those of its causes. Causation therefore involves a
relation of “sympathy,” because the later event begins by feeling the
experiences of the previous event with it.
Efficient Causation as Exclusively Forward Causation
Efficient causation, defined as the causal efficacy of one actual
occasion upon another, occurs only from past to present occasions.
Future occasions do not yet exist and, therefore, cannot exert causation
(Whitehead, 1933/1967, p. 195). An occasion can exert efficient
causation only after its self-causation (final causation) has been
completed, and the self-causation of a future occasion has not only not
been completed, it has not even begun. We can, to be sure, speak of
“future occasions,” in that some occasions or other are bound to occur.
It is even true that the nature of those occasions is already
more or less determined by the past and the present, so that in this
sense the future is implicit in the present. Because every occasion,
however, has at least some iota of mentality, and therefore exercises at
least some iota of self-creativity, future occasions are not yet fully
determinate. Their details are fleshed out only by them, in their moment
of self-determination. What are to us still future occasions do not
somehow exist “tenselessly” and hence do not exist as objects for an
omniscient mind. Even God does not know the details of the future. As
Bergson (1911) said, “Time is invention or it is nothing at all” (p.
340). And it is not nothing. We must not “spatialize” time, as Bergson
(1965) said, by thinking of it as a fourth dimension analogous to space
(pp. 137, 146n). Because future occasions are not yet actual, they
cannot act back upon the past.
Furthermore, the past is not the sort of thing that could be acted back
upon. The past is fully determinate. The becoming of an occasion of
experience is its becoming fully determinate. It is partially determined
by the occasions in its past. In its moment of reception and
self-creation it passes from partial to complete determination. Once it
has become fully determinate, and thereby an object for subsequent
experiences, it can suffer no additions. Its meaning, of course,
can change. The meaning of Newton is different for us than it was for
people of the 18th century. By reevaluating the import of Newton,
however, we do not change what he thought and how he felt about things.
The future can affect the meaning but not the being of the past.
This position provides clear distinctions between the meanings of
“past,” “present,” and “future.” The past is that which is fully
determinate; the future is that which is still partially indeterminate;
and the present is that which is becoming determinate (Hartshorne, 1970,
pp. 133-134).
These definitions imply that besides there being no efficient causation
from the future to the present, there is also no efficient causation
between contemporaries. This does not mean that two contemporary
enduring individuals do not interact; contemporary people obviously
interact, as do contemporary subatomic particles, mutually exerting
efficient causation upon each other. What is meant is only that two
contemporary occasions of experience do not interact. The reason
for this has nothing to do with the finite speed of radiation (so that
some form of instantaneous transmission or perception would allow
contemporary experiences to interact). The reason is that an occasion
can exert efficient causation only after it has become fully
determinate, and contemporary occasions are by definition only
becoming determinate.
This limitation does not place severe restrictions upon the
interconnectedness of the universe: If about a billion photonic
occasions occur in a second of a photon’s existence, then two photons
could have about a half-billion interactions during that second; if
about a dozen human occasions occur in a second, human beings could have
about a half-dozen interchanges in a second. All that is excluded is the
self-contradictory notion that something could be an object for others
before it has decided for itself precisely what it is to be.
This point, which excludes causation from both future and contemporary
experiences, entails that all efficient causation runs from the past to
the present, and from the present to the future. In this sense of the
term “linear causation,” all causation is linear. There are, however, at
least three meanings of the phrase “linear causation” in which all
causation is not linear in Whitehead’s philosophy. Explaining this point
requires a discussion of the notion of a “compound individual,” which is
important in its own right.
Compound Individuals
There are two fundamental ways in which enduring individuals—which are
purely temporal societies of occasions of experience because only one
member exists at a time—can come together to form spatiotemporal
societies, in which there are many contemporary members (taking the
“members” here to be the enduring individuals, such as electrons, atoms,
and cells). One way is to form a nonindividualized society, in
which there is no dominant member to give the society as a whole a unity
of response and action in relation to its environment. A rock is an
inorganic example of such a society, as is a computer. It would seem
that plants are organic examples, in that there seems to be no need to
posit a soul of the plant as a higher level of experience and
self-expression over and above that of its cells. The behavior of the
plant seems explainable in terms of cooperation among the various cells
and the societies, such as roots and leaves, that they form. Whitehead
(1938/1968), accordingly, says that a plant is a “democracy” or a
“republic” (pp. 24, 157), because it has no monarch to coordinate its
various parts.
The other way for enduring individuals to form spatiotemporal societies
results in compound individuals. A higher enduring individual
arises from the way in which the lower individuals are interrelated. In
the atom, for instance, out of the interrelation of the electrons,
neutrons, and protons there emerges a series of atomic occasions
of experience. This higher-level individual, having supervening power to
influence (although not totally to control) its subatomic parts, could
account for the wholistic properties of the atom, such as the Pauli
exclusion principle. In a molecule comprised of a number of atoms, we
can likewise think of a series of molecular occasions. Thinking
analogously of macromolecules can provide a basis for understanding the
power of the DNA molecule actively to transpose its parts. Procaryotic
cells would have, above and beyond their macromolecules, a series of
living occasions of experience. Eucaryotic cells would be even more
complex individuals, being compounded out of a number of organelles
(which are perhaps incorporated procaryotic cells). Multicelled animals,
and especially those with central nervous systems, are, in this way of
thinking, still more complex compound individuals: Out of the
more-or-less complex organization of the cells arises the animal soul,
which is a temporal society of higher occasions of experience.15
These occasions of experience constituting the animal soul are not
different in kind from those constituting the cells of the animal body,
but they are, especially in the higher animals, greatly different in
degree.
Those occasions of experience comprising the mind, psyche, or soul—these
terms are here used interchangeably—are called dominant occasions
by Whitehead (1929/1978, p. 119). In this he follows Leibniz, who
referred to the mind as the “dominant monad.” The similarity to Leibniz,
however, stops there. Leibniz’s monads were enduring substances, being
numerically self-identical through time, and were accordingly
“window-less,” not being open to causal influence from each other.
Whitehead’s enduring individuals, by contrast, are temporal societies of
momentary events, each of which begins as an open window, as it were, to
the whole past universe.
In any case, the term “dominant” does not mean “omnipotent.” The soul
does have disproportionate power in the total psychophysical organism,
making it a “monarch” of sorts. The bodily cells, however, do not, in
being parts of a larger whole, lose their own power. They are also
centers of creative experience, each with some autonomous capacity to
exercise self-determination and then to exert creative influence on the
rest of the body and back upon the mind. These cells, furthermore, are
organized into giant colonies of partly autonomous organs, tissues, and
fluids. Whitehead (1938/1968) suggests, accordingly, that the image of a
feudal society might be more apt (p. 25).
Whatever image is used, the main point is that a compound individual has
a higher-level series of experiences that gives the total individual a
unity of experience and action not possessed by nonindividuated
societies, such as rocks, computers, and probably plants. By virtue of
its dominant occasions of experience, which unify into themselves the
various experiences of its bodily parts and then exert a supervening
power throughout the next moment of the bodily life, the compound
individual can respond as a whole to its environment.
On this basis, we can see why we, unlike rocks, have freedom, and why
this freedom is not reducible to quantum indeterminacy. It is commonly
thought that quantum indeterminacy, even if it betoken some ontic (not
merely epistemic) indeterminacy at the microlevel, and even if this be
interpreted as self-determinacy, would not undermine determinism at the
macrolevel of objects of ordinary experience, including human beings.
The argument is based on the law of large numbers: Although individual
electrons and nucleons might not be totally determined by their
environments, in things such as rocks, in which there are billions of
them, their respective indeterminacies get canceled out, so that the
behavior of the rock as such is completely predictable (or at least
virtually so for all practical purposes). Cats and human beings are
likewise composed of billions and billions of subatomic particles—the
argument runs—so they must likewise be fully determined and thus in
principle fully predictable (or at least virtually so), even if they are
too complex for their behavior to be predictable in fact.
That argument presupposes that all spatiotemporal societies of enduring
individuals are of the same type, so that a cat or a human being is
analogous to a rock or a computer; this analogy is precisely what the
doctrine of compound individuals denies. A human being is not simply a
very complex aggregate of subatomic particles, so that its behavior
would be understandable in principle in terms of the interactions of the
four forces of physics. Above and beyond those centers of creative
influence that we call subatomic particles, there are higher centers of
creative influence—such as atoms, molecules, macromolecules, organelles,
and living cells—which are equally actual, and which in fact have
more power. At the top of the pyramid is the dominant series of
experiences, the soul, which has far more mentality, and therefore far
more capacity for self-determination, than even those relatively
high-level creatures we call brain cells.
Because of the hierarchical organization of the human body, the freedom
that is present in subatomic particles, far from being canceled out, is
greatly increased throughout a whole series of steps. The freedom of the
human soul, and thus of the human being as a whole, is not limited to
the minuscule degree of freedom that would result solely from quantum
indeterminacies in the neurons in the brain. The human soul is just as
actual as an electron, and has far more power—the threefold power of
receptivity, self-determination, and other-determination (or efficient
causation). This great difference in degree of power is the result of
several billions of years of evolution, which has been characterized
(not exclusively, to be sure, but importantly) by the growth of
increasingly higher centers of creative experience.
Nonlinear Causation: Self-Causation, Downward Causation, and
Causation at a Distance
The basis has now been laid for stating the ways in which causation is
not linear. I had stated earlier that it is linear in the sense that
efficient causation goes exclusively from the past to the present and
from the present to the future. Causation is not linear, however, in
three other respects.
First, efficient causation, defined as the influence of one actuality
upon another, is not the only form of causation exerted by actual
occasions. Rather, as already explained, each occasion of experience
also exerts self-determination. This is self-causation, which means
causation by the occasion of experience upon itself. Unless we
affirm that we exercise self-causation in this sense, we imply that our
own experiences, and thereby all of our actions, are totally determined
by the past.
It is difficult to understand how we humans can have this power of
self-determination unless some degree of this power is posited all the
way down. How, without positing a supernatural intervention, could we
explain the rise of self-determining organisms in the evolutionary
process out of purely mechanical entities? How, again without positing a
deus ex machina, could we understand the interaction of the
self-determining aspect of our selves with the purely determined
dimensions (which is one way of stating the problem of Cartesian
dualism)? Accordingly, this postmodern philosophy suggests that purely
linear, in the sense of purely mechanistic, causation does not occur
between individuals at any level of nature.
This kind of billiard-ball causation does occur, of course, between
non-individualized societies of individuals—such as billiard balls!
Because such societies have no unity of experience, these societies as
such have no mentality, which means that they can exercise no
self-determination. Their interactions with each other, accordingly,
approximate the purely mechanical interactions pictured by mechanistic
philosophers. It is no mistake to believe that such causation occurs.
The mistake is to assume that it is the basic kind of efficient
causation, so that it applies to individuals, both simple and compound,
as well as to nonindividualized societies.
A second sense in which causation is not linear involves the direction
of vertical causal influence. To say that all causation is linear can
mean that in a human being, all vertical causation runs upward from the
subatomic particles to the person as a whole. This is the doctrine
behind ontological reductionism, according to which the behavior of
every whole, including any experience it may have, is reducible to the
behavior of its most elementary parts. Of course, a purely linear model
could say instead that all causation runs from the top down—the doctrine
C. J. Ducasse (1961) called hypophenomenalism—as when Christian Science
holds that the health of the body depends entirely upon the state of the
mind, or when traditional theism holds that all events in the world
result from the will of God.
With regard to this issue, Whitehead’s philosophy is radically
nonlinear. Each individual event is a center of partially autonomous
creative power and influences every event in its future, at whatever
level. Accordingly, efficient causation does, as modern thought says,
flow upward, from subatomic particles and molecules to macromolecules,
cells, and the soul, as well as horizontally, from (say) cell to cell
and from molecule to molecule. But it also flows downward, from the
cells to the molecules and from the soul to the cells and the lower
organisms. Because downward as well as upward causation occurs, the flow
of causal influence is reciprocal and circular as well as multi-leveled.
For example, I am influenced in the present moment by brain cells that
were influenced by my experience in a previous moment, which had in turn
been influenced by events in the brain cells in a still earlier moment,
and so on.
The notion that all causation is linear can mean, in the third place,
that, all causation is transmitted through chains of contiguous events,
so that there is no action at a distance. Whitehead’s view is, to the
contrary, that each event is directly influenced, to at least
some slight extent, by all past events. The standard view, reflected in
Broad’s limiting principles, is that my present experience directly
influenced only by events that are spatially and temporally contiguous16
with this experience, which means only by immediately past brain events.
The rest of the past world does influence me (in Einstein’s relativity
theory, the past for an event is defined as all those events that affect
the event in question), but it is said to influence me only indirectly,
via its influence upon contiguous events. In Whitehead’s philosophy, by
contrast, each noncontiguous event in the past exerts a direct as well
as an indirect influence upon the present event. (The “past,” therefore,
is not limited to those events considered past in an Einsteinian light
cone, but includes many events that would be considered “contemporaries”
within Einsteinian relativity theory due to the finite speed of light.)
This point depends, at least largely, upon the distinction, introduced
earlier, between the physical and the mental poles of an event. An
event’s physical pole, it will be recalled, is that event’s
incorporation of influences from previous events. The event is physical
insofar as it simply repeats past forms of creative experience. An
event’s mental pole is its self-determination. Any novelty in an
event will originate in its mental pole.
An event can exert influence upon subsequent events in terms of both its
physical pole and its mental pole. Either kind of influence can be said
to be physical causation, because efficient causation is always
exerted by an actual occasion as a whole, not simply by one of its poles
(because a pole is an abstraction and as such cannot act), and every
occasion has a physical pole. There is no purely mental efficient
causation, in the Cartesian sense of a purely mental substance exerting
causality in the physical world. We can distinguish, however, between
pure physical causation and hybrid physical causation.17
It is pure physical causation insofar as the in-formed creativity
transmitted from the cause to the effect(s) arose in the physical pole
of the cause. It is hybrid physical causation insofar as this
creativity first arose in the mental pole of the cause.
This distinction is relevant to the question at hand, because Whitehead
(1929/1978) suggested that whereas pure physical causation seems to
occur mainly between contiguous events, hybrid physical causation might
not be thus bound (p. 308). This kind of causation, he suggested, should
be exerted on more-or-less remote as well as upon contiguous events, and
he pointed to telepathic influence as one reason to believe that this
form of action at a distance occurs.
The reason he gave for the difference is that the physical poles of
occasions are what give rise to the space-time continuum, whereas the
mental poles involve the ingression of eternal forms, which are not
related more to any one part of space-time than to all others. His
statement is cryptic, leaving his reasoning opaque, but, especially
given his genius and the amount of time he devoted to understanding the
mysteries of space-time, his suggestion seems worthy of exploration by
those who are familiar with contemporary discussions in physics.
In any case, the change from a materialistic to a panexperientialist
doctrine of nature makes the idea of influence at a distance thinkable
as a general characteristic of the world. So long as the actual entities
of nature are thought to be even remotely analogous to billiard balls,
efficient causation between them must be thought to be by contact. It is
not as intuitively self-evident, however, that the influence of one
experience on another cannot occur at a distance. Many premodern
philosophies, including some of the Neoplatonic and Hermetic
philosophies that flourished between the 15th and the 17th centuries,
said that “sympathetic” relations can occur between noncontiguous
things, and for Whitehead efficient causation involves the transfer of
feeling, and thus involves sympathy (1929/ 1978, p. 162; 1938, 1968, p.
183).
To summarize this discussion of causation and linearity: Causation is
linear in the sense that efficient causation, meaning the causal
influence between actual occasions, runs exclusively from the past to
the present; but causation is not linear in the sense that would exclude
self-determination within an actual occasion, downward causation from
higher to lower occasions of experience, and causal influence at a
distance.
Creativity and Energy
At the heart of Whitehead’s postmodern position on these issues is an
expansion of the notion of “energy” into “creativity.” From his
perspective, the “energy” of current physics is simply an abstraction
from, a limited aspect of, the full-blown creativity that is the true
material cause embodied in all actualities (Whitehead, 1933/1967, p.
186). The energy of current physics involves only the quantitative
aspect of the creativity of events, and then only the external side of
this quantitative aspect—that is, the energy transfers between events.
Energy thus treated leaves out the qualitative side of the creativity
and what this creativity is for the events themselves, which includes an
experiential realization of value and an element of self-determination.
(It is to bring out this richer meaning that I sometimes translate
Whitehead’s term “creativity” as “creative experience.”) Furthermore,
the energy of current physics is limited to forms of creativity that are
exemplified in the most elementary actualities of the world—atoms and
subatomic particles. This limitation lies behind the absurd notion that
everything that happens in the world, including the compassion of a
Bodhisattva, must be completely reducible to, and thus explainable in
terms of, the four forces of physics. Whitehead holds, by contrast, that
partly autonomous powers of self-determination and efficient causation
exist at higher levels, such as cells and psyches, and that some
psyches, such as those of humans, have much more of these powers than
others, such as those of rats. (Some humans, furthermore, may have more
than others.)
This enlargement of “energy” into “creativity” is also important to the
issue of action at a distance. What is above called pure physical
causation is meant to describe what is occurring in those interactions
that physicists consider transfers of physical energy. As mentioned
previously, this kind of transfer generally seems to occur only
between contiguous events. If gravitation is not taken to be an
exception to this general rule, and if psychokinesis is rejected, it
would be natural to assume that the transfer of physical energy can
occur only between contiguous occasions. So if the creativity of events
were exhausted by their physical energy, thus understood, then the only
form of efficient causation they could exert would be pure physical
causation, and influence at a distance would be impossible. If an event
embodies mental as well as physical energy, however, so that hybrid as
well as pure physical causation can occur, then one could allow for
influence at a distance without challenging the idea that the transfer
of “physical energy” occurs only between contiguous occasions.
Furthermore, once one form of action at a distance is allowed, then it
becomes easier to countenance the suggestion that even pure
physical causation might at least occasionally occur at a distance, if
the evidence for psychokinesis seems to demand it. In these ways
acceptance of a worldview in which the “energy” of the contemporary
physics community is enlarged to Whiteheadian “creativity” would make
people more open to looking at evidence that seems interpretable only in
terms of some kind of influence at a distance.
The reference to “mental energy” suggests another way of reading
Whitehead’s proposal in relation to energy and creativity. The
distinction between the two terms could be understood as a temporary
expedient, with the long-term goal being another expansion of the
concept of energy. This concept has had to be expanded several times
previously to save the law of the conservation of energy. Nowadays the
notion of the influence of the mind on the brain is angrily denounced on
the grounds that such influence would violate this law. Even if this
“law” should be taken as sacrosanct, however, no violation would be
involved if we enlarged the notion of energy to include the notion of
psychic energy (as well as intermediate forms, such as cellular energy
and macromolecular energy). But whether we adopt the term creativity for
that power which is embodied in all events or enlarge the concept of
energy so that it now refers to what Whitehead meant by creativity, the
effect will be the same: Causation will no longer be understood as
linear in ways that rule out self-determination, downward causation, and
action at a distance.
The nature of Whitehead’s suggestion as to how to overcome the
materialistic, reductionistic philosophy of late modernity can be better
understood if his doctrine of eternal forms, which was mentioned earlier
in passing, is explored.
Eternal Forms
Whitehead’s position on this topic is one of the ways in which his
philosophy is clearly postmodern. One aspect of modern thought has been
a tendency to deny the reality of eternal, ideal forms that transcend
the realm of actuality. If disposed to accept their reality at all, the
modern mind reduces them, with Kepler, to mathematical forms. Whitehead
(1929/1978) not only explicitly affirms the existence of eternal forms
under the name “eternal objects,” but he also distinguishes between the
“objective species” of eternal objects, by which he means the
mathematical forms, and the “subjective species,” which includes forms
such as red, desire, anger, and consciousness (pp. 291-293). The
objective species can characterize only an object of perception; the
subjective species can also characterize how an object is
perceived.
Together these two types of forms in-form the creative experience of
each actual entity, determining the species to which it belongs and
largely characterizing its uniqueness within its species. The qualifier
largely is essential, because each occasion of experience also
includes within itself the past actual world out of which it arose; an
actuality cannot be adequately described in terms of a combination of
creativity and abstract forms. Once this caveat (which is one of the
main features of Whitehead’s philosophy) is made, however, it remains
true that actual occasions of various types differ largely because of
the different eternal forms they embody. With regard to the objects
studied by physics, for example, we differentiate between the various
subatomic particles by indicating their mass, charge, spin, angular
momentum, and so on. Each of these features is an eternal form.
Different forms are embodied in the various atoms, molecules,
organelles, cells, and psyches. The forms embodied in the higher
actualities are no less real in the nature of things than those in the
lower. Contra most materialists, something does not have to embody the
forms appropriate to the lowest level of actuality, such as mass and
charge, to be actual. (Likewise, contra most idealists, something need
not embody forms appropriate to the highest types of actualities, such
as consciousness, to be actual.)
Modern materialistic thought has rejected this democratic attitude
toward the forms because of its externalism or objectivism, meaning the
tendency to limit scientific thought to categories characterizing the
external, objective side of things, and to take the internal, subjective
side as less real, as epiphenomenal. In Whitehead’s thought, by
contrast, the internal side of things and the external, the subjective
and the objective, are equally actual, equally primordial, and therefore
the subjective species of eternal objects is as real as the objective.
Emotion is as real as mass, intensity of experience as real as charge.
This democracy in the house of forms, along with the panexperientialism
it presupposes, reinforces the Whiteheadian antireductionistic
conviction that animal psyches are as actual as protons.
A pair of questions that must be faced by those who affirm the reality
of forms is where they exist and how they become effective in the world.
In and of themselves, they do not have actual, but merely ideal,
existence; that is, they are not themselves actualities but merely
possibilities to be actualized by actual things. It is a widespread
intuition that merely ideal, possible existents cannot exist on their
own, but can only “subsist” in something actual; equally widespread is
the intuition that they cannot be efficacious on their own but only
through the agency of something actual.
Whitehead (1929/1978) reaffirms both of these intuitions under the
rubric of the “ontological principle,” defining it both as the principle
that everything must be somewhere, with “somewhere” taken to mean in
something actual, and as the principle that only actualities can act
(pp. 40, 46).
This train of thought led him to speak of the “primordial nature of God”
as that aspect of an everlasting nonlocalized actuality in which eternal
forms not yet actualized in the world could subsist (pp. 46, 257). This
aspect of God he thought of as a primordial appetite to have these forms
actualized in the world. The influence of this appetitive envisagement
of the forms explains how previously unactualized forms, although
nonactual in themselves, can exert pressure on the actualities of the
world to get themselves actualized. The divine appetite whets the
appetites of the creatures for novel possibilities.
This idea is fundamental to Whitehead’s suggestion as to how our world
was created through an evolutionary process. Our world was created not
out of absolute nothingness, as if once upon a time only God existed
with no finite actualities, but out of relative nothingness, or a chaos
of actualities (Whitehead, 1929/1978, p. 95). For Whitehead, the
universe is a plenum of actual occasions. What we call “empty space” is
empty not of actual occasions but of stationary enduring objects, such
as electrons and protons. This is relative chaos (pp. 92, 95). At one
time, chaos may have prevailed everywhere, perhaps as an interlude
between a previous cosmic epoch and our own. Getting our world started,
with its photons, neutrons, electrons, protons, neutrinos, mesons, and
so on, and with its basic laws, such as Planck’s constant and the
gravitational constant, would have required getting the appropriate sets
of eternal objects embodied in sets of actualities.
Creation, in other words, involved not calling finite actualities as
such into existence, but luring the realm of finitude to embody new
forms of order (p. 96). This creative process has continued throughout
the evolutionary process for several billion years, with ever new forms
of order being elicited into actual existence. In language familiar to
parapsychologists, creation involves materialization. Just how the
divine lure gets new forms embodied in the world, and how this provides
an analogy for materialization in the more customary sense, will be more
easily explainable after a discussion of Whitehead’s view of perception,
to which I now turn.
Perception and Prehension
Because Whitehead has a panexperientialist ontology, his doctrine of
perception is in some respects simply the reverse side of his ontology.
One can, therefore, introduce a discussion of his doctrine of perception
by simply explicating some points implicit in his ontology.
If all actual entities are occasions of experience that perceive
previous occasions of experience, two points are already implied. First,
not all experience is conscious experience, which seems overwhelmingly
likely, at least if we, with Whitehead, think of conscious experience as
that which contrasts what is the case with what might have
been (1929/1978, p. 267). If amoebae, viruses, DNA molecules, and
even atoms and electrons have experience, there is no good reason to
suppose that it is conscious experience, thus understood. The second
point is that not all perception is sensory perception, which is obvious
if things such as cells, molecules, and protons, which have no sensory
organs, nevertheless enjoy a form of perception. These two points, as we
will see, are closely related, because sensory perception is much more
likely than nonsensory perception to become conscious.
Recognizing that the term “perception” tends to connote conscious
sensory perception, Whitehead suggested the term “prehension” as a more
neutral term for perceptions that may or may not be conscious or sensory
(1933/1967, p. 234). I will, in fact, use “prehension” to refer to
nonsensory perception. I will also, unless I indicate otherwise, use
“prehension” to mean a physical prehension, which means a
prehension the object of which is another actual occasion or a set of
occasions. (A “conceptual prehension,” by contrast, has for its object
an eternal object and thus a possibility, not an actuality.)
Whitehead’s view is that an actual entity, being an occasion of
experience, involves a creative synthesis of a multiplicity of
prehensions. Each occasion of experience, then, whether or not it
becomes conscious, and whether or not it includes sensory perceptions,
begins with a multitude of nonsensory perceptions of past occasions.
These prehensions, in some sense and to some degree, respond to the
entire past world, both the contiguous past and the more remote past.
This statement, unqualified, would, besides being incredible, seem to
imply that all occasions of experience, from American Christian to Asian
Buddhist, and from human to electronic, would be virtually identical.
But qualifications are given. First, one’s spatiotemporal standpoint is
important, because we are in general directly affected more strongly by
contiguous than by more remote events. Second, a distinction is made
between positive and negative prehensions. A positive prehension,
also called a “feeling,” includes some aspect of the prehended object
into the present experience. A negative prehension excludes the entire
object from incorporation; it eliminates the object from the prehending
subject’s feeling (Whitehead, 1929/1978, p. 23). The different grades or
species of actual occasions differ mainly in this respect: the lower the
grade, the less complex the experience can be, and consequently the more
of the past that must simply be excluded. Third, occasions of experience
are partially self-created. They decide just how to synthesize the given
data; for example, in occasions of experience that rise to
consciousness, one thing to be decided is just which features of the
experience are focused on consciously. Through these three
qualifications of the principle that each occasion prehends the entire
past, the specific and historical differences between occasions of
experience can be accounted for.
Consciousness, ft should be clear by now, is a very optional element in
experience. By far most of the occasions of experience in the universe
have no conscious experience; and, even in those that do have conscious
experience, of the elements included within the experience are not lit
up by consciousness. What needs further discussion is what consciousness
is and how it arises.
Consciousness is defined by Whitehead (1929/1978) as the subjective form
of an intellectual prehension (pp. 277, 344). This is a prehension whose
object is the contrast between a fact and a proposition—which is another
way of saying what was said earlier, mat consciousness arises only if
one contrasts what is with what might have been.
This kind of contrast can arise only in a very complex, sophisticated
occasion of experience, which can synthesize various types of
prehensions. The first phase of an occasion of experience is constituted
by physical prehensions, through which past actualities are
prehended. Out of each physical prehension arises a conceptual
prehension, through which the eternal objects incarnate in the
prehended actualities, or other possibilities closely related to them,
are prehended. This prehension is not neutral, but involves a subjective
form, the most elementary of which is a positive or negative valuation
of that possibility. This is an elementary stage of mentality, because
it introduces an element of self-determination into the experience.
Low-grade occasions of experience close out their subjective existence
with a simple final phase constituted by physical purposes, in
which the possibilities received from the past world are blindly
reaffirmed or attenuated in intensity (Whitehead, 1929/1978, pp.
248-249, 266). It takes a more complex level of experience, probably
that of an animal psyche or at least a living organism, to turn the
contrasts in that third stage into propositions, in which the
note of possibility is really entertained. It takes a still more complex
experience to contrast that proposition, which involves a possible fact
about the world, with the actual world, so as to get an intellectual
prehension. Only when this is done does consciousness arise as the
subjective form of the prehension.
Of the vast number of objects prehended in a moment of human experience,
and of the smaller number of propositions entertained, only a minuscule
number become clothed in consciousness. Consciousness is a very poor
guide to what is in fact experienced.
Complexity, Hierarchy, Habits, and Regularity
One set of implications of this philosophy concerns the related topics
of the “laws of nature” and the “hierarchy of the sciences.”
The early modern worldview thought of the laws of nature as absolute,
prescriptive laws imposed by a supernatural deity; exponents of the late
modern worldview have generally kept this view of laws even after having
given up the imposing lawgiver. The reductionism of this worldview has
implied, furthermore, that the most complex beings should behave in as
law-like a manner as the simplest things: Human beings should be as
law-abiding as rats, which should in turn be as law-abiding as atoms and
billiard balls. It is only the complexity of the more complex things
that prevents their behavior from being in fact as predictable as that
of the simpler things, and therefore prevents scientific experiments
involving them from being as repeatable.
Whitehead’s postmodern philosophy has radically different implications.
All laws descriptive of the behavior of electrons, atoms, and molecules
are sociological laws no less than are the laws descriptive of the
behavior of human beings belonging to a particular society. Whitehead
agreed with William James and Charles Peirce that these so-called laws
of nature are really the most widespread habits of nature
(Whitehead, 1938/ 1968, pp. 154-155; 1933/1967, p. 41) and are,
accordingly, statistical laws. A member of a society acting in an
abnormal way is not violating some imposed law but simply failing to
conform to some more-or-less pervasive habit of its species.
The habits of two kinds of beings will be regular enough to allow high
degrees of prediction and control. On the other hand, the behavior of
low-level enduring objects will be highly predictable, at least
statistically, because the occasions of experience making up these
enduring individuals are almost entirely physical: Their mental poles
have little power to exercise self-determination. Each occasion largely
repeats its predecessor, so that a proton or atom may last billions of
years, acting in the same way all the while. Even more predictable will
be the behavior of nonindividuated aggregates made up of billions of
these low-grade enduring individuals, because they have no dominant
individual to give the society as a whole any spontaneity of response.
Whatever minuscule spontaneities the enduring individuals, such as
electrons, manifest will be mutually canceling, so that the behavior of
the whole will reflect the mass average behavior of the billions of
components. The behavior of these aggregates, such as billiard balls,
will be almost perfectly predictable in principle, unless some
unforeseen extraordinary power intervenes. The sciences studying these
low-level individuals and nonindividualized aggregates will be capable
of highly replicable experiments.
As one deals with increasingly complex compound individuals, however,
the habit-bound behavior will recede. The occasions of experience of the
dominant member will have an increasingly significant mental pole;
therefore they will have increasingly more power to deviate in the
moment from the behavior of former experiences by responding to novel
possibilities. Also, the physical poles will have more feelings or
positive prehensions in comparison with negative prehensions, so that
not so much of the environment is simply excluded from feeling. More
variables will therefore be involved in determining the exact character
of the occasions of experience, both in their own subjective response
and then in their objective effects on others. When one comes to human
beings, the number of variables involved in their experience is
virtually infinite, and their capacity to respond in various ways to any
particular type of stimulus is enormous. Although there is some faint
analogy between a human psyche and a proton, any scientific approach to
human psychology or sociology predicated on the assumption that human
conscious experience, or even human outer behavior, will approach that
of protons (let alone billiard balls) in lawlikeness will be doomed to
perpetual frustration. Some four billion years of evolution on our
planet have come in between, during which uniform habits have become
increasingly less determinative in comparison with spontaneity and
uniqueness.
Hard-Core Commonsense Notions
Before turning to the way in which Whitehead’s postmodern philosophy
allows psi interactions to occur, I will briefly point out the way in
which it allows for the hard-core commonsense notions mentioned earlier,
for which any philosophy claiming to be adequate to the facts of
experience must be able to account.
The doctrines of panexperientialism and compound individuals show how
our own experiences, some of which have consciousness, can be considered
full-fledged actualities and how their seeming freedom can be taken at
face value. And our own creative experience can be regarded not as a
great exception in the world but as a high-level exemplification of a
principle pervasive throughout nature. The distinction between the
psyche and the brain does not create an insoluble problem of how they
interact, thanks to the doctrine of panexperientialism. This position is
not dualism but nondualistic interactionism: The psyche, while
numerically distinct from the brain (so that there are two things to
interact), is not ontologically different in kind from the brain
cells, but only greatly different in degree, so that the causal
interaction is not between unlikes but between inferior and superior
instances of the same kind of individuals. Efficient causation involves
sympathy, or the sharing of feelings.
The idea that our basic way of apprehending the actual world beyond our
own experience is nonsensory prehension, so that sensory perception is a
secondary, derivative form of perception, shows how we can know many
things that we presuppose but that cannot be known through sensory
perception. Efficient causation, as the real influence of one thing on
another, is known in this way. In fact, physical prehension is also
called “perception in the mode of causal efficacy” (Whitehead,
1929/1978, pp. 121, 169, 173-175), because what the percipient prehends
is precisely the causal efficacy of previous experiences upon itself.
Included in this mode of perception is the actuality of these prior
experiences, which explains why none of us are solipsists in practice.
The fact that this knowledge, that there is a world beyond ourselves
that is just as actual as we are, comes through a pre-intellectual
prehension rather than an intellectual judgment explains also why our
dogs and, in fact, all organisms manifest nonsolipsistic responses to
their environments. Because this mode of perception involves a
prehension of past actualities, and because an occasion of experience
always anticipates the fact that it will influence future events, our
knowledge of the past and the future (not the actual future, but that
there will be a future [Whitehead, 1933/1967, p. 193]), and
therefore of time, is also grounded. By virtue of the fact that this
philosophy, with its panexperientialism, says that a low-grade enduring
individual, such as an atom, is analogous to a human psyche—being
likewise a society of occasions of experience, each of which prehends
its past and anticipates its future, however minimally—explains why time
is real for all of nature, so that we have no mystery of how temporal
and nontemporal individuals can interact, or of how time somehow
emerged.18 Finally, the doctrine that we have a mode of
perception more basic than that which is mediated through our physical
sense organs explains how we can apprehend those nonphysical realities
we call values, such as truth, beauty, and goodness.
Having given a brief (or, to the weary reader, I should say: as brief as
possible) exposition of some of the features of Whitehead’s philosophy
and how these features help us make sense of our most basic
presuppositions, I turn now to some ways in which this philosophy can
help us make sense of psi interactions. I offer no evidence for the
reality of the phenomena, but simply assume for the sake of this
discussion that they do occur (except, of course, for true
precognition), and ask, if they do, how this is possible within the
context of the philosophy offered by Whitehead.
The Philosophical Intelligibility of Various Forms of Psi
Receptive Psi
Receptive psi involves the mind’s prehensive reception of influences at
a distance. This reception need not become conscious.
The distinction between experience as such and
conscious experience is of vital importance to parapsychology, as is
the question of why some forms of experience become conscious on a
regular basis, whereas other forms of experience become conscious only
rarely, if at all. In particular, sensory experience regularly becomes
conscious,19 while extrasensory perception (ESP)—as generally
understood, to mean nonsensory perception of remote entities—rarely
does. Whitehead’s philosophy provides a possible explanation for this
twofold fact, an explanation that modifies Bergson’s theory (toward
which Broad was favorably disposed) that the brain and central nervous
system function to filter out extrasensory perceptions.
There is a reason why the sensory perception of remote objects is much
more likely to rise to consciousness than nonsensory prehensions of
remote (noncontiguous) objects. This reason is based on the general
point that the more intensely a datum is received, the more likely it is
to rise to consciousness in the creative synthesis of prehensions
constituting the dominant occasions of experience.
This reason is twofold: First, in sensory perception, the data are being
received by the dominant occasions of experience from contiguous
occasions of experience, namely, cellular occasions in the brain.
Second, the data from contiguous occasions are usually transmitted with
considerable strength because they are not diluted by data deriving from
intervening occasions (Whitehead, 1929/1978, p. 307) and because they
can result from pure physical causation (as well as hybrid). The data
received directly from noncontiguous occasions, by contrast, will
generally be based on hybrid physical causation, and will, therefore,
arrive with much less strength. They, accordingly, will seldom force
their way up to the conscious surface of experience, generally remaining
in the unconscious depths.
On this basis, we can see why sensory perception of a remote object,
such as a tree 100 yards away, should be so much more reliable, in terms
of becoming a “clear and distinct” object of conscious awareness,
than extrasensory perception of that same object.
Sensory perception results from a chain of contiguous causal
transmissions: Series of photonic events bring the data from the tree to
the eye, then series of neuronic events (“firings”) bring the data,
probably in somewhat transmuted form, from the surface of the eye to the
brain. Then the dominant occasion receives the data (probably transmuted
still further) from occasions of experience constituting the brain. Each
link in the chain is constituted by nonsensory prehensions. This is true
not only in the final event, in which the dominant occasion prehends the
brain cells; but also each neuron in the optic nerve received its data
from neighboring neurons through prehension; the cells in the eye
received data from the photons by prehending them; and the data were
conveyed from tree to eye through long chains of photonic events, each
of which prehended a prior photonic event.
The difference between sensory perception and extrasensory perception of
a remote object is, therefore, not that the latter involves nonsensory
perception; sensory perception also involves nonsensory perception. The
difference is that sensory perception is based upon chains of contiguous
events, so that at every step there is pure physical causation, which is
stronger than hybrid physical causation and which generally exhausts
itself on contiguous events. The body’s sensory system (like the systems
of nature to which it is attuned, such as light and sound waves) is a
very reliable system for transmitting information of a certain type with
sufficient intensity to make it through to the final phases of the
dominant occasions of experience, where consciousness may arise. This
reliability means repeatability, both between different occasions of
experience in the history of one person and between different persons,
due to the similarity of our sensory systems.
Extrasensory perception of a remote object, whether it be a rock, a
tree, or another person, cannot, by definition (assuming that it is
perception at a distance), rely upon a chain of contiguous causal
transfers. It, therefore, will not generally be strong enough,
relative to the data from the brain, to rise to consciousness on a
regular basis. The data from the brain and central nervous system will,
therefore, usually block out the extrasensory information from remote
objects. The data are not blocked out from the dominant occasion of
experience altogether, but only from the conscious part of this
experience. The brain, with the rest of the central nervous system, does
this blocking out not because that is directly its function, but simply
as a side effect of one of its main positive functions, which is to
bring precise information of certain types with sufficient intensity to
rise to consciousness in a regular, reliable fashion.
When extrasensory prehensions of remote objects do occasionally rise to
consciousness, accordingly, this is neither a violation of some law of
nature, nor a failure of one of the functions of the brain. It is simply
an exception to the way things, in fact, normally happen for
intelligible reasons.
Why it is that data from these prehensions do rise to consciousness in a
few cases probably differs from case to case. Even if we can figure out
the most common factors, it is unlikely that we would learn how to
produce them at will (apart, at least, from long-term spiritual
discipline with other ends in view). In any case, the most likely
approach to finding fairly repeatable experiments involving ESP, if the
above analysis has merit, would be to concentrate upon evidence for
unconscious extrasensory perception. A few such experiments have
been conducted. By far the majority of experiments, however, have tested
for evidence of conscious ESP. The reason for this, I suspect,
lies in the desire of many parapsychologists to find ways to make ESP
useful in daily life. In any case, this concern should be clearly
distinguished from the concern to find repeatable experiments. Trying to
do both things at once will most likely result in nothing but continued
frustration.
In a paper a decade ago, Erlendur Haraldsson (1980) stated that studies
of the physiological correlates of psi had recently decreased in number,
evidently because of the conclusion of many researchers, expressed in a
survey of the literature by Brian Millar (1979), that “results so far do
not . . . indicate such experiments yield any easier access to ESP
performance than procedures using conscious ESP responses” (p. 106).
However, given both the philosophical and empirical reasons for
believing that psi reception occurs primarily at the unconscious level
and the relative paucity of experiments designed to test for such
reception, it would be premature to conclude that this approach will not
yield more repeatable results than that involving conscious ESP.
Panexperientialism and Some Forms of Receptive Psi
In this discussion, I have dealt with receptive psi in general, not
differentiating between (conscious) telepathy and clairvoyance (taking
this latter term broadly to include clairaudience and all other forms of
experience in which information about external features of remote
objects is received without use of the senses).
This similar treatment of telepathy and clairvoyance is possible within
the framework of Whitehead’s philosophy, thanks to its
panexperientialism. Because all actualities are occasions of experience
or groups of such, the direct, extrasensory causal relation between a
rock and a human psyche is not different in kind from that between two
human psyches. In each case, feelings originally experienced by the
object when it was still a subject (or, in the case of the rock, a
cluster of subjects) are then felt by the prehending psyche. It is
telepathy, or feeling at a distance, in both cases. The difference is
that, in the case of clairvoyance, one receives information about the
outer (generally called the physical) characteristics of things (usually
aggregates), information that may result in the construction of
sensory-like images. In telepathy, by contrast, one receives information
about the inner experience of an individual.
Clairvoyance is thus analogous to our direct prehensions of our brain
insofar as sensory images may arise from them; how these sensory
images arise from the data is no more and no less mysterious in the one
case than in the other. Robert Thouless (1972) was thus right to say
that the relation between a remote object and the mind is the same as
the relation between the brain and the mind, except that the former
perceptual relation occurs over a distance. Contrary to his position,
however, the relation between the brain and the mind should not
be called a psi relation precisely because the element of influence at a
distance is not involved.
Psychometry, or object reading, is another form of receptive psi. In one
sense, it may not involve perception at a distance, because the person
may handle the object in question. In another sense, it does, insofar as
the object elicits perceptions of events remote temporally and perhaps
also spatially.
The panexperientialist philosophy also makes this kind of phenomenon
more intelligible. If, for example, the molecules in a rock have
experiences, then it is possible that they could incorporate memories of
events that occurred in their proximity. This idea should not seem
outrageous to materialist philosophers, incidentally, in that their view
that the mind is really identical with the brain implies that conscious
memories are present in the molecules of the brain—in fact in the
subatomic particles, if they are rigorous with their reductionism. In
any case, the molecules would not need to have memories of the events in
question in their full concreteness but only enough memories to elicit
the perception of the events in the psychometrist’s mind.
Yet another form of receptive psi is retrocognition (which, besides
being an independent form of psi, is also involved in psychometry, at
least as I have interpreted it). It involves the perception of an event
in the remote past that is not based upon a chain of contiguous events
connecting the event in question and the percipient occasion.
Retroprehension would be a better term, because in many, in fact in
most, instances, no conscious knowledge would be involved. In any case,
if prehension is always the reverse side of causal influence, as with
Whitehead I maintain, then retroprehension would mean that the remote
past is still exerting some form of causal influence upon the present.
Whitehead’s philosophy again helps us understand how this can be so.
According to Whitehead’s description of creativity, “the many become
one, and are increased by one” (1929/1978, p. 21). This is what occurs
in each occasion of experience. The “many,” as clarified earlier, are
solely in the past; contemporary and future occasions cannot apply for
entrance. The “past” includes the entire past, however, not simply the
contiguous past. Once an occasion of experience becomes an object, it is
an object forever. It does not just exist as an object for a split
second and then pass into complete nonexistence. The past is still
actual—which is nice, because it gives historians something to talk
about. (In other words, the fact that the past still exists in some
sense is one of those notions that we all presuppose in practice,
insofar as we believe that propositions about the past are either true
or false—which would not be the case if there were no objects to which
the propositions could either correspond or fail to correspond.)
The remote past does not exist in the same way, of course, because it
does not exert the same kind of causal influence as the immediate
(contiguous) past. That immediate past exerts a kind of compulsive
influence upon us that the more remote past does not. Here again the
distinction between pure and hybrid physical causation is relevant.
Pure physical causation exhausts itself immediately in its effects
upon the (usually contiguous) future events; the event does exist as an
object of this sort for merely a split second. A form of
hybrid physical causation, however, can continue to exert influence,
albeit of an extremely weak form, forever. This analysis can explain why
retrocognition can occur (retroprehension is occurring all the time),
and also why it is such a rare phenomenon (retro-prehension is the
reception of causal influences that are too weak, apart from
extraordinary circumstances, to elicit the kind of conscious response
required to have retrocognition).
One more alleged phenomenon that is usually classed as a distinct form
of receptive psi is precognition. As I indicated earlier, however, there
is no possibility of true precognition from a Whiteheadian perspective:
There is no possibility of retrocausation and therefore preprehension;
nor is time ultimately unreal, so that all events—conventionally
distinguished as past, present, and future—would exist eternally. The
types of experiences often classified as precognition must, accordingly,
be at most called apparent precognition and must be explained in
other ways. I suspect that these other ways involve a combination of
prehensive and expressive psi. Before dealing with apparent
precognition, then, I must treat expressive psi.
Expressive Psi
“Psychokinesis” (PK) is very unsatisfactory as a synonym for the various
forms of expressive psi. It most immediately suggests causing locomotion
in some remote object, as in moving a matchstick on a table, by the
power of thought. In most forms of expressive psi, such as
materialization, psychic photography, and psychic healing, however,
locomotion is not the central result. In some forms of expressive psi,
such as thought-transference (which is distinct from telepathy insofar
as the reason for the unusual nature of the event lies more in the agent
than in the recipient), locomotion may not be a direct effect at all.
Nevertheless, I will sometimes use “psychokinesis” as a synonym for
expressive psi, mainly because the adjectival and adverbial forms of the
word are useful.
For most purposes, expressive psi can be understood as efficient
causation exerted by a psyche on entities beyond its own body that is
not mediated through that body. However, the psyche could also exert
expressive psi on its own body. Phenomena such as stigmata and ectoplasm
might be examples. They would be expressive psi if they were cases of
action at a distance, which means that the psyche’s effects would not be
mediated through a chain of contiguous causation, beginning with the
brain. Also, for a person to cause his or her own body to levitate would
apparently involve direct action of the mind on the various components
of the body.
Part of the way in which Whitehead’s philosophy allows for the reality
of expressive psi has already been explained. If every occasion of
experience produces, to at least some slight degree, direct effects upon
every remote as well as every contiguous event in its future (which is
simply the reverse side of every event’s directly prehending every
occasion of experience in its remote as well as its contiguous past),
then the psyche in an animal with a central nervous system is at all
times producing direct effects upon its extrasomatic environment as well
as indirect effects via the brain. Of course, insofar as this direct
influence is pervasive, steady, and extremely weak, it would probably
not be humanly detectable by even the most subtle procedures, especially
if its intensity is not increased by spatial proximity.
Detectable expressive psi evidently results from intentional acts on the
part of a psyche, whether those acts be consciously intended, as in
psychic healing (or injury), intentional thought-transference, and
laboratory PK experiments, or more unconsciously intended, as in the
“side-effects” of PK experiments and in the effects produced by
“poltergeist children.” The question is how to understand how
intentions, whether conscious or unconscious, can result in the more
intense degrees of causal influence at a distance. How is it that the
capacity to produce extrasomatic effects that go beyond the kind of
pervasive influence exerted (by hypothesis) on all events is possessed
by the psyche?
A related question is why the human psyche, evidently, can have so much
more of this psychokinetic power than can the psyches of other animals.
There is experimental evidence, to be sure, that other animals do have
psychokinetic powers. Indeed, a nondualistic, evolutionary philosophy
would lead one to expect that the human psyche would not in any of its
powers be absolutely discontinuous with the rest of nature. The power to
exert expressive psi seems, nevertheless, to be far greater in human
psyches than in the psyches of any other animals. The ability to
materialize or teleport things, to move heavy objects, and to bring
about the various bizarre phenomena often associated with “poltergeist”
cases seems to be limited to human psyches. Why should the human psyche
be so distinctive in this respect?
The first step in understanding the unique capacity of the human psyche
in this respect has been provided by the previous discussion of compound
individuals. The relevant points were that the evolutionary process has
produced increasingly higher forms of occasions of experience, and that
the higher forms have more power than the lower ones (rather than less
or no power, as late modern thought has assumed).
To give an estimation of how much more power, let us assume that the
causal interaction between the brain and the psyche is a fair exchange,
with each side exerting about the same amount of power on the other
(which would seem to be true if there is a “law of the conservation of
creativity”). Now, the psyche in each moment consists of a single
occasion of experience (this might be true even in cases of multiple
personality), whereas the brain consists of at least ten billion cells.
It would seem to follow, then, that the dominant occasion of experience
would be at least ten billion times as powerful as a single brain cell.
The brain cell is in turn comprised of billions of molecules, which
would seem to imply that the living occasions of experience in the cell
are billions of times more powerful than a molecular occasion (assuming
the interaction between the living and the molecular occasions to be a
fair exchange). The molecules are in turn comprised of many subatomic
particles. The human psyche would therefore be billions of billions
times stronger than any subatomic particle.
We can see here the radical distinction between this view and that of
the reductionism of modern materialism. Subatomic particles do indeed
possess impressive forms of power, as made obvious by nuclear
explosions. It must be remembered, however, that the power exerted in
these explosions is not the power of a single subatomic particle, but of
billions of billions of them. Also, their effects are so noticeable
because our atmosphere, buildings, and bodies are comprised of the same
kinds of entities and are thereby radically affected by a nuclear chain
reaction. We should not be misled, therefore, by the impressive nature
of such effects into supposing that subatomic particles have more power
than the human psyche. Otherwise we will be unable to account for the
dominance within the body that is indeed exercised by the dominant
occasions, and for other facts about the world, such as that the face of
the earth has been changed more radically by human beings in an
extremely brief period of time than it has by any other species over
aeons.
The other salient point of the previous discussion to apply to the
present issue is the distinction between energy as understood by
contemporary physics and the more general notion of creativity.
Creativity can be informed by many different sets of eternal objects.
The features described by physicists as mass, charge, spin, and so on
constitute only a few of many possible sets of eternal objects that can
inform creativity. The fact that the living occasions of a cell and the
dominant occasions of an animal do not have their creativity informed by
those eternal objects does not mean that they have no or even less
creative power, meaning the powers of receptivity, self-determination,
and efficient causation. All the evidence, reductionistic blinders
aside, suggests that the living cells have more power than their
constituents and that the dominant occasions in the animal have still
more. This is the hypothesis implied by Whitehead’s philosophy.
The prior two paragraphs have provided explanations as to why the psyche
of animals should have more power to exert on other things, both
contiguous and at a distance, than do lower actualities. The reason why
the psyches of the higher animals should have more of this power than
the lower is not hard to understand. But why should there be such a
difference between the human psyche and that of other primates when
genetically we are so similar? To give a possible answer to this
question, we should ask what constitutes the main difference between
humans and other primates.
John Cobb (1967), a Whiteheadian thinker, has suggested that the
threshold dividing humans from other animals was crossed when “the
surplus psychic energy became sufficient in quantity to enable the
psychic life to become its own end rather than primarily a means to the
survival and health of the body” (p. 39). By “surplus psychic energy” is
meant energy beyond that needed for the well-being of the body. This
surplus energy can be used for the psyche’s autonomous development, in
which it pursues ends that are intrinsically rewarding, independently of
consequences for the body. This point about autonomous development will
be relevant later, when discussing the possibility of the psyche’s
survival of bodily death. For now the relevant point is that this great
increase in surplus psychic energy could be used also for exerting
expressive psi.
Given the fact that both empirical evidence and Whiteheadian theory
suggest that the human psyche is in general more powerful than other
enduring individuals, the next question is how to understand the nature
of the power that is occasionally manifested in expressive psi. Why is
this power so seldom under the conscious control of the person, at least
in great quantities? Most people seem incapable of intentionally
producing any noticeable psychokinetic effects, at least apart from
extensive spiritual disciplines (see below). Most of the people who do
seem capable of producing PK effects deliberately generally produce such
weak effects that they are discernible only through very subtle
measurements and/or statistical analyses. In most cases of more
conspicuous effects, often called macro-PK, the effects seem to be
produced more unconsciously than consciously (as with so-called
poltergeist children). It is a rare person who can produce
macro-effects, such as psychic photography, spoon-bending, or even
moving a matchstick across a tabletop, through conscious effort; and
even with such persons the power generally comes and goes. Only in a few
rare souls does it seem to be a power that is under conscious control
regularly over a long period of time.
These facts suggest the dual hypothesis that the power to exert
expressive psi is a variable power, so that some people have more of it
than others, and also that it is a power that, at least for the most
part, resides in a portion of the psyche on which the conscious portion
of the psyche cannot directly draw.
This latter point is somewhat intelligible in terms of the earlier
discussion of consciousness. Consciousness arises, if at all, only in a
late integrative phase of an occasion of experience. Most of the
creative power of the occasion of experience would thereby occur below
the threshold of consciousness. The direct effects that conscious
intentions can have upon the world are therefore quite weak, except for
those effects that are mediated through those channels that have been
fine-tuned over billions of years of evolution to respond to the
subtlest changes in consciousness. I mean, of course, the body’s motor
system. Also, we are now learning that other systems, such as the immune
system, are more responsive to consciousness than we had previously
thought, but even here the most decisive effects seem to be, analogous
to psi effects, produced by unconscious feelings. There seems to be more
power in the depths of the psyche than at its surface.
This fact fits with a further aspect of Cobb’s suggestion: The much
greater supply of “surplus psychic energy,” which distinguishes humans
from the rest of the animals, exists primarily in what we call the
unconscious portion of the psyche. Cobb’s suggestion, influenced by the
Jungian historian of consciousness Erich Neumann, differs in this
respect from most evolutionary accounts of the rise of human existence.
Both accounts make the rise of symbolism central. The standard accounts,
however, focus on the practical advantages for survival given by the
development of symbolic language. Cobb (1967) says, by contrast, that it
was not practical advantages that constituted humanity’s true
distinctiveness, “but rather the greatly increased unconscious psychic
activity organizing the whole of experience for its own sake” (p. 39).
This unconscious psychic activity of symbolization did, to be sure,
result in “a new and incomparably richer mode of consciousness” (p. 41).
The great increase in surplus psychic power occurred, however, primarily
in the unconscious, and has continued to reside there even after giving
rise to the new mode of consciousness. Most of the surplus energy of the
psyche to this day is unconscious energy, employed for symbolizing
activity that is largely autonomous from the symbolizing activity of the
conscious portion of the psyche. This hypothesis would explain why the
power to exert expressive psi, and especially to exercise strong amounts
of it, would be beyond the conscious control of most people.
If this is so, how is it possible that occasionally—either now and then
in a particular person or on a somewhat regular basis in an occasional
person—conscious effort is able to produce rather large-scale expressive
psi effects? A possible explanation is that the conscious mentality of
one occasion of experience, although quite weak in itself, can sometimes
activate the unconscious portion of the succeeding occasion of
experience, inducing it to exert its generally unmanifest power to bring
about extraordinary extrasomatic effects. How exactly this occurs, if it
does, is a mystery, and perhaps will always remain such; but then how
exactly the psyche induces the appropriate part of the brain to move
into action to raise an arm is also a mystery, and perhaps will always
remain such. In any case, in this way we can explain how conscious
willing, while normally quite weak, can occasionally produce conspicuous
PK effects. These exceptional events would depend upon a special
attunement between the conscious and unconscious portions of the psyche.
This suggestion fits well with the fact that people with some capacity
to produce expressive psi effects through conscious intention generally
have a correlative capacity for becoming conscious of receptive psi
influences. Each side of this dual capacity would depend upon a
greater-than-average attunement between the conscious and unconscious
levels of experience. This idea coheres with the fact that both types of
psi effects, called in Indian thought the “siddhis,” are often
side-effects of spiritual disciplines that serve (whether or not their
purpose is thus described) to bring one’s conscious experience into
harmony with one’s unconscious experience. Here the effects are not
intentionally produced in one sense, of course, insofar as the person
does not consciously intend to produce those effects; but they are the
products of conscious intention in another sense, insofar as it is the
spiritual discipline, consciously exerted, that results in the greater
attunement with the unconscious and thereby in the unintended effects.
(At a still higher stage of spiritual development, these psi effects, at
least as consciously unintended, uncontrollable side-effects, generally
disappear.)
Another question about expressive psi involves what is thought to be
going on in the thing on which it is exerted. Many treatments have
assumed that the causal relation is not unlike that of pushing a rock
with one’s hand. This analogy can lead to the expectation that PK
experiments should be quite repeatable. This assumed analogy has also
created a question of whether certain types of psi effects should be
classified as PK or not. For example, John Beloff (1975) has responded
negatively to the idea that plants could have telepathic feelings
because, as a dualist, he does not believe that plants or their cells
are sentient (pp. 364-365). If plants show signs of responding at a
distance to influences from humans or other animals, then the psi
effects must be classified as PK on the part of the animal psyches, he
insists, not as ESP on the part of the plants.
From the nondualistic perspective of panexperientialism, however, no
such antithesis exists. All actual things are either subjects or
clusters of subjects. A plant is a society of cells, each of which
prehends its contiguous and more remote environments directly; a rock is
a society of molecules, each of which is a prehender. The psi influence
of a human psyche upon a plant or a rock can, therefore, be called
either an instance of expressive psi, if considered from the standpoint
of the human being, or an instance of receptive psi, if considered from
the standpoint of the individuals constituting the rock or the plant.
In some cases, to be sure, it is more meaningful to speak of the
causal-prehensive relation in one way than in the other, if we have
reason to believe that either the agent or the recipient is more
responsible for the extraordinary effects. In some cases of psi
relations between two human beings, for example, the first may
deliberately seek to transmit a thought to the second at a time when the
second has no conscious knowledge of the attempt. If the attempt is
successful, we would speak more of thought-transference than of
telepathic reception. If the second, however, seeks to “read the mind”
of the first at a time when the first is making no attempt to transmit
thoughts to the second, then we would speak more of telepathic reception
than of thought-transference. Likewise, if a rock is moved through a psi
relation, we would speak of expressive psi (whether conscious or
unconscious) rather than telepathy, insofar as we do not suppose that
the rock molecules did anything unusual to initiate the special psi
relation. We would, likewise, assign most of the responsibility in a
human-plant psi relation to the human being. Nevertheless, it would not
be absurd to speak of a telepathic response of the plants to the moods
of their caretaker.
Much more important than the question of how to classify various
ambiguous instances of psi, however, is the implication of thinking of
all psi relations as relational, rather than unilateral, products. A psi
occurrence is relational between two individuals or clusters of
individuals, in which each of the individuals exercises some modicum of
self-determination. Extraordinary psi occurrences, such as conscious ESP
or conspicuous PK, depend upon both the “agent” and the “percipient.”
The situation is even much more complex, insofar as both the “agent” and
the “percipient” are not self-enclosed substances but are constituted
out of their total environments. I will come to this complication later;
for now it is enough to consider the implications of the fact that the
psi relation depends upon partially self-determining entities on both
sides of the relation.
Parapsychologists have been aware of this mutuality with regard to
telepathy, and somewhat so with regard to clairvoyance—having learned,
for example, that cards with images that are emotionally laden for the
subject are more likely to elicit a correct response. They have
seemingly been less aware of this mutuality with regard to PK, probably
because of the dualistic assumption that actualities below a certain
level are lacking all capacity for experience and self-determination. If
this dualism is replaced by a panexperientialist philosophy, efforts to
produce PK effects in plants, bacteria, or even in matchsticks will be
understood as attempts less at coercion than at persuasion. (I am here
using “persuasion” for any efficient causation in which the entity upon
which the causation is exerted can and must make a partially
self-determining response. “Coercion,” in the metaphysical sense used
here, refers to causation where this is not the case. The absolute
difference between coercion and persuasion when the terms are used in
this metaphysical sense is different from the mere difference in degree
between the terms when they are used in the more common, psychological
sense. For elaboration, see Griffin, 1991.) The effort to move a
matchstick on a table without physical means would be less like moving
it with one’s hand than like trying to raise the temperature in one’s
hand or to heal one’s ulcers by psychological processes.
This view would explain why it often takes some time to produce PK
effects: A “sympathetic” relation must be established between the agent
and the recipient. What is being transmitted from the agent is less a
physical force than a suggestion, to which the prehending subjects
constituting the object in question may or may not respond in a
detectable manner. They may or may not be persuaded. Expressive psi,
thus interpreted, would be the result of hybrid physical causation on
the part of the agent, and of hybrid physical prehensions on the part of
the recipients (for example, the molecules in a matchstick).
Many variables would be involved in determining success. The first
question is whether the hybrid physical prehensions are positive or
negative—that is, whether the causal influences coming from the agent
are positively felt and therefore incorporated, or whether they are
excluded from feeling. It might take some time to overcome this
obstacle. If it is overcome, the next question is whether the subjects
respond favorably to the suggestion—whether their appetites are whetted
for this new possibility. That might take more time. If that occurs, the
next question is whether this appetition or mentality, which occurs in a
series of molecular occasions of experience, becomes incorporated into
the physical pole of some subsequent occasion within that same molecule.
Yet another question is whether a majority of the molecules in the
matchstick respond in these ways. Only if all of this occurs will the
matchstick move.
If “success” in this sense depends on this type of process, in which
self-determination based upon sympathy and appetition are involved, it
is understandable why one person might be successful and a thousand
others not. It is even understandable that the same person might be
successful only sometimes. Although we speak of the “same person”
through time, the enduring person is somewhat abstract: The concrete
causal agents are the momentary occasions of experience, and each of
them differs at least slightly, and they may differ radically—in
intensity of experience, in emotional tone, in purpose, and in the
content of thoughts and feelings, both conscious and unconscious, making
up the experience. Any of innumerable variables could make a decisive
difference.
This type of explanation, however, seems to fit only some of the
reported instances of expressive psi. Other instances seem to require
another explanation. In these, the effects are dramatic and virtually
instantaneous. Things bend or break, weighing scales drop as if a
70-pound weight had been put on them, objects fly through the air,
telephones ring, lights go off and on, and so on. In such instances, the
language of “persuasion” seems less appropriate. The effects seem to
indicate the exertion of what we ordinarily call “physical force.” In
Whiteheadian terms, we seem to have pure, not simply hybrid, physical
causation. This brings us back to the question of whether pure physical
causation at a distance is possible.
Whitehead himself did not rule out the possibility. He said:
provided that physical science maintains its denial of “action at a
distance,” the safer guess is that [pure physical prehension] is
practically negligible except for contiguous occasions; but that this
practical negligibility is a characteristic of the present cosmic epoch,
without any metaphysical generality. (1929/1978, p. 308)
Accordingly, he did not assert that, if pure physical prehension and
hence pure physical causation occurs only between contiguous occasions,
this feature of our world would be a metaphysical feature of reality,
but suggested that it would be a contingent characteristic of our cosmic
epoch (which we now believe to have begun 12-20 billion years ago).
Also, if it is such a characteristic, this would not mean that pure
physical causation at a distance would be strictly impossible, but that
it would be “practically negligible.” Finally, he did not even assert
with any confidence that it is a general characteristic of our
cosmic epoch, but only that this is “the safer guess” if physical
science finds no examples of action at a distance.
Whitehead did not comment here on whether in his own view gravitation
constituted such an example (he knew full well Einstein’s alternative
interpretation in terms of curved space, having written a contrary
interpretation; see Whitehead, 1922). Also, although he did mention
telepathy as an example of hybrid physical action at a distance,
he did not mention psychokinesis, and thus did not reflect upon whether
it would imply pure physical action at a distance. (Whitehead
probably learned what he knew about psychical research in
turn-of-the-century Cambridge, England, and quite likely shared the then
dominant view there that although telepathy is credible, psychokinesis
is not.)
In any case, even though Whitehead intended his theory to be adequate to
ESP but not necessarily to PK, his theory does allow for it, even if PK
be thought to require pure physical causation, hence the transmission of
what in the human psyche is analogous to physical energy in a subatomic
particle, at a distance. To assert that this does occur would not be to
affirm a metaphysical impossibility, or even an exception to a
cosmological law, but only an exception to a very widespread habit. If
this causal influence is exerted, at least by an exceptionally powerful
psyche, then the resulting PK event would be brought about almost
unilaterally by the agent, with very little cooperation required on the
part of the recipient of the causal influence.
I now look briefly at a few types of expressive psi beyond the simple
forms of PK already discussed.
Some Types of Expressive Psi
Levitation is a form of
psychokinesis that tends to evoke either awe or incredulity. Because our
experience of gravitation is so fundamental, lev-itation seems
miraculous.
If we accept the idea of compound individuals, however, the possibility
of levitation need not seem so remote. If the atom as a whole is a
compound individual, then it has power to influence its subatomic parts
(in which all the gravitational mass is embodied). The force of
gravitational attraction is extremely weak, being 1043 times
weaker than the electromagnetic force. Each atom in a body would,
accordingly, have to exert only a miniscule counter-force upon its
subatomic parts in order to neutralize the force of gravity and allow
the body to levitate. The levitation of, say, a ball could accordingly
be caused psychokinetically if a human psyche could induce the
appropriate effect in the atoms making up the ball. One form of action
at a distance would thereby overcome another (if gravitation is to be
thus interpreted).
Another type of reported psi phenomenon that seems a priori impossible
to most modern minds is materialization and dematerialization, in
which a psyche causes a material object, such as a lamp, to spring
either into or out of existence. Teleportation, in which an
object disappears from one place and appears at another place, can be
regarded as an example of both dematerialization and materialization.
This phenomenon of dematerialization and materialization has been
regarded as very unlikely because it has seemed to bear no analogy to
any other processes. Thouless and Wiesner (1947) even gave it its own
name, psi epsilon, because it seemed sufficiently different from
ordinary psychokinesis, which they called psi kappa.
Whitehead’s philosophy can decrease the anomalous nature of this
phenomenon somewhat. According to this philosophy, an enduring object,
such as an atom, is really a series of occasions of experience. One
occasion “perishes,” in the sense that it loses its subjectivity and
hence its character of presentness,20 and is replaced by a
new occasion, which repeats the same set of forms. The atom is,
accordingly, popping in and out of existence all the time. It becomes
less thinkable, therefore, that it might pop out of existence at one
place and pop back in at another place.
This is what in fact occurs (by hypothesis) on a smaller scale in
ordinary locomotion. An occasion of experience does not move from one
spatiotemporal standpoint to another, but simply occurs when and where
it begins. The concept of locomotion does not apply to an actual
occasion but only to an enduring individual. The locomotion of the atom
involves the differences among the spatiotemporal standpoints of its
successive occasions relative to the standpoints of the successive
occasions of other enduring individuals (Whitehead, 1929/1978, pp. 73,
80). Accordingly, an atom does sometimes pop out of existence at one
place and pop back in at another. What happens is that the pattern of
forms embodied in the one occasion is transmitted to the next occasion,
which occurs at a more-or-less different location. The difference
between this commonplace occurrence and what is usually meant by
teleportation, or dematerialization and re-materialization, is only a
difference in degree. Once it is granted that the human psyche exercises
action at a distance on atoms, and that the way it does this is by
getting one atomic occasion to exert a type of efficient causation upon
a successive occasion that it would not have otherwise exerted, we
cannot exclude the possibility that it can induce a set of atomic
occasions (constituting, say, the lamp-at-the-moment) to get their
successors to occur at a different place than they otherwise would have.
The notion of materialization not based upon a prior dematerialization
is more difficult because it seems to involve the creation of something
out of nothing, but even here Whitehead’s scheme can be helpful. For
Whitehead, as explained earlier, the world is a plenum of actual
occasions. The difference between what we call “empty” and “filled”
space is that in the latter the actual occasions incarnate particular
sorts of eternal objects, such as those we call mass and charge, which
they pass along from occasion to occasion so as to form enduring
individuals. The origin of our universe would have involved not the
creation of finite things, such as electrons, out of a total absence of
finite actualities, but getting certain eternal forms incarnated in
series of actual occasions.
Whitehead’s suggestion is that God, who works solely by persuasion, did
this by envisaging the desired sets of forms with appetition—with the
appetite that they become incarnate in finite actual occasions. A set of
finite occasions, feeling the divine aim with conformity, incarnates
these forms, first in their mental poles, as appetitions, and then, by
means of hybrid physical prehensions, in the physical poles of later
occasions. In this fashion photons, electrons, protons, neutrons,
neutrinos, mesons, and so on could have been formed as a first step in
cosmic evolution. In later stages of the evolutionary process, more
complex forms were incarnated, so that molecules, macromolecules,
procaryotic cells, eucaryotic cells, and then still more complex
individuals were formed. Each stage involved a new level of
materialization, in which forms not previously realized in the world
became incarnate, creating a new species of actual existence. Each new
incarnation involves a response to the psyche of the universe, which, as
the “eros of the universe,” lures creatures to embody novel forms.
The psyches of human beings and other animals are analogous to the
divine psyche in being embodiments of creative power. Human beings
embody more creative power than other animals, and are especially
analogous to the divine psyche in having the capacity to imagine novel
possibilities and to prehend them with strong appetition.
Because they have this trait, and also because they (unlike the divine
psyche) are localized centers of creative power, an especially
powerful human psyche might, by evoking a sympathetic response to its
appetition, be able to induce the incarnation of desired forms in a
particular spatiotemporal region quite abruptly. Something would not be
created out of nothing; rather, forms that were not previously incarnate
in a region would suddenly begin characterizing a set of occasions
there. This might well involve a prior dematerialization from another
region, filled perhaps with molecules of oxygen, carbon dioxide, and
other atmospheric gases, so that energy was only transferred, not
created.
Psychic photography, which has received considerable attention in recent
years, thanks primarily to Jule Eisenbud (1967), is somewhat of a bridge
between simple forms of PK, in which locomotion is caused, and
full-blown materializations. But it is a form of materialization,
insofar as a psyche induces a piece of film to incarnate a complex set
of forms.
Materialization, incidentally, is more interesting than the simpler
forms of expressive psi that the term “psychokinesis” suggests, because
it more clearly shows the power of the psyche to induce a pattern,
not simply locomotion.
Apparent Precognition
Having discussed both receptive and expressive psi, I turn now to one
form of putative psi interaction that cannot be incorporated within a
Whiteheadian context, namely, true precognition. It cannot be
incorporated for a variety of overlapping reasons.
First, an occasion of experience cannot perceive an event in its future
because that event does not yet exist and therefore cannot exert causal
influence upon the present percipient.
Second, the impossibility of backward causation aside, the present
experience cannot infallibly “know” exactly what is going to happen in a
few years, weeks, days, hours, or even minutes: What is going to happen
is not yet fully determined, because of the self-determination that will
be involved in the event and in a whole series of intervening events.
Propositions about future contingencies are not yet either true or false
(except insofar as certain abstract features of the future events may
already be settled); their truth-status is still indeterminate.
Third, Whitehead removes the basis for saying that time is unreal for
the objects studied by physics and, therefore, ultimately unreal. A
subatomic particle such as an electron is a series of actual occasions,
each of which incorporates its predecessors into itself. An electron,
accordingly, cannot “go backward in time,” because the temporal process
is cumulative. Time’s arrow is not a contingent feature of our
world, due perhaps to the direction of entropy. It is as real for an
individual electron as it is for us with our asymmetrical relation to
the past and the future. We remember the past, but only
anticipate the future, and therefore we prehend the past in a way
that we do not prehend the future. The same is true, at a much more
elementary level of course, for an electron (Griffin, 1986).
Fourth, there is, furthermore, no perspective from which all of
history is laid out to be viewed in one glance. God may be said to be
omniscient, but omniscience does not include knowledge of the future:
omniscience is the capacity to know everything that is knowable, and the
future does not yet exist to be known. A mystical prehension of the
divine mind by a human mind would not, accordingly, provide a basis for
prophecy in the sense of precognition taken literally.
How, then, if genuine precognition cannot (by hypothesis) occur, can
instances of apparent precognition be explained? There are at least
thirteen ways, any one of which might be the correct explanation for a
given event. Sometimes it seems to be supposed that all instances of
apparent precognition have to be explained (away) by some one alternate
explanation, so that if this explanation will handle only some of the
cases, then genuine precognition must be presumed in the remaining
cases.21 The question, however, is not whether some one
alternative, such as expressive psi, can explain all the instances, but
only whether explanations employing exclusively forward causation, and
therefore exclusively backward prehension, can handle all the cases.
If several such possible explanations exist, then one of them may seem
the most probable in one case, another in a second case, and still
another in a third case. Insofar as one or the other of the explanations
seems plausible for each of the well-attested cases of apparent
precognition, the resort to true precognition, with its extremely
problematic implications, is obviated.
In the list of alternate explanations to be given, some of them—the
first four—are not paranormal. But I do not believe that all
well-attested instances of apparent precognition can be handled through
“normal” explanations. Also, some of the alternate paranormal
explanations do not seem very plausible to me, but I mention them
because they seem at least possible, whereas backward causation does
not. If it came down to this with regard to some case, I would choose
one of these (to me) wildly implausible explanations rather than agree
that backward causation might have occurred.22 Here, then, is
a list of at least some of the possible explanations for apparent
precognition:
1. Coincidence. Although it would strain statistics, and
therefore credulity, to suggest that all instances could be explained
away as mere coincidences, meaning that there was no causal explanation
to be sought, it is probable that some instances should be so
categorized.
2. Unconscious knowledge of one’s own state or unconscious intentions
leading to unconscious inference plus dramatization. For example,
one might have a dream of one’s own death, a dream that “comes true” in
three years. The dream could have been created by the unconscious (used
here as shorthand for the unconscious portion of experience) on the
basis of unconscious knowledge of, say, the precancerous state of one’s
body or of an unconscious death-wish that effects its goal.
3. Subliminal sensory perception leading to unconscious inference
plus dramatization. For example, a welder has a dream in which a
ship on which he had worked many months ago sinks, and then it does. The
explanation could be that he subliminally noticed a flaw in the hull
while he was working on it, then made the unconscious inference that the
ship would develop a leak in a few months that would cause it to sink,
and finally produced a dream that brought this unconscious inference to
the attention of his conscious experience.
4. Hallucinated fulfillment. For example, a woman has a dream in
which a man wearing a topcoat and a derby is feeding a strawberry
icecream cone to a St. Bernard in a department store; when she goes to
the department store in a few days, she “sees” this same scene, thanks
to a hallucination. Such an event would not, of course, be on any list
of well-attested events, because even if she had previously told someone
about her dream, no one else would (by hypothesis) have “seen” its
fulfillment. The event, however, would probably be quite convincing to
the woman herself.
5. Fulfillment with multiple hallucination. As a first example
of explanations with a verified paranormal element, we can simply assume
that the woman in the previous case had told some of her friends about
the dream, that these friends accompanied her to the department store,
and then that she induced the hallucinated vision in her friends through
thought-transference.
6. Clairvoyance of virtually present conditions plus unconscious
inference and dramatization. This explanation is the same as Number
3, except here the unconscious knowledge is acquired paranormally. A
person could acquire through clairvoyance the knowledge that the ship
has a structural defect that will eventually cause the ship to sink if
it is not repaired. The resulting vision of the ship sinking might occur
several days, weeks, or even months before the ship actually sinks. The
causal influence runs not from the future to the present, but from
immediately past (which I have called the virtually present) conditions
to the present.
7. Unconscious telepathic knowledge of other human souls, plus
unconscious inference and dramatization. At least three variations
on this possibility could occur, (a) Telepathy could produce unconscious
knowledge of another’s knowledge. For example, a person on shore
could pick up telepathically the knowledge, conscious or unconscious, of
a crew member on a ship that the ship has a structural problem, and out
of this produce a dream of the ship’s sinking. Or one could learn
telepathically of another person’s unconscious knowledge of his or her
precancerous condition, (b) Telepathy could produce knowledge of the
intentions of other human beings, conscious or unconscious. A woman
could learn telepathically, for example, that her brother, who was in a
remote, isolated place, had a death wish sometime before he became
consciously aware of this fact and committed suicide. Accordingly, she
might have a dream of his death and record it in her diary long before
his death, even before the date at which thoughts of suicide began to
appear in his own diary, (c) The telepathy could produce unconscious
knowledge of another person’s feelings. For example, such
knowledge of a man’s strong hatred for another person could lead to an
apparently precognitive dream in which the man murdered someone.
8. Unconscious telepathic knowledge from a discarnate spirit
leading to unconscious inference plus dramatization. Again, the
knowledge could be about facts, or, assuming that discarnate spirits can
act psychokinetically, about things the spirit intends to do. This
explanation will seem more fanciful to those who do not believe in
discarnate spirits or who are at least doubtful of their capacity to
communicate with us and otherwise to act in our world. Be that as it
may, this explanation is not, unlike that employing the notion of
backward causation, strictly nonsensical.
9. Unconscious prehensive knowledge of the knowledge or intentions
of a soul of the planet (a sentient Gaia) leading to unconscious
inference plus dramatization. A caveat similar to that added to the
previous point would be in order.
10. Unconscious prehensive knowledge of God’s knowledge and/or
intention plus the same dynamics. Regarding divine knowledge:
As already indicated, God does not (by hypothesis) literally know the
future in its concrete details, because it does not exist to be known.
But certain more-or-less abstract features of the future are already
determined (the more remote the future in question, the more abstract
the details that are already determined), and God, being omniscient,
would know these. Even with regard to abstract features of the future
that are not yet completely settled, probabilities exist, and God would
know these. The idea of prophecy about the future that has a high degree
of probability and that is based upon a direct experience of God is,
accordingly, not ruled out. With regard to divine intentions: Because
the individuals making up the world have their own twofold power of
self-determination and efficient causation, which cannot be overridden
by God, the fact that God intended something in a certain situation
would not necessarily mean that it was going to occur. Nevertheless,
insight into divine intentions might increase the likelihood that a
“prophetic vision” of the future would be fulfilled.
11. Direct unconscious knowledge of objective probabilities about
the future plus the same dynamics. According to Whitehead, objective
probabilities about the future do exist (1929/1978, p. 207), and they
can in principle be directly intuited. Accordingly, the idea that
apparent precognition might in fact be based upon knowledge about
present probabilities can be used without bringing telepathic
knowledge of God or discarnate souls into the discussion. In any case,
the explanation of so-called precognitive intuitions in terms of
probabilities seems to fit the experience of at least many people who
regularly have such intuitions, because they have the sense that the
announced event will happen unless action is taken to prevent it.
Many “prophecies” are issued as warnings, which would make no
sense if the predicted event had “already happened” in a timeless
noumenal realm, or were going to occur no matter what J. R. Smythies
(1967) is one of many who have said that the future precognized might be
only the most probable future—which would mean that one is not
perceiving future events at all, but only the tendencies and
probabilities inherent in the present (or, strictly speaking, the
immediate past).
12. A discarnate spirit learns the content of a person’s dream
telepathically and then brings about an event corresponding to it.
The discarnate might be a misguided spirit who believes in the reality
of true precognition and wants others to believe accordingly; or he or
she might simply be a fun-loving spirit doing this for kicks. I mention
this possible explanation because, fanciful as it is, to accept it would
require less of an adjustment in the notions we ordinarily presuppose
than would the idea of backward causation.
13. The experience of having a vision of an event, whether in a
dream or a waking state, itself brings about an event corresponding to
the vision. For example, the woman’s dream mentioned in Example 4
causes a man who often wears a topcoat and a derby while walking his St.
Bernard in the neighborhood of a department store, and whom the woman
has often seen in this area (although she does not consciously recall
this fact), to enter the store, buy a strawberry ice cream cone, and
feed it to his St. Bernard. This explanation is, of course, the “active”
or PK theory of apparent precognition, perhaps first suggested by A.
Tanagras (1949, 1967) as the theory of “psychobolie,” then revived by
Jule Eisenbud (1982; 1983, pp. 44-46, 87-98, 137-145) and others (Braude,
1986, pp. 256-277; Roll, 1961, pp. 115-128). This explanation seems less
implausible to the degree that one knows about, and synthesizes, the
following facts: the power of unconscious images and intentions to bring
about extraordinary PK effects, such as in so-called poltergeist cases;
the power of suggestion under hypnosis and in posthypnotic situations to
cause people to act out bizarre sequences of behavior; and the capacity
to induce hypnotic states telepathically. One needs to remember,
furthermore, that to invoke this explanation for some cases of
apparent precognition does not mean that it must be invoked for, and
seem plausible in relation to, all such cases.23
My suggestion is that most cases of apparent precognition can be handled
in terms of Explanations 2, 3, 4, 6, 7, 11, and 13. The few remaining
cases, if any, can be handled by one of the other possible explanations,
among which is that of mere coincidence. In this way, we can accept the
evidence for apparent precognition without being forced to allow for the
possibility that causation can run backwards, that the future is wholly
determined by the past, or (which is finally the same thing) that time
is ultimately unreal.
All my examples, incidentally, have been of spontaneous cases. With
regard to laboratory studies, I am happy to appeal to the authority of
Robert Morris, who in a survey “Assessing Experimental Support for True
Precognition” has said that “alternative, on-line interpretations do
exist for all studies that offer evidence for retroactive influence”
(Morris, 1982, p. 334).
Out-of-Body Experiences and Life after Death
The question of the reality of life after death was central to psychical
research from the outset and, after a period during which
“parapsychology” largely ignored the issue, it has, sometimes under the
heading of theta psi, become important for at least a portion of
the parapsychological community. The question of how to interpret
out-of-body (including near-death) experiences is closely related. In
each case, the basic ontological question is whether the human soul is
capable of existing apart from its physical-biological body. If this
question is answered in the affirmative, then the basic epistemological
question is whether any of the ostensible instances of theta psi or OBEs
provide strong evidence for at least temporary discarnate existence.
Whiteheadian postmodern philosophy cuts both ways on this topic. On the
one hand, its ontology allows discarnate existence to be thinkable. On
the other hand, by supporting the various other forms of psi, even
strong manifestations of them, it allows for alternative conceivable
explanations (so-called super-psi explanations) for at least most
instances of ostensible theta psi and OBEs. For example, by portraying
past experiences as still existing, and as therefore capable of being
directly prehended, it allows in principle for alternative explanations
of ostensible cases of reincarnation and possession. By allowing for
virtually unlimited powers of telepathy and clairvoyance, and by
recognizing the power of the unconscious to create or impersonate other
figures (as in dreams and hypnotic states), ostensible manifestations of
discarnates through mediums can in principle be explained away. By
allowing for strong expressive psi, including materialization and
levitation, the extraordinary physical phenomena that prima facie
suggest the intervention of discarnate spirits can be alternatively
explained. And so on.
The question, of course, remains as to whether these alternative
explanations sometimes strain credulity more than do explanations
involving discarnate souls. Central to this question is whether
discarnate existence is thought possible. I turn, accordingly, to a
brief consideration of the ways in which Whiteheadian postmodern
philosophy allows for the possibility of the existence of a human psyche
apart from its physical-biological body.
First, panexperientialism allows for nondualistic interactionism (see
the subsection on hard-core commonsense notions above) and, thereby, for
an intelligible assertion that the psyche is distinct from the brain and
therefore could conceivably exist apart from it. Materialistic identism,
of course, does not allow for any out-of-body existence (and therefore
for any life after death apart from a supernatural resurrection or
re-creation of the physical body). Dualistic interactionism, by being
unable to explain how psyche and brain can interact, cannot provide a
defensible doctrine of the psyche’s distinctness from the brain; it
therefore tends to collapse into identism. Panexperientialism can keep
the distinctness without the unintelligibility. It thereby can provide
one of the necessary conditions for holding that the psyche could
conceivably exist apart from its body.
A second necessary condition for OBEs and life after death would be for
the psyche to be able to perceive apart from the body’s sensory
apparatus. Within the context of some philosophies, according to which
to be actual does not necessarily involve being related to things beyond
oneself, it would make sense to ask: Even if a psyche could exist apart
from its biological body, could it perceive apart from it? But from a
Whiteheadian point of view, a psyche is a temporally-ordered society of
occasions of experience, and each occasion must begin by prehending
other things, taking aspects of them into itself as the basis for its
own existence. This basis constitutes its “physical pole.” Hence, if we
take the notion of perception broadly to include (nonsensory)
prehension, it would make no sense to suggest that the psyche might
exist but be incapable of being related to others perceptually. To exist
(as an actuality) is to prehend. It is also to be self-determining and
to be prehended; but it is, first of all, to prehend.24
Whitehead’s postmodern philosophy allows for perception, in the sense of
prehension, apart from the body, by showing that nonsensory prehension
is more fundamental than (and is in fact presupposed in) sensory
perception (see the subsection on receptive psi above). Being apart from
the body’s sensory apparatus would not, accordingly, remove the psyche’s
capacity to prehend.
At this point I need to refer to a widespread misconception about the
implications of Whitehead’s philosophy for the question of survival, a
misconception ensuing from differing uses of the term “physical.”
Whitehead says that every actual occasion must have a physical pole;
from this fact some interpreters have drawn the conclusion that the
psyche would not be able to survive apart from the physical body because
it would then not have a physical pole. This conclusion, however,
involves accepting the ordinary, dualistic meaning of “physical,”
according to which the body is physical and the mind or psyche is
mental, and applying it to the Whiteheadian philosophy, which rejects
this dualistic usage. For Whitehead, the psyche is comprised of a series
of dominant occasions of experience, each of which has a physical as
well as a mental pole. Likewise, the cells comprising the body are
societies of occasions of experience, each of which has a mental as well
as a physical pole. To be sure, one can say that the body is more
physical than the psyche, in that the cells have much less mentality and
are, therefore, more completely constituted by their physical poles.
Also, the psyche is an individual, whereas the body is an aggregate of
billions of individuals, thereby having those characteristics, such as
mass and apparent solidity, that we normally associate with the
“physical.” The word “physical,” nevertheless, does not apply
exclusively to the body and the word “mental” exclusively to the psyche.
The psyche’s physical pole is, of course, constituted to a great degree
by the psyche’s prehensions of its body; but—and this was the point of
the above discussion—it is not exclusively constituted by these
prehensions. It also prehends other psyches and, in fact, the whole past
world, as well as God. These prehensions also constitute its physical
pole. If a psyche is able to survive apart from its body, it would still
have a physical pole, insofar as it is able to prehend other
actualities. The question of the possibility of survival is whether
these other prehensions can be sufficiently intense and harmonious to
continue to provide sufficient nourishment to the soul when it no longer
has the physical basis previously provided by the biological body.
Assuming a positive answer to this question (to which I will return
later), a second question might be: Would the psyche in a discarnate
state be able to have conscious perceptions on a regular basis,
or would the data coming in from one’s prehensions of the environment
usually remain unconscious, rising to consciousness only sporadically,
as telepathic and clairvoyant perception now do?
This question arises because of the point made earlier, that
consciousness primarily lights up sensory, rather than nonsensory, data.
Actually, the point made there was that nonsensory perceptions of
remote objects are much less likely to rise to consciousness than
sensory perceptions of such objects.
There is a form of nonsensory perception, however, of which we are
regularly conscious. This is that form of nonsensory perception that we
call “memory.” In it, the mind’s present occasion of experience directly
prehends some of its prior occasions of experience. People have not
usually thought of memory as a form of (nonsensory) perception, because
they have usually thought of the mind as an enduring, self-identical
substance, numerically one through time; memory was regarded, therefore,
not as a relation between one actuality and another but a relation of
one actuality to itself.25 If, however, the fully actual
entities are occasions of experience, then memory is a form of
perception, because the present actual entity is prehending previous
actual entities. Memory, therefore, can be regarded as a form of
nonsensory perception whose contents regularly become conscious. This is
not to say, of course, that most or even a majority of our memories are
conscious, but only that the contents of our memories become conscious
much more regularly than do the contents of extrasensory perceptions in
the usual sense. (A possible explanation for this difference is that we
are connected with all of our past occasions of experience through a
chain of contiguous occasions of experience.)
There is, furthermore, a second form of nonsensory perception of which
we are regularly conscious. This is our prehension of the various parts
of our bodies. We regularly become conscious of bodily pains and
pleasures; but we also, in sensory perception, are aware of our
nonsensory perception of our organs of sensation. Besides being
conscious of the sensory data provided by the eye, for example, we are
conscious, even if less vividly, of the fact that we see by means of
the eye, that we touch by means of the hand, and so on.
Accordingly, through memory and prehensions of our bodies, we are
already conscious on a regular basis of data of nonsensory perceptions.
Furthermore, the reason that sensory data are now generally the ones
illumined most clearly and regularly by consciousness, in contrast with
nonsensory perceptions of things beyond one’s own psyche and body, it
was suggested earlier, is that these data are generally presented to the
psyche with the greatest intensity. “Greatest intensity” is obviously a
relative matter. If the psyche finds itself apart from its bodily
sensory system, then much more of the (nonsensuously) prehended data may
regularly rise to consciousness, no longer being blocked out by sensory
data. Telepathic and clairvoyant perceptions may, accordingly, be
conscious with the kind of clarity and regularity that is now associated
with memories and bodily and sensory perceptions.
A third question might be: Granted that a psyche may be able to exist
apart from its biological body, and that this existence would include
prehensions of other things, and even that these nonsensory prehensions
can result in regular conscious perceptions, would a discarnate psyche
be able to act? Would it be able to communicate with others, to express
its thoughts and emotions, or would it be condemned to an existence of
perpetual frustration? Just as questions about the possibility of
perception often presuppose sensationism—the doctrine that we can
perceive only through our physical sensory organs—the present question
often presupposes what can be called motorism—the doctrine that
the psyche can act on the world only by means of its motor system (the
nerve system connecting the brain to the body’s muscles).
The first element in the answer to this question is provided by the fact
that although an occasion of experience is first of all a subject of
experience, it is secondly an object or superject for the experience of
others. It is first a subject, in which the experiences of others are
implanted in if, it is next a superject, which implants itself in
others. In its mode of existence as a subject, to be is to prehend; in
its mode of existence as a superject, to be is to be prehended. To be
prehended is to be an efficient cause. Accordingly, just as it would
make no sense within this philosophy to say that the psyche might exist
but be incapable of perceiving, it would make no sense to say that it
might exist but be incapable of acting.
With regard to what it might act upon, the fact that the psyche is not
now constitutionally capable of acting only upon its motor-muscular
system is shown empirically by various effects labeled psychosomatic or
psychogenic, from ulcers, placebo effects, and effects upon the immune
system, to stigmata. The psyche seems capable of affecting any
part of its body. Furthermore, the evidence for the various types of
expressive psi suggests that the psyche can act directly upon other
experiences at a distance—other human experiences and also lower-level
types of experiences, including those clusters of experiences that we
normally speak of as physical objects. These empirical data are
consistent with the Whiteheadian theory that action and perception are
simply two sides of a causal relation: If I am prehended by all
others, including others at a distance, then I by definition can act
upon all others, including others at a distance.
Discussing causation in terms of “being prehended,” however, makes it
sound as if the “agency” is passive and nonselective—that a psyche
simply acts willy-nilly, by being there to be prehended, and that the
nature of the causation exerted is up to the percipients more than to
the agent.
This is, however, not Whitehead’s meaning. The present occasion of
experience actively influences the future. Whitehead refers to “the
throbbing emotion of the past hurling itself into a new transcendent
fact” (1933/ 1967, p. 177).
This self-hurling, furthermore, is selective: the “anticipation” that
characterizes all occasions of experience (pp. 192-193) rises to
conscious intention in human experience. Empirically, we clearly do have
the capacity for selective agency: We can move one hand while keeping
the other still; we can warm up one hand psychosomatically and not the
other; some people can move a matchstick psychokinetically without
moving another nearby one; and people who exercise thought-transference
can direct it to a particular person, rather than sending out a general
broadcast that is picked up indifferently by many. So, besides the
general, pervasive influence we have upon everything in our future world
simply by existing, we have more focused effects upon those parts of the
world to which we direct, consciously or unconsciously, particular forms
of energy. We can imagine that we would, in a discarnate state, be able
to exercise this type of selective agency in whatever new environment we
found ourselves.
If it is conceivable that human psyches have the capacity to exist apart
from their physical-biological bodies, and that this existence would
involve the capacity to have conscious perceptions on a regular basis
and to act selectively, a final question would be: Assuming that this
capacity for survival is not possessed by the dominant member of all
compound individuals, why do human psyches have it?
This question arises because of two features of the Whiteheadian
position. First, in this nondualistic, evolutionary philosophy, human
psyches are not different in kind from animal psyches, including the
psyches of the most primitive animals, such as amoebae; and the psyche
of an amoeba, in fact, is not ontologically different from that which
accounts for the unity of viruses, macromolecules, ordinary molecules,
and atoms. They are all temporal societies of occasions of experience.
Second, this philosophy is naturalistic rather than supernaturalistic.
Although it includes a form of theism, it is a naturalistic theism (or
pan-en-theism), according to which God cannot occasionally interrupt the
normal causal processes, and cannot, therefore, unilaterally cause
something to happen that would otherwise be impossible. This rejection
of supernaturalism is one reason that Cartesian dualism must be avoided:
God cannot, contra Descartes, Malebranche, Reid, and other
supernaturalistic dualists, simply cause unlikes to interact, or to run
along parallel to each other. In the same way, God cannot simply cause
the human soul to survive its separation from the body if it does not
have the capacity to do so. The generally accepted dictum that the power
of God does not include the power to do the logically impossible (such
as to make round squares) is extended to the metaphysically impossible.
These two points, and the preceding discussion, can be taken as a
commentary upon Whitehead’s statement that his philosophy is “neutral”
on the question of the survival of the human soul (1926/1960, p. 107).
This neutrality means, on the one hand, that his description of the
human soul does not, unlike materialistic-identist descriptions, make
survival impossible, and, on the other hand, that his description does
not make survival necessary. The question, Whitehead suggested—with an
obvious allusion to psychical research—should “be decided on more
special evidence, religious or otherwise, provided that it is
trustworthy” (p. 107).26 This question of the trustworthiness
of the evidence lies beyond the scope of this paper; but a suggestion as
to why the human soul may uniquely be capable of survival is in order.
This suggestion is that the capacity to survive apart from its body may
be a capacity that emerged in the evolutionary process, in the same way
that other capacities, such as the capacity for symbolic language,
emerged. A difference in degree could become, in effect, a difference in
kind (as Whitehead suggested was the case with the rise of the human
capacity for symbolic language [1938/1968, pp. 27, 41]). One aspect of
this difference is suggested by Whitehead’s statement, made in another
context in which the question of survival was in view, that “the
personality of an animal organism may be more or less. It is not a mere
question of having a soul or of not having a soul. The question is, How
much, if any?” (1933/1967, p. 208).
This is the idea that has been developed by John Cobb (1967) in the
suggestion introduced in the subsection on expressive psi, above. In the
lower animals, the energy of the psyche is devoted to the care of the
bodily organism. Even in the higher animals, there is probably little
surplus psychic energy to be used for autonomous activities of the
psyche. In human beings, however, the great increase in surplus psychic
energy allows for what Cobb calls “autonomous development of the
psyche,” which involves two elements.
First, the aim at intensity or richness of experience on the part of
individual moments of the soul’s life leads the soul to actualize itself
in ways that are immediately rewarding to it, independently of their
consequences for the organism as a whole. Second, successive occasions
build upon the achievements of their predecessors, (p. 38)
In other animals, accordingly, the dominant occasions of experience
respond primarily to the influences coming from the body, and the
purposes of these dominant occasions are directed primarily toward the
well-being of the body. There is a soul, to some degree, because each
dominant occasion also responds to the immediately prior dominant
occasions. The animal psyche, however, has few if any purposes aside
from the well-being of the organism, so there is not a very strong
thread of individuality through time. Each dominant occasion responds
more to its body than it does to its own past.
In some of the higher animals, such as gorillas and dolphins, there is
surely more soul, in the sense of enduring individuality; but it would
seem to be only in human beings that the emphasis is decisively
reversed, so that aims of the psyche that are relatively independent of
bodily welfare, or that are even in opposition to it, can become so
strong that the influence from the mental poles of one’s prior dominant
occasions (received through hybrid physical prehensions) can become as
important as, or even more important than, the needs of the body. These
aims can become so important that we will pursue them to the point of
neglecting the body, even endangering it or deliberately destroying it.
The human being, in short, evidently has much more soul than other
animals: Each dominant occasion of experience has much more power and
the series of dominant occasions is bound together through time much
more strongly.
This twofold way in which the human soul is unique (among earthlings
anyway) could mean that the human soul now has the capacity to survive
apart from the context, the human body, that was first necessary to
bring it into existence.
The point made by that last clause is an essential ingredient in this
naturalistic, evolutionary view. Rejected is gnostic dualism, by which I
mean the idea that human-like souls could be directly created by God (or
“emanated from” the One or Brahman) apart from a long evolutionary
process. It is presumed, instead, that a step-by-step evolutionary
process is the only way to create individuals with high-level powers.
Living cells could not be created directly, but presupposed the
existence of organelles, which in turn presupposed the existence of
macromolecules, and so on. The emergence of a psyche presupposes the
existence of a central nervous system composed of neurons, and could not
be created directly out of iron and silicon atoms (as some who write
about “artificial intelligence” suppose), let alone out of a primordial
chaos of very low-grade actual occasions, or out of nothing. This
philosophy agrees, accordingly, with modern thought insofar as the
latter insists that a human-like mind could have first emerged only in
the kind of environment that is provided by a human-like body, which
could only have been produced by a gradual evolutionary process.
This postmodern philosophy differs, however, by suggesting that once the
human mind was sufficiently formed, it may have developed the emergent
power to survive in a new environment. This is my explication of basic
limiting principle 3A, as stated in the section on parapsychology as not
ultra-revolutionary.
Not being ruled out a priori, then, the reality of postmortem life and
premortem out-of-body existence becomes an empirical question.
Summary
I have suggested that there are elements of truth and value in both the
conservative and the revolutionary stances taken by philosophers of
parapsychology who believe in the reality of receptive and expressive
psi.
In line with the conservative stance, it is right, I believe, to seek
repeatable experiments, to seek to understand the dynamics involved in
experimental and spontaneous psi (while remaining open to the
possibility that the dynamics involved in these two types of psi may be
quite different, and to the possibility that there may be something
about psi that will forever frustrate attempts to produce it—especially
conscious receptive psi and conspicuous expressive psi—at
will [at least apart from spiritual disciplines that do not have this as
a goal]). The most important part of the conservative stance is the
desire to overcome the appearance of a strong clash between the
principles needed to understand psi or paranormal phenomena and the
principles needed to understand the phenomena of “normal” science and
everyday experience.
The way to fulfill this desire, however, is not, I have suggested, to
seek to give up causal hypotheses, and especially the hypothesis of
causal influence at a distance, or to seek to explain psi phenomena in
terms of the worldview of late modern science (including that aspect of
it that most points beyond itself toward a postmodern worldview, quantum
physics).
Rather, recognizing that the modern worldview is not adequate even with
regard to the presuppositions of daily life and, therefore, the
presuppositions of normal science, we should overcome the tension in
question by creating or adopting a postmodern worldview (this is the
main truth in the revolutionary stance) that can do justice to them
both.
I have sought to show, finally, that Whitehead’s philosophy, especially
as interpreted by someone aware of parapsychological phenomena, can take
us a long way in that direction, and that the same revisions of the
modern worldview necessary to allow for the hard-core commonsense
presuppositions of science and daily life also allow for the reality of
psi.
Whitehead’s philosophy, taking temporal process as ultimate, cannot, to
be sure, allow for true precognition (as involving retrocausation), but
this is no weakness because that notion can be seen to be unintelligible
even apart from Whitehead’s philosophy, and because alternative
explanations for the phenomena in question are possible. One bonus of
this position, beyond intelligibility, is that, if parapsychology is
thereby seen to pose merely a revolutionary rather than an
ultra-revolutionary threat, more philosophers and scientists may be able
to examine it rationally.
Notes
1
An earlier version of this paper was presented at a conference on
“Parapsychology, Philosophy, and Religion: Postmodern Approaches,” which
was held in 1990 at La Casa de Maria retreat center in Santa Barbara,
California, which cosponsored the conference with the Center for a
Postmodern World and the Center for Process Studies.
2
The conference was made possible by a grant from Laurance Rockefeller,
to whom heartfelt thanks are hereby publicly extended. I am grateful to
Frederick Ferre, John Palmer, Stephen Braude, Hoyt Edge, Jule Eisenbud,
and two anonymous reviewers for JASPR, all of whose critiques
enabled me to make the present version considerably better. I wish,
finally, to add that I plan eventually to expand this essay into a book,
and that I publish it here in JASPR partly in hopes of receiving
further helpful criticism, whether in print or privately.
3
Although this is the first extensive treatment of parapsychology or
psychical research from a Whiteheadian perspective, there have been a
few shorter essays; see Bagby (1957), Eslick (1983, 1987), Hooper
(1944), and Quillen (1979).
4
The idea of the inertness of matter was also used to argue for the
existence of God. Boyle and Newton, for example, argued that because
matter is devoid of the power of self-motion, a divine First Mover must
exist. This argument was employed against atheists and pantheists who
proposed that no external creator was needed because matter, being
self-moving, could have organized itself to form the present universe
(Klaaren, 1977).
5
Certain psi phenomena, such as stigmata, self-levitation, ectoplasmic
materializations, and out-of-body experiences might seem to be
exceptions. But stigmata would involve causal influence by the mind at a
distance unless they were thought to be caused by the mind’s acting
through the brain and nervous system, in which case, if we want to keep
our categories neat, we could classify stigmata as a psychosomatic,
rather than a parapsychological, phenomenon. The same can be said of
self-levitation, ectoplasmic materializations, and other phenomena
involving the agent’s own body. Regarding the out-of-body experience
(including life after death), I will suggest later that it as such, as
distinct from the (extrasensory and perhaps psychokinetic) evidence for
it, need not be considered paranormal.
6
Westfall writes elsewhere (1980b) that besides banishing life, color,
and other qualities from nature (as the Mackenzies correctly point out),
“the mechanical philosophy also banished from existence another denizen
of some previous philosophies—attractions of any kind. No scorn was too
great to heap upon such notions. From one end of the century to
another, the idea of attractions, the action of one body upon another
with which it is not in contact, was an anathema to the dominant school
of natural philosophy. Galileo could not sufficiently express his
amazement that Kepler had been willing to entertain the puerile notion,
as he called it, that the moon causes the tides by action upon the
waters of the sea. In the [16]90s, Huygens and Leibniz found similar
ideas just as absurd for the same reasons. To speak of an attraction
whenever one body was seen to approach another was to philosophize on
the same plane with Moliere’s doctor who explained the power of opium to
cause sleep by a dormative virtue it contained. . . . An attraction was
an occult virtue, and ‘occult virtue’ was the mechanical philosophy’s
ultimate term of opprobrium” (p. 147).
7
On this point I agree with the views of, among others, Jule Eisenbud
(1983, pp. 44-46) and C. W. K. Mundle (1978).
8
For philosophers who reject the reality of psi on this basis, see
Armstrong, 1968, p. 364; Campbell, 1984, pp. 33, 91-96; Feigel, 1960,
pp. 28, 29. For writers who accept psi but see it as the only good
evidence against materialism, see Beloff, 1962, pp 257 258; Lorimer,
1984, pp. 119, 304. Price. 1967, p. 38
9
I have discussed these ultimate presuppositions of practice, or
“hard-core commonsense ideas,” in Griffin, 1989b, pp. 35-39, and Griffin
& Smith, 1989, pp. 90-91, 190-195.
10
I have discussed the problems of dualistic interactionism at greater
length in Griffin, 1988, pp. 17-21 and 1989a, pp. 17-26.
11
Two of Descartes’ followers, Arnold Geulincx and Nicolas Malebranche,
said that mind and matter, being completely different in kind, cannot
interact. The fact that mind and body appear to interact they
explained through the doctrine of occasionalism: on the occasion of your
leg being bitten by a dog, God causes pain in your mind; then, on the
occasion of your feeling the pain and deciding to free your body from
the dog’s grip, God causes your body to make the desired moves (Copleston,
1960, pp. 177-179, 188-190). Thomas Reid, Scottish Calvinist
philosopher, simply said that if God, being omnipotent, wants mind and
matter to interact, God can, in spite of their ontological
heterogeneity, make them do so (Reid, 1969, pp. 96-97, 99, 110, 118,
123, 220, 240, 318).
12
Regarding gravitation as a possible exception, see the discussion in the
first section, above. The other obvious exception is nonlocality in
physics, which many physicists now accept. This acceptance, I would
argue, is a further move, beyond indeterminacy, away from modern physics
toward a postmodern physics. The strong rejection of nonlocality as
self-evidently false by physicists, such as Einstein, who had strongly
embodied a version of the late modern worldview, and the great interest
that the notion of nonlocality has created in and beyond the physics
community, are signs that a paradigm-threatening development has
occurred.
13
Whitehead himself labels the ultimate simply “creativity” (1929/1978, p.
21). Because he is, however, a panexperientialist and thus denies the
existence of any “vacuous actualities,” meaning actual things devoid of
experience (p. 167), it is correct to refer to the ultimate as “creative
experience.”
14
It may seem self-contradictory to say that actual occasions do not
endure through time and then to suggest that they may last from a
billionth to a tenth of a second. This issue, which involves Whitehead’s
“epochal theory of time,” is too complex to discuss adequately here. The
main points, however, are that time does not pre-exist an event, as if
time were a pre-existent continuum through which events endured, for
however brief a period. Rather, time is constituted through the
relations between events. Alter an event has occurred, however, one can
say that it constituted a certain period of time. This is the reason for
correcting in the text the statement that an occasion “takes” a certain
amount of time with the statement that it really “constitutes” this
period.
15
The reader may be confused by the description of things such as
molecules, cells, and human beings both as “enduring individuals,”
understood as purely temporal societies in which there is only one
member at a time, and also as “compound individuals,” in which there are
many actual entities at once. The resolution of the apparent
contradiction is indicated in the text by saying that it is the soul,
not the human being as a psychophysical whole, that is the purely
temporal society. The human being as a whole is a compound individual by
virtue of the dominance of the soul. The same is true, analogously, of
cells and molecules. The molecule, for example, has (by hypothesis) a
series of molecular occasions, which are regnant in the molecule as a
whole. Because the molecular occasions are regnant, giving the molecule
a degree of unity of action and response, the molecule is a compound
individual The fact that the molecular occasions form a
temporally-ordered society, analogous to the human soul, makes the
molecule also describable as an enduring individual.
16
Two occasions are contiguous, roughly, when there is no other occasion
between them. For a more complete account—the concept of spatial
contiguity is more difficult than that of temporal—see Whitehead,
1933/1967, pp. 202-203.
17
Whitehead himself does not speak of pure and hybrid physical causation,
but of pure and hybrid physical prehension (1929/1978, pp. 245-46).
Because physical prehension is just the reverse side of causation (p.
236), however, it is justifiable to speak of pure and hybrid causation.
18
I have discussed the reality of time for atoms and subatomic particles
in Griffin, 1986.
19
This does not mean that all or even most sensory perception becomes
conscious; most of it is surely subliminal.
20
Having stressed that past events still exist to be prehended (as in
retrocognition, when they become prehended consciously), I should
perhaps stress that when Whitehead says that actual occasions “perish,”
this is a misleading term (which has indeed misled many interpreters).
He does not mean that the occasions simply cease to exist or even to be
actual. He means only that their subjective experience ceases. “But that
does not mean that they are nothing. They remain ‘stubborn fact’”
(Whitehead, 1933/1967, p. 237). In fact, besides losing something, they
gain something: the ability to exercise efficient causation (1929/1978,
p. 29). Accordingly, in “perishing” they do not lose the ability to be
prehended; that ability is precisely what they acquire.
21
For example, in a book that is in most respects quite good, John Heaney
(1984) examines four alternative explanations for apparently
precognitive events. Of the first one, psychokinesis (my Number 13), he
concludes that it “certainly does not stand as a reasonable explanation
for many correct paranormal predictions” (p. 91). Of the “subliminal
computer theory” (which could cover my alternatives 7-10), he says that
it “fails as a universal explanation of precognition” (p. 92). Then,
after mentioning two others that I would not even consider, he concludes
that “these theories do not seem sufficient to explain most precognitive
events” (p. 93). From this conclusion he infers that most apparently
precognitive events must involve true precognition, which he takes to
imply that “part of us, it seems, is outside of time, or is capable of
assimilating another kind of time” (p. 107). But his conclusion would be
reasonable only if (a) he had considered an exhaustive list of
alternative explanations, not just a few, and (b) if he had asked not
whether any one of them could handle all the cases but whether all of
them together could. Heaney’s treatment of this issue, nevertheless,
is less cavalier than most.
22
Here my position is similar to that of C. W. K. Mundle (1978), although
I present more alternative explanations than does he.
23
The (understandable) alarm evoked when the PK interpretation of apparent
precognition seems to be offered as the only and, therefore, inclusive
alternative explanation for cases of apparent precognition is
illustrated in G. F. Dalton’s (1961) comments on a paper by W. G. Roll
(1961) on precognition: “Applied to spontaneous cases . . . [Roll’s
hypothesis] gives alarming results. A rough check through a few recorded
sources suggests that, on this theory, ostensible precognitionists have
been responsible for at least 100 deaths, 8 railway accidents, 5 fires,
2 shipwrecks, 1 explosion, 1 stroke of lightning, 1 volcanic eruption, 2
world wars. If PK is really operating on this scale, no one is safe” (p.
183). Of course, in this world no one is safe, so the reductio
ad absurdum fails. Dalton’s response, furthermore, could simply be
taken as further support for Jule Eisenbud’s (1983) suggestion that the
PK interpretation of apparent precognition is widely ignored or rejected
more for emotional than for theoretical reasons (pp. 45-46, 143-144). In
any case, it is important, in offering the PK interpretation, to make
clear (as Braude, 1986, pp. 257-258, for example, does) that one is
offering it not as the sole alternative to true precognition and,
therefore, not as the explanation for all cases of apparent
precognition.
24
Here Whitehead’s position is similar to Bishop Berkeley’s, in that both
agree that to be actual is to perceive. But Berkeley said
that to be perceived is to be merely ideal, whereas Whitehead allows two
ways of being perceived, or prehended: (a) to be the object of a
conceptual prehension is to be merely ideal—to be an “eternal
object”—but (b) to be the object of a physical prehension is to
be an-object-that-had-been-a-subject, and thus to be actual. The other
big difference between the two thinkers is that Berkeley allowed only
God and human souls to be perceivers and, therefore, to be actual,
whereas Whitehead (like Berkeley’s contemporary Leibniz) allows
perceivers of all grades, so that (for example) cells, molecules, atoms,
and subatomic particles are all equally actual.
25
Also, the materialistic worldview teaches people to think of all
memories as stored in the brain, and only in the brain, so that
remembering involves a relation not to the past at all but only to the
(virtually) present brain.
26
Because this statement was made in Religion in the Making
(Whitehead, 192671960), in which Whitehead’s ontology of dipolar
occasions of experience was not yet fully developed (he sometimes spoke
of “physical occasions” and “mental occasions” [1926/1960, p. 99]), it
is important to note that Whitehead (1933/1967) reaffirmed in
Adventures of Ideas, one of his latest writings, his belief that his
position allows for the possibility of survival, saying that “in some
important sense the existence of the soul may be freed from its complete
dependence upon the bodily organization” (p. 208).
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