Process, Insight, and Empirical Method
An
Argument for the Compatibility of the Philosophies of Alfred North
Whitehead and Bernard J. F. Lonergan and Its Implications for
Foundational Theology.
A
Dissertation Submitted to the Faculty of the Divinity School, The
University of Chicago, for the Degree of Doctor of Philosophy
December 1983
Thomas Hosinski, C.S.C.
Chapter III:
The Influence of Empirical Method in Whitehead’s and Lonergan’s Analyses
of Human Subjectivity [Continued]
Whitehead’s Analysis of Human Subjectivity [Continued]
Valuing and Purposing: Conceptual Prehensions, Subjective Aim, and the
Rise of Novelty [Continued]
The Metaphysical Hypothesis: The Theory of Concrescence, Responsive
Phases
Just as Whitehead generalized from
his analysis of the human experience of givenness in order to formulate
a metaphysical interpretation of the initial phase of any occasion of
experience, so he generalizes from the human experience of freedom,
purpose, and self-creation in order to formulate a metaphysical
interpretation of the later responsive phases in any occasion of
experience. Here, of course, the charge of anthropomorphism and
groundless speculation is likely to arise even more strongly than
before. I will thus attempt to show that this interpretation, while it
is speculative, does have empirical warrants and submits itself to
testing and hence is a legitimate hypothesis. Whitehead does follow his
empirical method. He is trying to describe the metaphysical factors
presupposed by our common experience and by the explanatory categories
of the sciences. In common human experience and in science we note two
basic and contrasting facts: continuity and flux, endurance and change,
sameness and novelty.
[See PR, II.5.iii (M, pp. 206-207; 0, p. 136); II.10.i (M, pp.
317-318; C, pp. 208-209).]
In generalizing from the human
experience of givenness, Whitehead hypothesized that conformal feeling
in the initial receptive phase of every occasion of experience is the
ground of our experience of continuity and connexity. It is how things
endure, how the past lives on in the present, how there is continuity in
the world. But if this is the case, how can anything new come into the
world? How is novelty possible? There must be some other factor or set
of factors operative which make it possible for there to be diverse
sorts of things in the world, factors operating so as to produce
novelty. This problem is not restricted to human experience alone. It
extends to the most infinitesimal level studied by atomic physicists.
How is it possible for there to be such a diversity of molecules, of
atoms, of sub-atomic particles? The problem, then, is truly
metaphysical and requires a metaphysical description of the factors
making possible this undeniable diversity and novelty in our experience.
The place to begin searching
empirically for the answer is in the human experience of novelty,
because this is the experience most open to our investigation and
understanding. Whitehead identifies what appear to be the conditions of
the possibility of novel subjective response to given situations in
human experience. There are, as we have seen, the entertainment of
values inherent in both the actual given situation and in possible
alternatives, the decision upon one of the possibilities—on the basis of
relative worth—as what the subject aims at or makes its purpose, and
acting so as to effect or satisfy that purpose. It seems impossible to
understand our actions without the notion of “purpose” or aim. It seems
impossible to understand purpose or aim without reference to a decision
among alternative possibilities. It seems impossible to understand any
such decision without reference to the preference of one value over
others. Such preference requires that somehow the values be
entertained. Also, purpose, decision and preference all require the
freedom to make selections, freedom finally to determine purpose.
Without these notions we simply cannot understand our own experience of
the possibility of novel response, nor can we understand our sense of
responsibility for our responses.
This, however, is not the only empirical evidence for speculating that
these factors must somehow be present in any act of experience. It is
important to note that though we must appeal to these factors in order
to understand our actions, in many cases we have no experience of
consciously attending to such factors prior to analysis. My joyous
response to the beauty of a spring day is present in my experience
without prior reflection on all the valuations and contrasts and
decisions that result in the dominant emotion of joy. My grief occurs
without conscious attention to anything but the fact of the death of
someone I love. My nearly instinctive response of rushing to the aid of
someone in danger occurs without my conscious reflection on the
alternatives or the ideal that guides my action. Yet I cannot
understand these actions or responses without reference to “values,”
“decisions,” and so on. There thus appears to be some ground for
theorizing that the factors necessary for novel response in a human
being are not uniquely human capabilities—at least, they are not tied
unavoidably to our capacity for conscious reflection, judgment, and
decision. Further, we have good empirical evidence for the existence of
such factors in the behavior of the higher animals. “A lost dog can be
seen trying to find his master or trying to find his way home.”
[MT, VIII, p.
166.]
We can observe our pet cats stubbornly refusing to eat certain foods
that most cats are known to eat. We can observe most animals pursuing
purposes, and we can observe them exhibiting significant amounts of
freedom in what they make it their purpose to pursue and what they do
not.
The unpredictability
of animal behavior is well-known in biological research laboratories.
Rene Dubos, referring to an account by the Harvard biologist George
Wald, says that this fact “led an exasperated physiologist to state what
has come to be known as the Harvard Law of Animal Behavior: “Under
precisely controlled conditions, an animal does as he damn pleases.’”
Dubos, So Human An Animal (New York: Charles Scribner’s Sons,
1968), p. 133.
Also, “it is notable that no biological science has been able to express
itself apart from phraseology which is meaningless unless it refers to
ideals I proper to the organism in question.”
[PR, II.3.i (M, p. 128; C, p. 84).]
Further, the whole adventure of life
as disclosed by evolutionary theory seems to testify that there is an
upward urge, an aim at a greater intensity of experience and higher
modes of satisfaction.
[See FR, I, pp.
4-8.]
This would be immediately denied by many as an “unscientific”
understanding of evolutionary biology. There is, however, a real
problem for thought set by life itself and by evolutionary theory. If
survival is the only value in the natural world, how is it that life
appeared at all?
. . . life itself is comparatively
deficient in survival value. The art of persistence is to be dead.
Only inorganic things persist for great lengths of time. A rock
survives for eight hundred million years; whereas the limit for a tree
is about a thousand years, for a man or an elephant about fifty or one
hundred years, for a dog about twelve years, for insects about one year.
The problem set by the doctrine of evolution is to explain how complex
organisms with such deficient survival power ever evolved. They
certainly did not appear because they were better at that game than the
rocks around them. [Ibid., pp.
4-5.]
Moreover, when one surveys the history of life as disclosed in
evolutionary theory, one finds an increasing complexity of organisms
which, in their higher reaches, are actively engaged in modifying or
adapting the environment to suit them, rather than adapting themselves
to suit the environment.
[Ibid., pp.
7-8.]
These curious facts about life seem to indicate that there is present in
the experiment of life an urge toward novelty of form so as to lead to
more satisfying experience. Whitehead states the interpretation based
on these observations in the following thesis: “In fact the art of life
is first to be alive, secondly to be alive in a
satisfactory way, and thirdly to acquire an increase in
satisfaction.”
[Ibid., pp. 7-8.]
These are the empirical grounds
leading Whitehead to hypothesize that factors discovered in the analysis
of human subjective experience are present in any occasion of
experience.
In the remainder of this subsection
I shall try to describe the ontological hypothesis Whitehead generalizes
from the human experience of subjective response. I shall restrict
myself, however, to that theory as illustrated in the simplest case in
order first to meet some common objections to the theory and second to
show what this theory enables Whitehead to accomplish. In the following
subsection I shall discuss his hypothesis concerning more complex grades
of experience.
Metaphysically, then, each occasion
of experience is to be understood as the becoming of experience guided
by its own “subjective aim” at satisfaction. Since ‘any such subjective
aim must involve the possibility of entertaining the worth inherent in
unactualized potentialities and the worth inherent in the actual given
situation, Whitehead theorizes that each actual entity must be dipolar,
having a “mental” pole as well as a “physical” pole.
[See PR,
II.3.xi (M, pp. 163-165; C, pp. 107-108); III.2.ii (M, pp. 366-367;-C,
pp. 239-240); III.3.i (M, pp. 374-375; C, pp. 244-245); III.3.iii (M,
pp. 378-380; C, pp. 247-249); III.5.vi (M, p. 423; C, p. 277).]
This is because valuation, or the
entertainment of worth, cannot be understood as “physical” experience,
but only as “mental” or “conceptual” activity. Thus Whitehead argues
that each actual entity involves not only “physical feelings” of the
objective content of its datum, but also “conceptual feelings.”
Conceptual feelings in themselves are the mental prehensions of forms
of definiteness, or “eternal objects.”
[See PR,
II.1.iii (M, pp. 69-70; C, pp. 43-44); II.6.iii (M, pp. 225-226; C, pp.
48-149).]
These eternal objects are totally abstract, mere forms without
actuality, ways in which actual entities might be. From the point of
view of the concrescing subject, however, these eternal objects fall
into two main types: those which are ingredient in the objective content
or datum for experience (i.e., those forms which the actual given
situation exemplify), and those which might be but are not ingredient in
the actual given situation (i.e., those forms of definiteness which are
possible but not actual). These eternal objects are the forms of
definiteness open to the present occasion; they define the possibilities
or potentialities which it might strive to actualize, the forms of
definiteness it might adopt for itself given its actual world.
The ontological
principle asserts that everything has to be somewhere, that is,
referable to some actual entity. See, e.g. PR, I.2.ii, Category
of Explanation xviii (M, pp. 36-37; C, pp. 24-25). The eternal objects
or forms of definiteness which are not ingredient in the actual given
situation (i.e., possibilities as opposed to actual facts) must be
somewhere. They cannot simply float in out of the blue. Hence is
raised the problem of the actual source of possibility. As we shall see
in Chapter IV, this problem—the resolution of which is crucial to the
theory of concrescence and the explanation of novelty—is one of the
major grounds for Whitehead’s argument for God. The entertainment of
the entire realm of eternal objects and providing the concrescing entity
with the, limited set of eternal objects relevant to the actual given
situation are two of God’s major ontological functions in Whitehead’s
philosophy.
The subjective forms of conceptual
prehensions, that is, how the concrescing subject “feels” or
prehends these eternal objects, are valuations.
[See PR,
III.2.i11 (M, pp. 367-369; C, pp. 240-241); III.3.iii (M, pp.
378-380;-C, pp. 247-248).]
All conceptual feelings, in short, are emotional or aesthetic reactions
to the worth of the forms of definiteness, both actualized and possible.
In the simplest case, in occasions of low-grade type such as a “moment”
in the life-history of a sub-atomic particle, conceptual feelings or
valuations are the mere grasping of forms of definiteness or potentials
with the immediacy of subjective reaction to them. What is felt
“there-then” as alien, as the forms of definiteness exhibited in the
public world of the immediate past and given for feeling, is transformed
into the immediate privacy of subjective feeling “here-now.” What was
felt in the first phase of conformal feeling as belonging to other
centers of feeling is now immediately felt as possibilities belonging to
the concrescing subject. How these possibilities are felt involves the
beginnings of “appetition.”
[See PR, 1.3.i (M, pp. 47-50; C, pp. 32-34); II.6.iii (M, p. 227;
C, p. 150).]
Appetition is the urge to form subjective experience, to realize in the
present a form of definiteness. It is the subject’s urge to have or
exhibit a form of definiteness of its own. This urge, this appetition,
is present in the subject’s valuations of the forms of definiteness
exhibited in its datum for experience. How these forms are felt is the
subjective reaction, desirous of some form, to the worth of those
particular forms. Thus conceptual prehensions, with their subjective
forms of valuation, provide the necessary ground, the “material”, for
“decision.”
In the third phase of concrescence,
which Whitehead calls the phase of simple comparative feelings, the
subject integrates the conceptual feelings of its second phase with the
physical feelings of its first phase.
[See Pr, III.5.i (M, p. 406; C, p. 266), vii (M, pp. 420-423; C,
pp. 275-277).]
In the simplest case, this integration produces a single integral
feeling which is the occasion’s unity as a subject. Appetition has come
to a head and the concrescing subject makes the final determination of
its subjective aim. The subjective aim is at one and the same time what
guides “decision” and the product of “decision.” In the initial phases
of concrescence, the subjective aim is partially determined by the
datum, but not wholly so. It is in some measure indeterminate, lacking
the final stamp of subjective unity of feeling. Though indeterminate,
it has been luring the occasion toward its integration of feeling. In
performing this integration of its conceptual and physical feelings, the
subject finally determines its subjective aim, its purpose. This
determination involves “selection,” the preference of one possibility or
form of definiteness over others. It is a turning toward one
possibility with intensity of feeling, and a turning away from other
possibilities; it is adversion or aversion, a special appetition
acquired on the basis of subjective determination of relative worth.
This single integral feeling is the entity’s “decision” concerning what
it shall be. It is the entity’s final choice from among the possible
forms of definiteness it has valuated in its conceptual feelings, and
the fusion of that choice with its physical feelings. Such an
integration is the formation of what Whitehead calls a “physical
purpose.”
There are, Whitehead theorizes, two
types of “physical purpose.”
[PR, III.3.iii (M, pp. 380-381; C, pp. 248-249); III.5.vii-viii
(M, pp. 420-427; C, pp. 275-280).]
In one type, the simpler, the
concrescent subject in essence generates the primary conceptual
correlate to its physical feeling, and proceeds immediately to integrate
this conceptual feeling with its physical feeling. The physical purpose
so formed produces the same form of definiteness as exhibited in its
datum, but now with full, immediate subjective (“private”) feeling
instead of with the mere re-enactment of its datum or objectified actual
entity as in conformal feeling. The other type of physical purpose is
more complex. In a sub-phase of conceptual feeling, the concrescent
subject not only generates and feels the primary conceptual correlate to
its physical feeling, but also, through “conceptual reversion,”
For this and the description that follows, see ibid.
feels the proximate novelties or relevant alternatives. In other words,
the forms of definiteness or potentialities felt are partially identical
with and partially diverse from the forms of definiteness exhibited in
the datum. In the subsequent subjective integration, if the concrescent
subject chooses the relevant alternative, this enables the realization
of a contrast which intensifies the subjective enjoyment of experience.
It is due to this second type of physical purpose, Whitehead says,
“that vibration and rhythm have a dominating importance in the physical
world.”
[PR, III.5.viii (M, pp. 423-424; C, p. 277).]
Physical purposes, then, are types
of adversion or aversion. In occasions of low-grade type, however,
adversion and aversion are for the most part negligible as instruments
of novelty.
[PR, III.3.iv (M, p. 388; C, p. 254).] There is novelty, to be sure:
there has been the subjective readjustment of subjective forms and the
fresh exhibition of some form in this fresh moment. For most purposes,
however, this novelty is negligible. That is why, for example, one
hydrogen atom, though unique in its subjective character, is
indistinguishable as an “object” from other hydrogen atoms. In the
simplest case, the formation of physical purpose is the terminal phase
of concrescence. When the fusion of the conceptual feelings and the
physical feelings is accomplished, the entity reaches “satisfaction” and
its process of concrescence is terminated. It is now a datum for a new
concrescence, an object (or, as Whitehead prefers to call it, a
“superject”), there to be felt but drained of subjective immediacy of
feeling, exhibiting its chosen form of definiteness. As a subject it
has perished, and yet it lives on in its future as a datum that must be
taken into account by a new concrescence.
[ See PR, II.3.i (M, pp. 129-130, 134, 135-136; C, pp. 84-85, 87,
88); II.7.iv (M, pp. 251-252; C, p. 166).]
We must note that in higher-grade
organisms a more advanced sub-phase is possible. If there is
significant intensity and complexity of conceptual feeling, flashes of
novelty can occur in the mental pole of an occasion. When all these
adversions and aversions are fused with the physical feelings, the
integrated comparative feeling can act as a datum for further feeling.
Rather than being a final decision, a final determination of subjective
aim, it can act as a lure for a reintegration of feeling. What in
simpler cases is a physical purpose becomes in higher-grade organisms a
“proposition,” acting as a private datum for reintegration of feeling.
It is in this more advanced sub-phase of the third phase of
concrescence in higher-grade organisms that the possibility of
significant novelty emerges. I shall reserve discussion of this phase
for the following subsection.
In this summary description of
Whitehead’s ontological theory I have deliberately restricted attention
to the simplest case. I have ignored a host of complications that arise
in the discussion of more complex cases. The description of the
simplest case, however, seem sufficient in order to illustrate how
seriously Whitehead takes the human experience of privacy, novelty, and
uniqueness. Subjects are not just what the past allows them to be.
There is always some measure of self-creation.
The doctrine of the philosophy of
organism is that, however far the sphere of efficient causation be
pushed in the determination of components of a concrescence—its data,
its emotions, its appreciations, its purposes, its phases of subjective
aim—beyond the determination of these components there always remains
the final reaction of the self-creative unity of the universe. This
final reaction completes the self-creative act by putting the decisive
stamp of creative emphasis upon the determinations of efficient cause.
Each occasion exhibits its measure of creative emphasis in proportion
to its measure of subjective intensity. . . . for occasions of
relatively slight experient intensity their decisions of creative
emphasis are individually negligible compared to the determined
components which they receive and transmit.
[PR, II.1.iv (M, p. 75; C, p. 47).]
Whitehead summarizes the ontological
theory, derived from the two aspects of human subjectivity we have
discussed, in the following way.
Thus the primitive experience is
emotional feeling, felt in its relevance to a world beyond. The feeling
is blind and the relevance is vague. Also feeling, and reference to an
exterior world, pass into appetition, which is the feeling of
determinate relevance to a world about to be. In the phraseology of
physics, this primitive experience is “vector feeling,” that is to say,
feeling from a beyond which is determinate and pointing to a beyond
which is to be determined. But the feeling is subjectively rooted in
the immediacy of the present occasion: it is what the occasion feels for
itself, as derived from the past and as merging into the future.
. . . It must be remembered,
however, that emotion in human experience, or even in animal experience,
is not bare emotion. It is emotion interpreted, integrated, and
transformed into higher categories of feeling. But even so, the
emotional appetitive elements in our conscious experience are those
which most closely resemble the basic elements of all physical
experience. [PR, II.7.iii (M, pp. 247, 248; C, p. 163).]
There are some common objections to
this theory, or reservations about it, which I ought to consider. They
are variations of the charge of anthropomorphism, and center around the
language Whitehead uses in developing his ontological theory.
Specifically, the objections or reservations concern the attribution of
mentality and freedom of decision to inorganic entities. It may be
legitimate to extend the attribute of mentality down through the animal
kingdom and retain some of its meaning. But how can one attribute
mentality and freedom of choice or decision to such entities as the
occasions in rocks, clouds, chemicals in test tubes, and the world of
the atom, and still claim to be speaking meaningfully?
There are several points to be made
in defense of Whitehead’s theory. First, Whitehead continually states
that we must distinguish between mentality and consciousness.
[See PR, II.3.i (M, pp. 130-131; C, p. 85); II.10.iv (M, pp.
325326; C, pp. 213-214); III.2.ii (M, p. 366; C, p. 239); III.3.iii (M,
p. 379; C, p. 248); III.5 .vii (M, p. 423; C, p. 277); IV.3.v (M, p.
470; C, pp. 308-309); and FR, I, p. 32.]
Clearly we can only begin to ascribe consciousness to the dominating
occasions within the higher organisms. For example, the dominating
occasion within a human being is conscious for approximately sixteen
hours each day. But we cannot ascribe consciousness to each of the
billions of occasions making up our bodies. We have clear evidence that
the dominating occasions in almost all animals are conscious, but the
evidence fades at the lower end of the animal kingdom and seems absent
in the vegetable kingdom. Consciousness is a rare form of experience,
yet mentality, as Whitehead defines it metaphysically—the subjective
grasping and reaction to forms of definiteness—is clearly possible
without consciousness.
Secondly, Whitehead clearly
acknowledges that for all practical purposes mentality, freedom, choice,
and decision are negligible in the inorganic realm.
[See PR, II.8.iv (M, p. 269; C, p. 177); III.3.v (M, p. 390; C,
p. 255); FR, I, pp. 33-34; AI, XIV, iii, p. 211; MT,
VIII, pp. 167-168.]
When we pass to inorganic actual
occasions, we have lost the two higher originative phases in the
“process,” namely, the “supplemental” phase, and the “mental” phase.
They are lost in the sense that, so far as our observations go, they
are negligible. The influx of objectifications of the actualities of
the world as organized vehicles of feeling is responded to by a mere
subjective appropriation of such elements of feeling in their received
relevance. The inorganic occasions are merely what the causal past
allows them to be.
As we pass to the inorganic world,
causation never for a moment seems to lose its grip. What is lost is
originativeness, and any evidence of immediate absorption in the
present. So far as we can see, inorganic entities are vehicles for
receiving, for storing in a napkin, and for restoring without loss or
gain.
[PR, II.8.iv (M, p. 269; C, p. 177). See also II.I.iv (M, p. 75;
C, p. 47).]
Thus Whitehead is not really attributing mentality, freedom, choice, and
decision as we normally use those words to inorganic occasions. He is
affirming, however, that the primitive roots of these operations and
capacities are present in every actual entity, even if they are so
trivially present that we cannot observe them.
Here we find the patterns of
activity studied by the physicists and chemists. Mentality is merely
latent in all these occasions as thus studied. In the case of inorganic
nature any sporadic flashes are inoperative so far as our powers of
discernment are concerned. The lowest stages of effective mentality,
controlled by the inheritance of physical pattern, involves the faint
direction of emphasis by unconscious ideal aim. [MT, VIII, pp. 167-168.]
This subjective aim is not primarily
intellectual; it is the lure for feeling. This lure for feeling is the
germ of mind.
[FR, I, p. 33.]
In its lowers form, mental
experience is canalized into slavish conformity. It is merely the
appetition towards, or from, whatever in fact already is. The slavish
thirst in a desert is mere urge from intolerable dryness. This lowest
form of slavish conformity pervades all nature. It is rather a capacity
for mentality, than mentality itself. But it is mentality. [FR, II.3.i
(M, p. 130; C, p. 85).]
Whitehead, in short, is affirming that in order to understand the
development of such mentality as we can observe in higher organisms, we
must hypothesize that the primitive roots from which such mentality
develops are present in inorganic entities. Further, he is affirming
that if we are to achieve an interpretation of all experience as united
in one continuous world, then we must hypothesize that the capacities
which define the conditions of the possibility of novelty and
self-creation must be latently present in even the lowest form of an
occasion of experience. As he repeatedly states, so far as our powers
of observation can penetrate, these are at the lowest level mere latent
capacities. However, if we are to express in a precise metaphysical
hypothesis what our common experience and presupposition of one
continuous world of experience without fundamental discontinuities
requires, then we must theorize that these “mental” capacities, however
trivially present, are present in even the lowest form of an
occasion of experience.
There can, of course, be no
definitive “proof” of such an hypothesis. As Whitehead repeatedly
states, the only proof there can be is elucidation. If this hypothesis
enables us to see in a new light aspects of our experience of the world
formerly shrouded in the darkness of incomprehension, or if it begins to
reveal to our understanding the infinite complexity of reality formerly
marked by overly simple assumptions, then it has gained some measure of
confirmation in the light it sheds, and in the deepening of our
appreciation of the infinite wonders in our experience.
What, then, are the accomplishments
of this hypothesis? In what ways does it shed new light on our
experience? Apart from stating in a metaphysically precise way the
continuity between human experience and the rest of the world, there are
several specific areas in which this hypothesis sheds new light, and
thus gains some measure of confirmation. First of all, it enables us to
take our poets and their intuitions seriously. It enables us to see and
take into account in a systematic way the factors in reality to which
their intuitions testify. This is the whole point of Whitehead’s
analysis of English Romantic poetry,
[See SMW, V, esp. pp. 120-121, 127, 136, 138.]
which he understands to represent “a protest on behalf of value.”
[Ibid., p. 138.] “The poetic rendering of our
concrete experience” of nature is evidence
that the element of value, of being
valuable, of having value, of being an end in itself, of being something
which is for its own sake, must not be omitted in any account of an
event as the most concrete actual something. “Value” is the word I use
for the intrinsic reality of an event. Value is an element which
permeates through and through the poetic view of nature.
[Ibid., p.
136.]
In formulating his metaphysical
hypothesis of the factors involved in the concrescence of an actual
entity, Whitehead gives philosophically precise expression to those
factors which operate so as to make each occasion “a unit of emergent
value.”
[Ibid., p. 157.]
This hypothesis also throws light on
the ontological realities to which religious experience testifies in its
affirmation of value in the world and beyond the world.
See RM, II, 4,
p. 77, and III, 5, pp. 97-101. Since I shall be considering this topic
in Chapters IV and V, I merely allude to it here.
We have already seen that the hypothesis is partially drawn from our
common sense of the necessity of morality, the common sense of
responsibility that can be found in any human culture, however the
specific standards for it may vary. In addition we have already seen
that Whitehead appeals to the principles of explanation in the
biological sciences, which continually explain the organization and
behavior of organisms by reference to ideals and aims pursued by the
organism. Hence this single metaphysical hypothesis illuminates the
ontological ground of widely diverse sorts of human experience, from the
explanatory principles of the biological sciences to the testimonies
drawn from the poetic and religious renderings of our concrete
experience. With regard to outstanding problems in philosophy, this
hypothesis enables a fresh and satisfying resolution to an ancient
problem: the relationship of efficient and final causation. In speaking
of how Aristotle was impressed by the necessity of referring ‘to ideals
proper to organisms in order for biological science to express itself,
Whitehead notes that Aristotle’s
philosophy led to a wild
overstressing of the notion of “final causes” during the Christian
middle ages; and thence, by a reaction, to the correlative overstressing
of the notion of “efficient causes” during the modern scientific period.
One task of a sound metaphysics is to exhibit final and efficient
causes in their proper relation to each other.
[PR, II.3.i
(M, pp. 128-129; C, p. 84).]
This, of course, is because we cannot do without either notion. Modern
scientific explanation is built upon discovering and tracing the
operations of efficient causation, and we cannot understand nature
without that notion. However, it is equally true that we cannot
understand our own behavior or the behavior of the higher organisms in
nature without the notion of final causation.
[See FR, I, pp.
8-34, esp. pp. 13-17, 24-28.]
In Whitehead’s ontological theory efficient causation is shown to be an
abstraction from the relationships and operations responsible for
continuity, while final causation is shown to be an abstraction from the
relationships and operations responsible for atomicity. Efficient
causation expresses the transition from actual entity to actual entity,
while final causation expresses how each actual entity individually
becomes itself.
See PR, II.6.iii (M,
pp. 227-229; C, pp. 150-151). See also “Index” to C. ed., entries under
“Final causation, cause; and efficient causation.” This is why final
cause, for the purposes of scientific explanation, is negligible until
one comes to the higher organisms.
Efficient causation describes how the actual entity as superject—that
is, “perished,” drained of immediate subjectivity—yet lives on in its
future to establish the given at the base of a new concrescent occasion.
Final causation describes the process of subjective self-creation based
on the given from the past and terminating in the given for the future
(the superject). There are thus two species of “process”: transition
and concrescence.
[See PR,II.10.i (M, pp. 317-320; C, pp. 208-210), v (M, pp.
326-328; C, pp. 214-215).] These two species of process are
what the notions of efficient and final causation aim to describe in our
experience.
The part of Whitehead’s ontological
theory I have been considering in this subsection also makes important
contributions to the rational grounding of our faith in the order of
nature and to the understanding of the laws of nature. However, since
several of the metaphysical functions of God are essential to
Whitehead’s discussion of these issues, I shall postpone consideration
of them until Chapter IV of my study.
Finally, Whitehead’s theory of
concrescence establishes the ontological ground for an understanding of
cognition and epistemology. Before turning to these topics, however, I
wish to present Whitehead’s summary of the human experience upon which
his ontological and cosmological theory is founded.
In this survey of the observational
data in terms of which our philosophic cosmology must be founded, we
have brought together the conclusions of physical science, and those
habitual persuasions dominating the sociological functionings of
mankind. These persuasions also guide the humanism of literature, of
art, and of religion. Mere existence has never entered into the
consciousness of man, except as the remote terminus of an abstraction in
thought. Descartes’ “Cogito, ergo sum” is wrongly translated, “I
think, therefore I am.” It is never bare thought or bare existence
that we are aware of. I find myself as essentially a unity of emotions,
enjoyments, hopes, fears, regrets, valuations of alternatives,
decisions—all of them subjective reactions to the environment as active
in my nature. My unity—which is Descartes’ “I am”—is my process of
shaping this welter of material into a consistent pattern of feelings.
The individual enjoyment is what I am in my role of a natural activity,
as I shape the activities of the environment into a new creation, which
is myself at this moment; and yet, as being myself, it is a continuation
of the antecedent world. If we stress the role of the environment, this
process is causation. If we stress the role of my immediate pattern of
active enjoyment, this process is self-creation. If we stress the role
of the conceptual anticipation of the future whose existence is a
necessity in the nature of the present, this process is the teleological
aim at some ideal in the future. This aim, however, is not really
beyond the present process. For the aim at the future is an enjoyment
in the present. It thus effectively conditions the immediate
self-creation of the new creature.
[MT, VIII, p.
165-166.]
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Consciousness, Rationality, and Knowing
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