Myth and Truth about Libertarianism
Murray N. Rothbard
Libertarianism is
the fastest growing political creed in America today. Before judging and
evaluating libertarianism, it is vitally important to find out precisely
what that doctrine is, and, more particularly, what it is not. It is
especially important to clear up a number of misconceptions about
libertarianism that are held by most people, and particularly by
conservatives. In this essay I shall enumerate and critically analyze
the most common myths that are held about libertarianism. When these are
cleared away, people will then be able to discuss libertarianism free of
egregious, myths and misconceptions, and to deal with it as it should
be—on its very own merits or demerits.
Myth #1 Libertarians believe that each individual is an isolated,
hermetically sealed atom, acting in a vacuum without influencing each
other.
This is a common
charge, but a highly puzzling one. In a lifetime of reading libertarian
and classical liberal literature, I have not come across a single
theorist or writer who holds anything like this position. The only
possible exception is the fanatical Max Stirner, a mid-19th century
German individualist who, however, has had minimal influence upon
libertarianism in his time and since. Moreover, Stirner’s explicit
“Might Makes Right” philosophy and his repudiation of all moral
principles including individual rights as “spooks in the head,” scarcely
qualifies him as a libertarian in any sense. Apart from Stirner,
however, there is no body of opinion even remotely resembling this
common indictment.
Libertarians are
methodological and political individualists, to be sure. They believe
that only individuals think, value, act, and choose. They believe that
each individual has the right to own his own body, free of coercive
interference. But no individualist denies that people are influencing
each other all the time in their goals, values, pursuits and
occupations. As F.A. Hayek pointed out in his notable article, “The
Non-Sequitur of the ‘Dependence Effect,’” John Kenneth Galbraith’s
assault upon free-market economics in his best-selling The Affluent
Society rested on this proposition: economics assumes that every
individual arrives at his scale of values totally on his own, without
being subject to influence by anyone else. On the contrary, as Hayek
replied, everyone knows that most people do not originate their own
values, but are influenced to adopt them by other people.1
No individualist or libertarian denies that people influence each other
all the time, and surely there is nothing wrong with this inevitable
process. What libertarians are opposed to is not voluntary persuasion,
but the coercive imposition of values by the use of force and police
power. Libertarians are in no way opposed to the voluntary cooperation
and collaboration between individuals: only to the compulsory
pseudo-”cooperation” imposed by the State.
Myth #2 Libertarians are libertines: they are hedonists who hanker after
“alternative life-styles.”
This myth has
recently been propounded by Irving Kristol, who identifies the
libertarian ethic with the “hedonistic” and asserts that libertarians
“worship the Sears Roebuck catalogue and all the ‘alternative life
styles’ that capitalist affluence permits the individual to choose
from.”2
The fact is that libertarianism is not and does not pretend to be a
complete moral, or aesthetic theory; it is only a political
theory, that is, the important subset. of moral theory that deals with
the proper role of violence in social life. Political theory deals with
what is proper or improper for government to do, and government is
distinguished from every other group in society as being the institution
of organized violence. Libertarianism holds that the only proper
role of violence is to defend person and property against
violence, that any use of violence that goes beyond such just defense is
itself aggressive, unjust, and criminal. Libertarianism, therefore, is a
theory which states that everyone should be free of violent invasion,
should he free to do as he sees fit except invade the person or property
of another. What a person does with his or her life is vital and
important, but is simply irrelevant to libertarianism.
It should not be
surprising, therefore, that there are libertarians who are indeed
hedonists and devotees of alternative life-styles, and that there are
also libertarians who are firm adherents of “bourgeois” conventional or
religious morality. There are libertarian libertines and there are
libertarians who cleave firmly to the disciplines of natural or
religious law. There are other libertarians who have no moral theory at
all apart from the imperative of non-violation of rights. That is
because libertarianism per se has no general or personal moral
theory. Libertarianism does not offer a way of life; it offers liberty,
so that each person is free to adopt and act upon his own values and
moral principles. Libertarians agree with Lord Acton that “liberty is
the highest political end”—not necessarily the highest end on everyone’s
personal scale of values.
There is no
question about the fact, however, that the subset of libertarians who
are free-market economists tends to be delighted when the free market
leads to a wider range of choices for consumers, and thereby raises
their standard of living. Unquestionably, the idea that prosperity is
better than grinding poverty is a moral proposition, and it ventures
into the realm of general moral theory, but it is still not a
proposition for which I should wish to apologize.
Myth #3 Libertarians do not believe in moral principles; they limit
themselves to cost-benefit analysis on the assumption that man is always
rational.
This myth is of
course related to the preceding charge of hedonism, and some of it can
be answered in the same way. There are indeed libertarians, particularly
Chicago-school economists, who refuse to believe that liberty and
individual rights are moral principles, and instead attempt to arrive at
public policy by weighing alleged social costs and benefits.
In the first
place, most libertarians are “subjectivists” in economics, that is, they
believe that the utilities and costs of different individuals cannot be
added or measured. Hence, the very concept of social costs and benefits
is illegitimate. But, more importantly, most libertarians rest their
case on moral principles, on a belief in the natural rights of every
individual to his person or property. They therefore believe in the
absolute immorality of aggressive violence, of invasion of those rights
to person or property, regardless of which person or group commits such
violence.
Far from being
immoral, libertarians simply apply a universal human ethic to
government in the same way as almost everyone would apply such an
ethic to every other person or institution in society. In particular as
I have noted earlier, libertarianism as a political philosophy dealing
with the proper role of violence takes the universal ethic that most of
us hold toward violence and applies it fearlessly to government.
Libertarians make no exceptions to the golden rule and provide no moral
loophole, no double standard, for government. That is, libertarians
believe that murder is murder and does not become sanctified by reasons
of State if committed by the government. We believe that theft is theft
and does not become legitimated because organized robbers call their
theft “taxation.” We believe that enslavement is enslavement even if the
institution committing that act calls it “conscription.” In short, the
key to libertarian theory is that it makes no exceptions in its
universal ethic for government.
Hence, far from
being indifferent or hostile to moral principles, libertarians fulfill
them by being the only group willing to extend those principles across
the board to government itself.3
It is true that
libertarians would allow each individual to choose his values and to act
upon them, and would in short accord every person the right to be either
moral or immoral as he saw fit. Libertarianism is strongly opposed to
enforcing any moral creed on any person or group by the use of violence
– except, of course, the moral prohibition against aggressive violence
itself. But we must realize that no action can be considered virtuous
unless it is undertaken freely, by a person’s voluntary consent. As
Frank Meyer pointed out:
Men cannot be
forced to he free, nor can they even be forced to be virtuous. To a
certain extent, it is true, they can be forced to act as though they
were virtuous. But virtue is the fruit of well-used freedom. And no act
to the degree that it is coerced can partake of virtue—or of vice.4
If a person is
forced by violence or the threat thereof to perform a certain action,
then it can no longer be a moral choice on his part. The morality of an
action can stem only from its being freely adopted; an action can
scarcely be called moral if someone is compelled to perform it at
gunpoint. Compelling moral actions or outlawing immoral actions,
therefore, cannot be said to foster the spread of morality or virtue. On
the contrary, coercion atrophies morality for it takes away from the
individual the freedom to be either moral or immoral, and therefore
forcibly deprives people of the chance to be moral. Paradoxically, then,
a compulsory morality robs us of the very opportunity to be moral.
It is furthermore
particularly grotesque to place the guardianship of morality in the
hands of the State apparatus – that is, none other than the organization
of policemen, guards, and soldiers. Placing the State in charge of moral
principles is equivalent to putting the proverbial fox in charge of the
chicken coop. Whatever else we may say about them, the wielders of
organized violence in society have never been distinguished by their
high moral tone or by the precision with which they uphold moral
principle.
Myth #4 Libertarianism is atheistic and materialist, and neglects the
spiritual side of life.
There is no
necessary connection between being for or against libertarianism and
one’s position on religion. It is true that many if not most
libertarians at the present time are atheists, but this correlates with
the fact that most intellectuals, of most political persuasions, are
atheists as well. There are many libertarians who are theists, Jewish or
Christian. Among the classical liberal forebears of modem libertarianism
in a more religious age there were a myriad of Christians: from John
Lilburne, Roger Williams, Anne Hutchinson, and John Locke in the
seventeenth century, down to Cobden and Bright, Frederic Bastiat and the
French laissez-faire liberals, and the great Lord Acton.
Libertarians
believe that liberty is a natural right embedded in a natural law of
what is proper for mankind, in accordance with man’s nature. Where this
set of natural laws comes from, whether it is purely natural or
originated by a creator, is an important ontological question but is
irrelevant to social or political philosophy. As Father Thomas Davitt
declares: “If the word ‘natural’ means anything at all, it refers to the
nature of a man, and when used with ‘law,’ ‘natural’ must refer to an
ordering that is manifested in the inclinations of a man’s nature and to
nothing else. Hence, taken in itself, there is nothing religious or
theological in the ‘Natural Law’ of Aquinas.”5
Or, as D’Entrèves writes of the seventeenth century Dutch Protestant
jurist Hugo Grotius:
[Grotius’]
definition of natural law has nothing revolutionary. When he maintains
that natural law is that body of rule which Man is able to discover by
the use of his reason, he does nothing but restate the Scholastic notion
of a rational foundation of ethics. Indeed, his aim is rather to restore
that notion which had been shaken by the extreme Augustinianism of
certain Protestant currents of thought. When he declares that these
rules are valid in themselves, independently of the fact that God willed
them, he repeats an assertion which had already been made by some of the
school-men...6
Libertarianism has
been accused of ignoring man’s spiritual nature. But one can easily
arrive at libertarianism from a religious or Christian position:
emphasizing the importance of the individual, of his freedom of will, of
natural rights and private property. Yet one can also arrive at all
these self-same positions by a secular, natural law approach, through a
belief that man can arrive at a rational apprehension of the natural
law.
Historically
furthermore, it is not at all clear that religion is a firmer footing
than secular natural law for libertarian conclusions. As Karl Wittfogel
reminded us in his Oriental Despotism, the union of throne
and altar has been used for centuries to fasten a reign of despotism on
society.7
Historically, the union of church and State has been in many instances a
mutually reinforcing coalition for tyranny. The State used the church to
sanctify and preach obedience to its supposedly divinely sanctioned
rule; the church used the State to gain income and privilege. The
Anabaptists collectivized and tyrannized Munster in the name of the
Christian religion.8
And, closer to our century, Christian socialism and the social gospel
have played a major role in the drive toward statism, and the apologetic
role of the Orthodox Church in Soviet Russia has been all too clear.
Some Catholic bishops in Latin America have even proclaimed that the
only route to the kingdom of heaven is through Marxism, and if I wished
to be nasty, I could point out that the Reverend Jim Jones, in addition
to being a Leninist, also proclaimed himself the reincarnation of Jesus.
Moreover, now that
socialism has manifestly failed, politically and economically,
socialists have fallen back on the “moral” and the “spiritual” as the
final argument for their cause. Socialist Robert Heilbroner, in arguing
that socialism will have to be coercive and will have to impose a
“collective morality” upon the public, opines that: “Bourgeois culture
is focused on the material achievement of the individual. Socialist
culture must focus on his or her moral or spiritual achievement.”
The intriguing point is that this position of Heilbroner’s was hailed by
the conservative religious writer for National Review, Dale Vree.
He writes:
Heilbroner
is...saying what many contributors to NR have said over the last
quarter-century: you can’t have both freedom and virtue. Take note,
traditionalists. Despite his dissonant terminology, Heilbroner is
interested in the same thing you’re interested in: virtue.9
Vree is also
fascinated with the Heilbroner view that a socialist culture must
“foster the primacy of the collectivity” rather than the “primacy of the
individual.” He quotes Heilbroner’s contrasting “moral or spiritual”
achievement under socialism as against bourgeois “material” achievement,
and adds correctly: “There is a traditional ring to that statement.”
Vree goes on to applaud Heilbroner’s attack on capitalism because it has
“no sense of ‘the good’” and permits “consenting adults” to do anything
they please. In contrast to this picture of freedom and permitted
diversity, Vree writes that “Heilbroner says alluringly, because a
socialist society must have a sense of ‘the good,’ not everything will
be permitted.” To Vree, it is impossible “to have economic collectivism
along with cultural individualism,” and so he is inclined to lean toward
a new “socialist-traditionalist fusionism” – toward collectivism across
the board.
We may note here
that socialism becomes especially despotic when it replaces “economic”
or “material” incentives by allegedly “moral” or “spiritual” ones, when
it affects to promoting an indefinable “quality of life” rather than
economic prosperity. When payment is adjusted to productivity there is
considerably more freedom as well as higher standards of living. For
when reliance is placed solely on altruistic devotion to the socialist
motherland, the devotion has to be regularly reinforced by the knout. An
increasing stress on individual material incentive means ineluctably a
greater stress on private property and keeping what one earns, and
brings with it considerably more personal freedom, as witness Yugoslavia
in the last three decades in contrast to Soviet Russia. The most
horrifying despotism on the face of the earth in recent years was
undoubtedly Pol Pot’s Cambodia, in which “materialism” was so far
obliterated that money was abolished by the regime. With money and
private property abolished, each individual was totally dependent on
handouts of rationed subsistence from the State, and life was a sheer
hell. We should be careful before we sneer at “merely material” goals or
incentives.
The charge of
“materialism” directed against the free market ignores the fact that
every human action whatsoever involves the transformation of
material objects by the use of human energy and in accordance with ideas
and purposes held by the actors. It is impermissible to separate the
“mental” or “spiritual” from the “material.” All great works of art,
great emanations of the human spirit, have had to employ material
objects: whether they be canvasses, brushes and paint, paper and musical
instruments, or building blocks and raw materials for churches. There is
no real rift between the “spiritual” and the “material” and hence any
despotism over and crippling of the material will cripple the spiritual
as well.
Myth #5 Libertarians are utopians who believe that all people are good,
and that therefore State control is not necessary. Conservatives tend to
add that since human nature is either partially or wholly evil, strong
State regulation is therefore necessary for society.
This is a very
common belief about libertarians, yet it is difficult to know the source
of this misconception. Rousseau, the locus classicus of the idea
that man is good but is corrupted by his institutions, was scarcely a
libertarian. Apart from the romantic writings of a few anarcho-communists,
whom I would not consider libertarians in any case, I know of no
libertarian or classical liberal writers who have held this view. On the
contrary, most libertarian writers hold that man is a mixture of good
and evil and therefore that it is important for social institutions to
encourage the good and discourage the bad. The State is the only social
institution which is able to extract its income and wealth by coercion;
all others must obtain revenue either by selling a product or service to
customers or by receiving voluntary gifts. And the State is the only
institution which can use the revenue from this organized theft to
presume to control and regulate people’s lives and property. Hence, the
institution of the State establishes a socially legitimatized and
sanctified channel for bad people to do bad things, to commit
regularized theft and to wield dictatorial power. Statism therefore
encourages the bad, or at least the criminal elements of human nature.
As Frank H. Knight trenchantly put it: “The probability of the people in
power being individuals who would dislike the possession and exercise of
power is on a level with the probability that an extremely tender-
hearted person would get the job of whipping master in a slave
plantation.”10
A free society, by not establishing such a legitimated channel for
theft and tyranny, discourages the criminal tendencies of human nature
and encourages the peaceful and the voluntary. Liberty and the free
market discourage aggression and compulsion, and encourage the harmony
and mutual benefit of voluntary interpersonal exchanges, economic,
social, and cultural.
Since a system of
liberty would encourage the voluntary and discourage the criminal, and
would remove the only legitimated channel for crime and aggression, we
could expect that a free society would indeed suffer less from violent
crime and aggression than we do now, though there is no warrant for
assuming that they would disappear completely. That is not utopianism,
but a common-sense implication of the change in what is considered
socially legitimate, and in the reward-and-penalty structure in society.
We can approach
our thesis from another angle. If all men were good and none had
criminal tendencies, then there would indeed be no need for a State as
conservatives concede. But if on the other hand all men were evil, then
the case for the State is just as shaky, since why should anyone assume
that those men who form the government and obtain all the guns and the
power to coerce others, should be magically exempt from the badness of
all the other persons outside the government? Tom Paine, a classical
libertarian often considered to be naively optimistic about human
nature, rebutted the conservative evil-human-nature argument for a
strong State as follows: “If all human nature be corrupt, it is needless
to strengthen the corruption by establishing a succession of kings, who
be they ever so base, are still to be obeyed....” Paine added that “No
man since the fall hath ever been equal to the trust of being given
power over all.”11
And as the libertarian F.A. Harper once wrote:
Still using the
same principle that political rulership should be employed to the extent
of the evil in man, we would then have a society in which complete
political rulership of all the affairs of everybody would be called
for.... One man would rule all. But who would serve as the dictator?
However he were to be selected and affixed to the political throne, he
would surely be a totally evil person, since all men are evil. And this
society would then be ruled by a totally evil dictator possessed of
total political power. And how, in the name of logic, could anything
short of total evil be its consequence? How could it be better than
having no political rulership at all in that society?12
Finally, since, as
we have seen, men are actually a mixture of good and evil, a regime of
liberty serves to encourage the good and discourage the bad, at least in
the sense that the voluntary and mutually beneficial are good and the
criminal is bad. In no theory of human nature, then, whether it be
goodness, badness, or a mixture of the two, can statism be justified. In
the course of denying the notion that he is a conservative, the
classical liberal F.A. Hayek pointed out: “The main merit of
individualism [which Adam Smith and his contemporaries advocated] is
that it is a system under which bad men can do least harm. It is a
social system which does not depend for its functioning on our finding
good men for running it, or on all men becoming better than they now
are, but which makes use of men in all their given variety and
complexity....”13
It is important to
note what differentiates libertarians from utopians in the pejorative
sense. Libertarianism does not set out to remould human nature. One of
socialism’s major goals is to create, which in practice means by
totalitarian methods, a New Socialist Man, an individual whose major
goal will be to work diligently and altruistically for the collective.
Libertarianism is a political philosophy which says: Given any existent
human nature, liberty is the only moral and the most effective political
system. Obviously, libertarianism—as well as any other social
system—will work better the more individuals are peaceful and the less
they are criminal or aggressive. And libertarians, along with most other
people, would like to attain a world where more individuals are “good”
and fewer are criminals. But this is not the doctrine of libertarianism
per se, which says that whatever the mix of man’s nature
may be at any given time, liberty is best.
Myth #6 Libertarians believe that every person knows his own interests
best. Just as the preceding charge holds that libertarians believe all
men to
be perfectly good, so this myth charges them
with believing that everyone is perfectly wise. Yet, it is then
maintained, this is not true of many people, and therefore the State
must intervene.
But the
libertarian no more assumes perfect wisdom than he postulates perfect
goodness. There is a certain common sense in holding that most men are
better apprised of their own needs and goals then is anyone else. But
there is no assumption that everyone always knows his own interest best.
Libertarianism rather asserts that everyone should have the right
to pursue his own interest as he deems best. What is being asserted is
the right to act with one’s own person and property, and not the
necessary wisdom of such action.
It is also true,
however, that the free market—in contrast to government—has built-in
mechanisms to enable people to turn freely to experts who can give sound
advice on how to pursue one’s interests best. As we have seen earlier,
free individuals are not hermetically sealed from one another. For on
the free market, any individual, if in doubt about what his own true
interests may be, is free to hire or consult experts to give him advice
based on their possibly superior knowledge. The individual may hire such
experts and, on the free market, can continuously test their soundness
and helpfulness. Individuals on the market, therefore, tend to patronize
those experts whose advice will prove most successful. Good doctors,
lawyers, or architects will reap rewards on the free market, while poor
ones will tend to fare badly. But when government intervenes, the
government expert acquires his revenue by compulsory levy upon the
taxpayers. There is no market test of his success in advising people of
their own true interests. He only need have ability in acquiring the
political support of the State’s machinery of coercion.
Thus, the
privately hired expert will tend to flourish in proportion to his
ability, whereas the government expert will flourish in proportion to
his success in currying political favor. Moreover, the government expert
will be no more virtuous than the private one; his only superiority will
be in gaining the favor of those who wield political force. But a
crucial difference between the two is that the privately hired expert
has every pecuniary incentive to care about his clients or patients, and
to do his best by them. But the government expert has no such incentive;
he obtains his revenue in any case. Hence, the individual consumer will
tend to fare better on the free market.
I hope that this
essay has contributed to clearing away the rubble of myth and
misconception about libertarianism. Conservatives and everyone else
should politely be put on notice that libertarians do not believe that
everyone is good, nor that everyone is an all-wise expert on his own
interest, nor that every individual is an isolated and hermetically
sealed atom. Libertarians are not necessarily libertines or hedonists,
nor are they necessarily atheists; and libertarians emphatically do
believe in moral principles. Let each of us now proceed to an
examination of libertarianism as it really is, unencumbered by myth or
legend. Let us look at liberty plain, without fear or favor. I am
confident that, were this to he done, libertarianism would enjoy an
impressive rise in the number of its followers.
1. John
Kenneth Galbraith, The Affluent Society (Boston: Houghton
Mifflin, 1958); F. A. Hayek, “The Non-Sequitur of the ‘Dependence
Effect,’” Southern Economic Journal (April, 1961), pp. 346-48.
2. Irving
Kristol, “No Cheers for the Profit Motive,” Wall Street Journal
(Feb. 21, 1979).
3. For
a call for applying universal ethical standards to government, see
Pitirim A. Sorokin and Walter A. Lunden, Power and Morality: Who
Shall Guard the Guardians? (Boston: Porter Sargent, 1959), pp.
16-30.
4. Frank
S. Meyer, In Defense of Freedom: A Conservative Credo (Chicago:
Henry Regnery, 1962), p. 66.
5.
Thomas E. Davitt, S.J., “St. Thomas Aquinas and the Natural Law,”
in Arthur L. Harding, ed., Origins of the Natural Law Tradition
(Dallas, Tex: Southern Methodist University Press, 1954), p. 39
6. A.
P d’Entrèves, Natural Law (London: Hutchin-son University
Library, 1951), pp. 51-52.
7. Karl
Wittfogel, Oriental Despotism (New Haven: Yale University Press,
1957), esp. pp. 87-100.
8. On
this and other totalitarian Christian sects, see Norman Cohn, Pursuit
of the Millenium (Fairlawn, N.J.: Essential Books, 1957).
9. Dale
Vree, “Against Socialist Fusionism,” National Review (December 8,
1978), p. 1547. Heilbroner’s article was in Dissent, Summer 1978.
For more on the Vree article, see Murray N. Rothbard, “Statism, Left,
Right, and Center,” Libertarian Review (January 1979), pp. 14-15.
10. Journal
of Political Economy (December 1938), p. 869. Quoted in Friedrich
A. Hayek, The Road to Serfdom, (Chicago: University of Chicago
Press, 1944), p. 152.
11. “The
Forester’s Letters, III,” (orig. in Pennsyl-vania Journal, Apr.
24, 1776), in The Writings of Thomas Paine (ed. M. D. Conway, New
York: G. P. Putnam’s Sons, 1906), I, 149-150.
12. F.
A. Harper, “Try This On Your Friends”, Faith and Freedom
(January, 1955), p. 19.
13. F.
A. Hayek, Individualism and Economic Order (Chicago: University
of Chicago Press, 1948), reemphasized in the course of his “Why I Am Not
a Conservative,” The Constitution of Liberty (Chicago: University
of Chicago Press, 1960), p. 529.
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