From The Journal of Speculative Philosophy,
21.1 (2007) 27-43.
Posted November 13, 2008
The Philosopher as Prophet and Visionary: Susanne Langer’s Essay on
Human Feeling in the Light of Subsequent Developments in the
Sciences
Donald Dryden
There are at least five major areas in which Susanne Langer’s work—taken
as a whole, with the three-volume Mind: An Essay on Human Feeling
as its defining achievement—anticipated significant devel-opments in the
biological and psychological sciences that have taken place since the
publication of the first volume of Mind in 1967. The first is
her belief that consciousness, or subjectivity, is the defining subject
matter of psychology. The second is her attempt to develop a conceptual
framework for grounding a theory of mind and consciousness in the
biological sciences. The third is her proposal that a phenomenology of
conscious experience (which she believed could be found in the arts) can
serve as a unique source of insights into the phenomena of life and mind
that we are seeking to understand in terms of the sciences. The fourth
is her thesis that a perfectly continuous evolutionary history has given
rise to a difference between human and animal mentality that is “almost
as great as the division between animals and plants” (1962, 113). And
the fifth is her theory of imagination, which provides a bridge from the
biological sciences to the study of human culture and the symbolic
resources that support it.
1. Symbolic Transformation, Imagination, and the Theory of Art
A central theme of Langer’s work, which received its most extended
treatment in Philosophy in a New Key, is that human beings are
distinguished by a capacity for “symbolic expression and symbolic
understanding” (129) which is not shared by other animals and which
underlies the range of practices that make culture a uniquely human mode
of existence. Langer argued that the process she called the “symbolic
transformation of experiences” (1942, 44) is a spontaneous activity of
the human brain by which conceptual structures are derived by
abstraction from the stream of perceptual experience. The symbolic or
conceptual rendering of experience—a process that is central to Langer’s
definition of imagination—produces “an enormous store of symbolic
material,” an accessible “fund of conceptions” (41) that find expression
in the formation and elaboration of images, are used to ground “the
great systematic symbolism known as language” (1962, 147), and furnish
the material for dreaming, myth, ritual, narrative, and the arts. The
primary function of imagination, through all of its various symbolic
expressions, is to “make things conceivable” (1942, 244)—to shape the
human world as a “fabric of meanings” (280) by constructing and
elaborating the networks of conceptual representations that formulate
and organize our experiences, connecting them together into larger,
coherent patterns.
Underlying all the varieties of symbolic expression and symbolic
understanding, Langer believed, is a fundamental capacity to apprehend
forms, gestalten, or patterns in experience. “By the recognition
of forms we find analogies,” she wrote, “and come to understand
one thing in terms of another” (1930, 88). When we see that two things
exhibit a common form or pattern, we may use one of them to formulate a
conception of the other—to serve as a vehicle for
symbolization; and any medium in which we can construct and
manipulate complex configurations of distinguishable elements can help
us to formulate a conception of something else that exhibits a similar
pattern. Langer argued that different kinds of apprehended patterns or
symbolic forms are appropriate to different objects of knowledge.
Some domains of experience and understanding fall readily into the
discursive forms of language; but we are also able to apprehend and
manipulate patterns that have “too many minute yet closely related
parts, too many relations within relations” (1942, 93) to be adequately
expressed in the medium of discourse. In a painting, for example, “the
balance of values, line and color and light, . . . is so highly adjusted
that no verbal proposition could hope to embody its pattern” (1930,
160). In Philosophy in a New Key, Langer proposed that the
dynamic tonal forms found in music might serve as a symbolic formulation
of “the ever-moving patterns, the ambivalences and intricacies of inner
experience” (1942, 100–101) that language cannot express.
In Langer’s mature philosophy of art, a work of art is “an expressive
form created for our perception through sense or imagination” (1957,
15)—a deliberately “constructed image” (1967, 94) that formulates for
our conception some aspect or dimension of conscious experience,
which Langer called “feeling” and defined quite broadly to include
the entire gamut of subjective reality, “woven of thought and
emotion, imagination and sense perception” (1953, 127), and extending
from “the sensibility of very low animals [to] the whole realm of human
awareness and thought” (1967, 55).1
All these subjective aspects of mental life—”the way feelings,
emotions, and all other subjective experiences come and go” (1957,
7)—form an intricate dynamic pattern of tremendous complexity, much of
which “defies discursive formulation, and therefore verbal expression”
(22). Through works of art, however, we can have access to genuine
knowledge of aspects of the life of feeling that are “verbally
ineffable” (26) but nonetheless expressible by means of “form and color,
tone and tension and rhythm, contrast and softness and rest and motion”
(95) in some artistic medium.
Langer argued, furthermore, that each of the great orders of art
formulates a different aspect or dimension of subjective experience for
our conception and therefore mirrors its logic. Drawing and painting,
for example, explore the dimensions of visual imagination; music
reflects and organizes our sense of experiential time; and the literary
arts express the imaginative processes that govern the retrospective
formulation of lived experience in remembering and retelling through the
use of language and narrative, shaping our conceptions of human action
and elaborating the basic forms of historical understanding.2
2. Conscious Experience and Its Biological Foundations
In general, works of art embody the “conceptual” (1962, 88) or “symbolic
expression of an artist’s knowledge of [some aspect of] feeling” (1967,
xv), “subjective reality,” or “consciousness” (1957, 112). But as
Langer noted in Feeling and Form, all works of art present “the
appearance of life, growth, and functional unity” that are “essentially
organic” (1953, 373). All good works of art, that is, exhibit qualities
of “life,” “vitality,” or “livingness” (1957, 44); and “‘living form’ is
the most indubitable product of all good art” (1953, 82). By Langer’s
own account, the project of Mind grew out of an effort to answer
the fundamental question of why artistic form, to be expressive of the
logic of consciousness (1967, xv), must always be “organic or ‘living
form’” (xix). She had already given an answer, at least in outline, in
Feeling and Form: “Our whole subjective reality,” she had
written, “is entirely a vital phenomenon” (1953, 127); and the conscious
experiences that make up the inward life of human beings must therefore
have their foundations in biological processes.
In an effort to explore the intimate connections between mind and living
process that she had adumbrated in Feeling and Form, Langer began
to read extensively in the specialized literature of the biological
sciences; and she spent the next three decades engaged in a project she
later described as an attempt to “break through current forms of thought
in biology”3
in order “to construct a conceptual framework for biological thinking
that will connect its several departments, from biochemistry to
neuropsychology, in one scientific system”4
that “will naturally result in a theory of the human mind.”5
The results of that project were the three volumes of Mind: An Essay
on Human Feeling, a work that she stated “is not on art at all,
except in so far as my biological concepts stem from art.”6
Langer believed that consciousness, or subjectivity, is the defining
subject matter of psychology, and that “a conceptual framework for the
empirical study of mind” (1967, 257) must be grounded in the biological
sciences. The difficulties of dealing with mental phenomena, however,
had forced psychology to divert its attention to other things, such as
overt behavior, which at the time were thought to be more amenable to
scientific investigation. Langer believed that the problems facing
psychology—and, by implication, the social and cultural sciences on the
one hand, and the biological sciences on the other—were “deep seated and
conceptual” (1971, 316). “Our basic philosophical concepts,” she wrote,
“are inadequate to the problems of life and mind in nature” (1967,
xvii), and therefore “our advanced biological theory does not lead
systematically into an equally advanced psychology” (1971, 315). To
“bring mental phenomena into the compass of natural fact” (1962, 25)—and
to provide an evolutionary account of “the veritable gulf” that Langer
believed “divides human from animal mentality, in a perfectly continuous
course of development of life on earth that has no breaks” (1967,
xvi)—would therefore require “a new conceptual vocabulary” (1971, 316).
Given the right working concepts, Langer believed, the study of mind
should lead “down into biological structure and process . . . and upward
to the purely human sphere known as ‘culture’” (1967, 32). An adequate
conceptual framework should provide the basis for an evolutionary
account of the nature and origin of human mentality that would in turn
support advances in psychology, the cultural and social sciences, and
the humanistic disciplines, including ethical, social, and political
theory.
A biological theory of feeling, or consciousness, requires detailed
knowledge of the phenomena we are trying to understand. But as Langer
repeatedly emphasized, the phenomena of conscious experience are “the
most protean subject matter in the world” (67), and language is “almost
useless for conveying knowledge about [their] precise character” (1957,
91). She believed, however, that detailed and intimate knowledge of the
characteristics of subjective experience is available in the arts.
Every work of art, she had argued, sets some “piece of inward life
objectively before us” (24), in a publicly accessible object that is
“composed by the laws of the inner world to express its nature” (11);
and it does so “with a degree of precision and detail beyond anything
that direct introspection is apt to reveal” (1967, 69). Langer
believed, therefore, that the arts can provide us with extensive
knowledge of many of the phenomena of conscious experience that we are
trying to analyze and understand “in the systematic concepts and direct
language of science” (xx).
But Langer believed that the knowledge available from a study of the
arts goes even deeper. Because consciousness is entirely a biological
phenomenon, the dynamic structure of “the unfelt activity underlying
every event that enters into the state of feeling” (1964, 391) is
invariably reflected in the forms of subjective experience. Every work
of art, because it exhibits the “felt tensions, rhythms, and activities”
(1967, xix) that characterize some aspect of the dynamics of conscious
experience, must also express “their unfelt substructure of vital
processes” (xix). Langer believed, therefore, that a serious study of
the phenomenological data available in the arts should guide our
investigations in the biological sciences and shape the conceptual
framework of an adequate theory of mind.
3. A Conceptual Framework for the Empirical Study of Mind
As Langer pursued her readings in biology under the guidance of insights
provided by her study of the arts, she was struck by several
characteristics of biological phenomena that she believed were
theoretically significant. First, living form is always dynamic
form, “whose permanence is really a pattern of changes,” and whose
“elements are not independent parts” (1957, 52), but a myriad of
interrelated, interdependent activities (52) held together by multiply
coordinated interactions. Second, what holds all these activities
together in a single system is a principle Langer called rhythmic
continuity (1953, 127), which she defined as the functional
involvement of successive events. And finally, the only way events
external to a living system can exert their effect is indirectly, by
adding their influences to the prevailing condition of the system, which
is the ongoing matrix of activities from which all subsequent changes
emerge.7
In constructing the concepts that she hoped would provide the framework
for a more adequate biological theory, Langer took these characteristic
features into account; and following Whitehead’s lead, she began with an
event, rather than a material entity, as “the ultimate unit of
natural occurrence” (Whitehead 1925, 103) for the analysis of biological
phenomena. Langer built her framework around a concept she called the
act, which she defined as “an event, a spatiotemporal occurrence”
(Langer 1967, 304) that is “the unit of vital process” (1971, 316).
Every act “arises from a matrix of other, concomitant acts, and spends
itself in the same stream of act-engendered acts as part of the
self-propagating process” (317). Acts are therefore not material parts
of a living thing but “elements in the continuum of a life” (1967, 261);
they are always found within “a matrix of activities [that] is a
physiological continuum, a living system, presented as a whole by reason
of the involvement of its acts with each other” (1971, 317).
Every act exhibits a characteristic sequence of phases that Langer
called the “impulse, rise, consummation, and cadence” (318). Acts begin
with “a formative phase, the impulse” (316), after which “they normally
show a phase of acceleration, or intensification of a distinguishable
dynamic pattern, then reach a point at which the pattern changes,
whereupon the movement subsides. That point of general change is the
consummation of the act” (1967, 261). Acts therefore exhibit a
characteristic dynamic form, and that form can be empirically found in
the continuum of biological processes at every level of biological
organization.
Every act arises from what Langer termed a situation, which is
always a matrix or “stream of advancing acts which have already arisen
from previous situations” (281). The process whereby distinguishable
acts arise from the “constellation of other acts in progress” is a basic
causal relation obtaining among acts, which Langer defined as
induction (281). Outside events that impinge on a living system
exert their influence indirectly, by altering “the organic situation
that induces acts” (283). The new situation then “induces new
distinguishable acts”; and the “indirect causation of acts via the
prevailing dynamic situation” is what Langer called motivation
(283).
A change in the situation in the matrix that induces an act is at the
same time an integral part of the act itself; and it is this initial
phase of the act that Langer termed its impulse. An impulse is a
store of energy built up within the matrix, a complex pattern of
tensions that determines the presumptive shape and scope of the act,
giving an indivisible wholeness to the course of its actualization. An
impulse is at once a potential act and a real, physical event,
although not every impulse is carried out, or actualized.
Although the overall shape and scope of an act is prefigured in its
impulse, the course of its further development is subject to a variety
of further influences for which Langer introduced the general term
pressions (370).
Finally, every act develops as part of “a self-continuing system of
actions proliferating and differentiating in more and more centralized
and interdependent ways” (314), a matrix of interdependent and
self-propagating activities that constitutes what Langer called an
agent—”a product and producer of acts; a living being” (317). From
this perspective, the advancing course of life emerges from “the
pressure of billions of impulses, ever pushing to actualization in every
single organism, entering or failing to enter the moving stream of acts
that constitutes the life of the agent, and beyond the agent, the stock,
and enfolding the stock, the whole teeming life process on earth” (377).
At every level, a living system is seen as “a fabric of burgeoning
acts, in literally billions of pressive relations which automatically
adjust the elements of that incredibly complex dynamism to each other”
(370).8
4. Recent Developments in the Sciences of Life and Mind
In the years following the publication of the Essay on Human Feeling,
advances in the biological and mind sciences have confirmed the
essential rightness of Langer’s insights in each of the five areas
discussed in the first half of this essay.
4a. The Return of Consciousness to the Study of Mind
The recent rise of consciousness studies provides what is perhaps the
most dramatic vindication of Langer’s prophetic vision. Although John
Searle argued in 1984 that “consciousness is the central fact of
specifically human existence” (Searle 1984, 16), he noted that there was
still widespread “resistance to treating the conscious mind as a
biological phenomenon like any other,” with the result that
“consciousness and subjectivity are often regarded as unsuitable topics
for science” (10). In fact, he reported, on occasions when he had
lectured “to audiences of biologists and neurophysiologists,” he had
found “many of them very reluctant to treat the mind in general and
consciousness in particular as a proper domain of scientific
investigation” (10). Less than a decade later, however, two books
appeared that attracted widespread interest among researchers in the
psychological sciences and the philosophy of mind. In The Embodied
Mind, Francisco Varela and his collaborators urged the sciences of
mind “to enlarge their horizons to encompass . . . the lived world of
human experience” (Varela, Thompson, and Rosch 1991, xv–xvi); and Owen
Flanagan, in Consciousness Reconsidered, argued that descriptions
of the way things seem from the viewpoint of the experiencing subject
are as important to the study of mind as the cognitive and neurosciences
(Flanagan 1992). Before long consciousness studies had become a
thriving academic industry, supporting journals, conferences, and a
flood of publications with contributions from researchers in a number of
disciplines.
4b. Metaphor and Conceptual Processes in Human Cognition
The 1980s also saw the appearance of influential work by George Lakoff,
Mark Johnson, and others who began to call attention to the
fundamentally metaphorical character of the human conceptual
system. Johnson, for example, argued that metaphor, which he
defined as “a process by which we understand and structure one domain of
experience in terms of another domain of a different kind” (Johnson
1987, 15), plays a “central role . . . in all meaning, understanding,
and reasoning” (ix). On this account, the structures of every domain of
human understanding—whether formulated in language or in other symbolic
resources—are ultimately derived from our embodied experience, broadly
defined to include the biological capacities and the physical,
psychological, and social experiences of human beings functioning in a
human environment. Recurring patterns in these experiences provide the
basis for “nonpropositional, figuratively elaborated schematic
structures” (xxi), which Johnson called “image schemata” (xix), “around
which meaning is organized at more abstract levels of cognition” (xx).
Since the early 1990s, the concept of image schemas has figured
prominently in the work of psychologist Jean Mandler. Mandler’s work on
the emergence of cognitive capacities in human development rests on a
fundamental distinction—also present in Langer’s writings—between
perceptual and conceptual processes, each of which constitutes a
distinct level of cognitive operations. In Mandler’s account,
elementary perceptual processes initially organize incoming perceptual
information into a stable world of objects and patterns and operate on
segmented perceptual displays to generate perceptual schemas or
prototypes that are based on physical appearance or overall physical
similarity. These perceptual schemas figure in representations of
sensorimotor procedures—they are part of a system of procedural
knowledge, itself inaccessible to consciousness, that underlies adaptive
sensorimotor performance in humans and nonhumans alike. In human
cognition, a further level of processes operates on these elementary
formulations to produce what Mandler calls image-schematic conceptual
representations, or image schemas. Mandler proposes that image
schemas are formed by an active, attention-based process she calls
perceptual meaning analysis (Mandler 2004), which operates
selectively to analyze perceptual arrays, abstracting some essential
aspects and using them to produce simplified, more abstract
representations. Although the image schemas or conceptual
representations themselves are inaccessible to consciousness, they
provide a network of underlying meanings from which accessible concepts
can be formed and brought to conscious awareness as images, language, or
other vehicles of thought. The formation of image schemas occurs
simultaneously and in parallel with the activity of the sensorimotor
system; and image schemas form a network of conceptual representations
that can be acquired and elaborated prior to and independently of
language, while also providing the meanings that are later used to
ground the acquisition of language, as cognitive linguists have argued (Mandler
1998, 294, 299).
In Mandler’s theory, image-schematic conceptual representations are seen
as “transformations of perceptual information” (264) into analogical,
nonpropositional forms of representation that provide an enormous store
of potentially accessible conceptual material, only some of which is
mapped onto the propositional structures of language. Here the term
“conceptual” is extended—as it is by Johnson—to include “any meaning
structure whatever” (Johnson 1987, 17); and we can define
imagination, following Johnson, as the set of capacities involved in
constructing and elaborating the network of meaning structures that
underlies the production of images, language, and other vehicles of
conception that figure centrally in human experience. Conceptual
representations can also be seen as the product of what Langer called
“the symbolic transformation of experiences” (Langer 1942, 44); and as
Langer argued, they are used in a multitude of ways to formulate and
organize our experiences, connecting them together to make the larger
fabric of meaning that frames the human world.9
4c. The Evolution of Human Singularity
In the Essay on Human Feeling, Langer had argued that a central
problem for any naturalistic theory of mind was “the nature and origin
of the veritable gulf that divides human from animal mentality” (Langer
1967, xvi). She believed that “a perfectly continuous course of
development of life on earth that has no breaks” (xvi) has somehow given
rise to a profound qualitative transformation, “which sets human
nature apart from the rest of the animal kingdom as a mode of being that
is typified by language, culture, morality, and the consciousness of
life and death” (xvi). Langer’s position was not widely shared. As she
wrote in 1962:
The concept of continuous animal evolution has made most psychologists
belittle the differences between man and his nonhuman relatives, and led
some of them, indeed, to think of Homo sapiens as just one kind
of primate among others, like the others in all essential
respects—differing from apes and monkeys not much more than they differ
from species to species among themselves. (1962, 111)
Although this view is still widely held, detailed support for Langer’s
argument was first provided ten years ago by the biological
anthropologist Terrence Deacon. In his book, The Symbolic Species
(1997), Deacon argued that the evolution of the human brain and its
capacity for language and culture could not have resulted from a simple
quantitative increase in animal intelligence but instead required the
emergence and functional dominance of a novel semiotic function,
qualitatively different from the cognitive capacities that form the
basis of animal intelligence. Deacon termed this emergent cognitive
capacity symbolic reference and argued that it forms the basis of
a uniquely human mode of existence. Human beings, Deacon argued, live
in a world “full of abstractions, impossibilities,” and the knowledge of
their own death (Deacon 1997, 22) that “no other species has access to”
(21). Although Deacon accepted an “unbroken continuity” (13) in the
evolutionary descent of human from nonhuman brains, he proposed that a
series of quantitative changes in early brain growth
patterns—such as changes in the timing of a few key regulatory
events—ultimately led to a radical, qualitative shift in the
functional organization of the human brain and therefore to “a singular
discontinuity between human and nonhuman minds” (13): Although
“biologically, we are just another ape,” he concluded, “mentally, we are
a new phylum of organisms” (23).10
4d. Causal Networks and Dynamical Modules in the Biological Sciences
The recent history of cellular and developmental biology provides
further examples of significant themes prefigured in the Essay on
Human Feeling. For nearly a century, researchers in developmental
biology have operated with what biologist George von Dassow calls a
“perturbation-to-consequence mode” of causation (von Dassow and Munro
1999, 310)—an essentially linear conception in which research on
developmental mechanisms proceeds on the assumption that a mutant gene
and an altered phenotype, for example, lie at the opposite ends of a
causal chain, and that the goal of research is to fill in the links of a
“perturbation-to-consequence chain” between the mutant gene and the
abnormal phenotype. Common metaphors like “genetic program” and
“developmental pathway” owe their prevalence in part to this widespread
habit of thought, which was derived from the biochemical metaphor of
metabolic pathways. In the face of growing evidence of the staggering
complexity of biological processes at every level of organization,
however, cell biologists have been forced to expand their conceptions of
mechanistic architecture to include causal networks. Similarly,
developmental biologists have been faced with a growing number of
individual perturbation-to-consequence chains that “overlap and
interweave” (310); and the chains themselves begin to appear as
identifiable strands within a densely ramifying network of highly
orchestrated, interlocking biochemical processes.
In the late 1990s, von Dassow and his colleagues developed a network
model of the cross-regulatory interactions among segment polarity genes
and their products, which play a central role in the segmentation of
developing insect embryos like the fruit fly Drosophila (von
Dassow, Meir, Munro, and Odell 2000). In general, a genetic
regulatory network can be defined as any set of interacting
molecular species, including genes, gene products, and metabolites,
whose boundaries can be determined by connectivity criteria; and models
of nonlinear dynamical systems offer powerful resources for exploring
the behavior of such networks, whose complexity could not have been
captured without the increases in computational power that recent
advances in computer engineering have made possible.
The significance of these achievements, however, reaches beyond their
use in modeling gene networks and developmental mechanisms. The
“parts,” or units of decomposition, that have been singled out
for the purposes of mechanistic explanation in biology have
traditionally been things like molecules, macromolecular structures,
cells, anatomically defined structures, or individual organisms—material
units that biologist Jay Mittenthal calls structural modules (Mittenthal
1998) and von Dassow describes as “obvious entities, defined in more or
less concrete terms,” and constituting “an equally evident hierarchy of
biological organization” (von Dassow and Munro 1999, 312). The
development of network models, however, has forced researchers to
consider what von Dassow calls “more elusive entities that inhabit
intermediate levels within the framework defined by the obvious ones”
(312). Mittenthal calls these dynamical modules of biological
organization—networks of processes that can defined by the strength of
connectivity or density of interactions among their constituent entities
(which may themselves be networks of processes) and can be modeled using
the resources of dynamical systems theory. Although dynamical modules
are “more difficult to define in abstract terms and to identify or
distinguish from one another in practice than obvious things like
proteins and cells,” von Dassow argues that they “are no less real as a
consequence” (312). Furthermore, Mittenthal has proposed that
biological entities can be analyzed as networks of processes that “form
a nested hierarchy with bidirectional interactions among levels” (Mittenthal,
Baskin, and Reinke 1992, 322), and that “physiological and developmental
modules operate at levels of organization from intracellular to
organismal, and at time scales from seconds to years” (Mittenthal 1998,
3).
How are these developments prefigured in Langer’s work? Consider the
conceptual framework of dynamical systems theory. In general, a
dynamical system is any system whose overall state changes over
time; and it is convenient to think of the changes it can undergo as
taking place within a “space” defined by all the possible states that
the system can assume. The state of the system at any given time can be
defined by a point in this state space; and as the state changes
over time, the point traces a path through the state space that is
called a trajectory. Under the right conditions, the time
evolution of a dynamical system will exhibit distinguishable phases or
episodes, each of which begins with the formation of a particular
dynamical landscape. Under the influence of a set of initial
determining conditions, the system is launched along a trajectory in the
direction of an attractor.
The landscape of a dynamical system is a function of the parameters of
the equations that define the model of the system, and if the parameters
vary as the system moves along its trajectory, the dynamical landscape
will change—sometimes gradually and continuously, sometimes more
abruptly and drastically. Influences from the environment of the system
can be represented as parameters of the system equations, and a system
whose parameters are changing is said to be coupled to, or perturbed by,
the environment.
A coupled dynamical system can be used to model the behavior of an agent
interacting with an environment which it is continuously affecting and
to which it is continuously making adjustments. In many such cases, the
dynamics of a coupled agent-environment system will never settle on an
attractor, and the system will always be found on a transient—a
trajectory directed toward, but never actually on, an attractor—because
the dynamical landscape of the system is continually shifting as the
system is perturbed by input.
Distinguishable episodes in the time evolution of a coupled
agent-environment system will therefore be marked by punctuational
changes in the dynamical landscape, defined by nonequilibrium phase
transitions as the parameter values cross critical “bifurcation”
points in parameter space. The formative phase of each successive
episode can be defined as the period of time in which a particular
dynamical landscape forms under the influence of a set of initial
determining conditions, or the point in time at which the control
parameters pass through critical points in parameter space, thereby
initiating a nonequilibrium phase transition and a consequent shift in
the configuration of the dynamical landscape.
In terms of Langer’s conceptual framework, the episodes themselves may
be identified as acts, the formative phase as the impulse;
and the determining conditions (the initial and boundary conditions that
shape the dynamical landscape and influence the parameter values of the
system equations) constitute the situation from which the act
arises. Influences that affect parameter values without bringing about
punctuational, nonlinear changes in the landscape (which result in a
gradual, linear deformation of the landscape) might be identified with
what Langer called pressions—”those relations [between acts and
situations] that determine the form of an act in the course of its
development, i.e., beyond its determination in the generating impulse,
and conversely, such as shape a situation for subsequent or sometimes
concurrent acts” (Langer 1967, 370).
4e. Phenomenology and the Deep Continuity of Life and Mind
One other area of current research deserves attention, and that concerns
the growing interest in developing disciplined, first-person,
phenomenological methods as an integral part of the scientific study of
consciousness. Langer’s approach to the phenomenology of consciousness
was through a detailed study of works of art, which she believed offered
an access to many of the phenomena of subjective experience that are
available in no other way; and the conceptual framework she developed in
the Essay on Human Feeling was shaped by the aspects of life and
mind that she found revealed in the arts. More recently, Evan Thompson
has made the phenomenological tradition of Husserl and Merleau-Ponty
central to his efforts to “enlarge and enrich the philosophical and
scientific resources we have for addressing the [explanatory] gap”
(Thompson 2007, x) between consciousness and the rest of nature. “To
make real progress on the explanatory gap,” Thompson argues,
we need richer phenomenological accounts of the structure of experience,
and we need scientific accounts of mind and life informed by these
phenomenological accounts. Phenomenology in turn needs to be informed
by psychology, neuroscience, and biology. (x)
Like Langer, Thompson accepts the thesis he calls “the deep continuity
of life and mind,” according to which “life and mind share a set of
basic organizational properties, and the organizational properties
distinctive of mind are an enriched version of those fundamental to
life” (128). By bringing phenomenological investigations of human
experience into “a mutually illuminating relationship” (x) with the
scientific study of life and mind, Thompson believes that phenomenology
can be renewed and naturalized nonreductively while contributing to a
transformation in our understanding of nature itself as the resources of
phenomenology are brought to bear on the study of biological phenomena
(359).
It was Thompson’s mentor and long-time collaborator, Francisco Varela,
who first proposed that structural features of present-time
consciousness, as described in Husserl’s philosophical phenomenology,
could be mapped onto corresponding aspects of brain activity using the
resources of dynamical systems theory—an approach he called
“neurophenomenology” (Varela 1996; 1999). As further developed by
Thompson, neurophenomenology employs first-person descriptions of
subjective experience obtained by phenomenological methods to guide and
shape the analysis and interpretation of neurophysiological processes
relevant to consciousness, while at the same time making use of the
results of neuroscientific research, obtained from a third-person
perspective, to guide and shape phenomenological investigations. Neurophenomenology
uses dynamical systems theory to mediate between phenomenological
accounts of the structure of lived experience and the results of
neuroscientific investigations of brain activity.
A neurophenomenological analysis of present-time consciousness, for
example, leads to the claim that “the formal structure of
time-consciousness . . . has an analogue in the dynamic structure of
neural processes,” and that “this analogue is revealed by a nonlinear
dynamical form of description” (Thompson 2007, 356). In Varela’s
account, the moving continuum of conscious experience is constituted by
a succession of events that have an episodic structure like the
successive peaks on the undulating surface of a river, each one integral
to, but distinguishable within, an unbroken stream of ongoing activity.
What Varela calls the emergence of mental-cognitive events (Varela
1999, 117) or cognitive acts (Varela and Thompson 2003, 270) is
an ongoing process that continually gives rise to an unbroken succession
of cognitive moments, each of which “arises, flourishes, and subsides,
only to begin another cycle” (Varela 1999, 117). Each successive
episode corresponds to the present moment of consciousness, which has an
incompressible duration on the order of a few seconds, a “now moment”
(112) that is bounded by a horizon or fringe reaching in two directions
at once—backward into the immediate past and forward into an
indeterminate future. What Husserl called the “living present” thus has
an invariant three-fold structure, in which a “now” phase is bounded by
both a retentional fringe—a “continuous holding onto the present
as slipping away and sinking into the past” (Thompson 2007, 319)—and a
protentional horizon—”the continuous going beyond the present as
opening into [a] future” (319) that is “indeterminate” but “about to
manifest” (Varela 1999, 131).
Varela explains these phenomenological features of present-time
consciousness as manifestations of an underlying neurodynamics having a
similar retentional-protentional structure. He argues that the ongoing
stream of neural activities relevant to consciousness can be parsed into
a succession of events, each of which corresponds to the emergence of a
momentarily integrated, self-organizing neural assembly (or neuronal
ensemble) from the cooperative interactions among elements of widely
distributed neuronal populations with strong interconnections. In the
language of dynamical systems theory, each emergent assembly arises as a
phase transition from the immediately previous one and “is
attracted along a certain forward trajectory, while containing the trace
of its predecessor” (Thompson 2007, 335). As seen from the perspective
of dynamical systems theory, therefore, the phenomenological features of
present-time consciousness are “structurally mirrored at the biological
level by the self-organizing dynamics” of “the large-scale neural
processes thought to be associated with consciousness” (329). In other
words, as Thompson puts it, “the temporal structure of experience . . .
depends on the way the brain dynamically parses its own activity” and
“is [therefore] caused by and realized in the dynamic structure of
biological processes” (334).
In using the concepts of dynamical systems theory to mediate between
phenomenology and neuroscience, dynamical descriptions are mapped onto
structural features of experience and also onto corresponding aspects of
neurophysiological processes relevant to consciousness. In this way, a
phenomenological analysis of the structure of time-consciousness can be
naturalized by grounding it in biological features of brain activity.
The resulting account is not a reductive one, however, because the
phenomenological, biological, and dynamical analyses are all equally
needed, and “no attempt is made to reduce one to the other or eliminate
one in favor of another” (357).
5. Conclusion: Toward a “Biology Built Out of Verbs”
In closing, I would like to call attention to a recent article by the
historian and philosopher of biology, Evelyn Fox Keller. Keller opens
her article, “The Century Beyond the Gene,” with the observation that
in exciting times such as ours, . . . history can happen a lot faster
than a scholar . . . can write. . . . Five years ago, the number of
molecular geneticists willing to give up on their paradigm of genetic
reductionism was still relatively small, but biologists seem to be
undergoing a paradigm shift right under our noses. (Keller 2005, 4)
As the complete genomes of a growing number of organisms have been
sequenced—including, most recently, the human genome itself—an
increasing number of biologists have begun to turn their attention
toward system-wide approaches to biological complexity. When Langer
began the project of Mind in the mid-1950s, Watson and Crick had
just announced their discovery of the structure of DNA; and biology
stood at the beginning of a fifty-year period of research into the
detailed structures and functions of the molecular components of life.
As we begin a new century, however, as Keller reports, “there is a
widespread sense that the reductionist phase of genetic research is now
over” (5) and that biology has begun to move in the direction of
becoming a systems science (4).
Keller cautions, however, that “the challenges now posed by our most
recent encounter with biological complexity may require some new ways of
talking” (8). Although most biologists, she notes, “may now agree on
the need to shift their focus to the interaction between and among
individual parts, and even to the dynamics of these interactions” (9),
she argues that, “in this effort, they are handicapped by ingrained
habits of thought and speech that give ontological priority to those
parts” (9). “Prior to the need to construct an appropriate theoretical
framework,” she continues, “may well be the need to construct a more
appropriate linguistic framework,” one that takes account of “the
dynamic interactions that not only bind parts into wholes, but equally,
that reveal the ways in which those interactions construct the parts
themselves” (9). The more we learn about the interactions among what
Keller calls “all the players of the cellular orchestra” (9), “the more
compelling,” she writes, becomes
the need for an entire new lexicon, one that has the capacity for
representing the dynamic interactivity of living systems, and for
describing the kinds of inherently relational entities that can emerge
from those dynamics. . . . For too long we have tried to build a biology
out of nouns, a science constructed around entities. Perhaps it is time
for a biology built out of verbs, a science constructed around
processes. (9)
Ten years ago I concluded an article on Langer’s contributions to
American philosophic naturalism with these words:
Susanne Langer’s genius lay in being able to see beyond the limited
alternatives of her own time to a vision of life and mind within a
nature that was far richer with possibilities than were dreamed of in
the philosophies of most of her contemporaries, as well as by many of
those who came after her, even down to the present day. We have barely
begun to catch up to her vision. (Dryden 1997a, 177)
Now, however, in 2007, the conditions favoring the realization of that
vision are already upon us. And I cannot imagine a more exciting time
to be working at the intersection of philosophy and the sciences of life
and mind.
Notes
1
It is important to emphasize that Langer uses the term feeling in
the broadest possible sense, as a generic term for conscious experience.
Early in The Principles of Psychology James discussed the need
for “some general term by which to designate all states of consciousness
merely as such, and apart from their particular quality or cognitive
function” (James 1890, 185). He considered “thought” to be “by far the
best word to use” (186) but acknow-ledged the difficulty of extending the
term to cover sensations, and concluded that, “in this quandary we can
make no definitive choice. . . . My own partiality is for either FEELING
or THOUGHT,” he wrote, and “I shall probably often use both words in a
wider sense than usual,” to refer to “mental states at large,
irrespective of their kind” (186). Langer’s choice of the term
“feeling” can be seen as an attempt to deal with the same problem; and
she stated unequivocally that she intended the term to refer to “what is
sometimes called ‘inner life,’ ‘subjective reality,’ [or]
‘consciousness’” (Langer 1957, 112). In the first volume of Mind,
Langer noted that James “used ‘thinking’ in the sense in which I use
‘feeling’” (Langer 1967, 21n.36); and she cites the above passage from
The Principles of Psychology.
2
I have discussed the role of language, narrative, and literary art in
relation to human memory, historical understanding, and conceptions of
human action in Dryden (2004).
3
James Lord, “A Lady Seeking Answers,” New York Times Book Review,
May 26, 1968, p. 4.
4
Susanne K. Langer,
“Letter to the Book Review Editor,” Saturday
Review, August 26, 1967, p. 26.
5
James Lord, “A Lady Seeking Answers,” New York Times Book Review,
May 26, 1968, p. 4.
6
Unpublished letter to Sir Herbert Read, August 4, 1967, in the Susanne
K. Langer Papers, Houghton Library, Harvard University.
7
This characteristic of living things concerns the pattern of causal
relationships that obtain between the impingement of events external to
the system and subsequent changes that are observed in the system
itself, including behaviors, that are often described as “responses.”
These changes, which may emerge gradually or suddenly from the ongoing
activities of the system as it registers the influence of external
events, often appear as “the direct mechanical effects of [a] stimulus”
(Langer 1972, 10). But as Langer observed, the analysis of biological
activities in terms of linear sequences of cause-and-effect
relationships, while not impossible, is often irrelevant to
understanding their more complex causal architecture (Langer 1967, 275).
Treating influences that originate outside the system of biological
activities as “stimulus events” and the subsequent changes as
“responses” “creates a much simpler pattern of cause and effect” (Langer
1972, 23) than “the indirect and non-linear causation” exhibited by
organic processes (5n.3). A more adequate analysis would reflect the
fact that external events which impinge on a living system always exert
their effects indirectly, “ through the matrix of activities
which is the organism” (5), by adding their influences “to the
prevailing condition of [the] system” (5), in which “external and
internal elements intersect and interact” (Langer 1967, 427). As Langer
noted, an external event that makes peripheral contact with this ongoing
system of activities “falls at once under the sway of vital processes,
and becomes an element in a new phase of the organism; that is, it
engenders a new situation” (283). It is the resulting change in the
matrix of activities already in progress that brings about what are
identified as the responses of the system. “The only way an external
influence can produce [a distinguishable change of activity] is to alter
the organic situation that induces [subsequent activities]; and to do
this it must strike into a matrix of ongoing activity, in which it is
immediately lost, replaced by a change of phase in the activity. The
new phase induces new distinguishable [changes]” (283).
8
Further details of Langer’s proposed biological framework and the
influence of Whitehead’s metaphysics on its development are given in
Dryden (1997b).
9
I have explored the relationship between Mandler’s work and Langer’s
theory of art and imagination in Dryden (2004).
10
Since the publication of Deacon’s book, several other researchers have
proposed theories of what is sometimes referred to as the origins of
“human singularity,” or the evolution of “cognitively modern humans.”
These theories are summarized and compared in Fauconnier and Turner
(2002, 171–87).
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