Matter,
Consciousness, and the Fallacy of Misplaced Concreteness
David Ray Griffin
II. Overcoming Misplaced Concreteness with
Regard to Both Matter and Mind
B. The Status of Consciousness in Human
Experience
The first precondition
for Whitehead’s generalization from our own experience to the intrinsic
reality of other things is his repudiation of the “implicit assumption of
the philosophical tradition . . . . that the basic elements of experience
are to be described in terms of one, or all, of the three ingredients,
consciousness, thought, sense-perception.” In Whitehead’s philosophy,
“these three components are unessential elements in experience,” belonging
to a derivative phase of experience “if in any effective sense they enter
at all” (PR, 36). I will deal with consciousness and thought in
this point, saving sense perception for the next.
Whitehead specifically connects the derivative nature of consciousness
with the program to generalize. Just after saying that, because of
analogies, “bodily activities and forms of experience can be construed in
terms of each other,” he adds:
This
conclusion must not be distorted . . . [by] a distorted account of human
experience. Human nature has been described in terms of its vivid
accidents, and not of its existential essence. The description of its
essence must apply to the unborn child, to the baby in its cradle, to the
state of sleep, and to that vast background of feeling hardly touched by
consciousness. Clear, conscious discrimina-tion is an accident of human
existence. It makes us human. But it does not make us exist. It is of
the essence of our humanity. But it is an accident of our existence. (MT,
116)
This notion
means that the unity of a moment of experience—the unity of reception,
enjoyment, and action—is not dependent on conscious operations. With
regard to a moment of experience’s reception of causal influences from its
body, Whitehead uses the term “prehension,” which means a taking
account that may or may not be conscious, or cognitive (SMW,
69). Whitehead is here pointing to the most basic form of the operation
that lies behind what philosophers, following Franz Brentano, have called
“intentionality,” meaning “aboutness.” By using the term “prehension,”
however, Whitehead means no merely external reference but the way an
experience “can include, as part of its own essence, any other entity” (AI,
234). Accordingly, in speaking of a moment of our experience as a “unit
occurrence,” he says: “This total unity, considered as an entity for its
own sake, is the prehension into unity of the patterned aspects of . . .
the various parts of its body” (SMW, 148f.) . One point of this
description is “to edge cognitive mentality away from being the necessary
substratum of the unity of experience” (SMW, 92), because that
unity occurs prior to, and perhaps without the accompaniment of,
consciousness or cognition.
Cognition
discloses an event as being an activity, organizing a real togetherness of
alien things. But this psychological field does not depend on its
cognition; so that this field is still a unit event as abstracted from its
self-cognition. Accordingly, consciousness will be the function of
knowing. But what is known is already a prehension of aspects of the one
real universe. (SMW, 151)
As
Whitehead put the point more concisely later, “consciousness presupposes
experience, and not experience consciousness” (PR, 53). Whenever I
speak of the mind, accordingly, the reader should understand this “process
of unification,” which Whitehead puts in place of “mind” as usually
understood in philosophy (SMW, 69).
If
consciousness is not the substratum of experience, what status does it
have? In discussing this question, Whitehead refers to James’s essay “Does
‘Consciousness’ Exist?” Whitehead accepts James’s rejection of
consciousness in the sense of an “aboriginal stuff . . . , contrasted with
that of which material objects are made, out of which our thoughts of them
are made” (SMW, 144; quoting James). He also accepts James’s view
that consciousness is a particular function of experience. (Note
that consciousness is said to be a function of experience [which
is an “aboriginal stuff,” although not one “contrasted with
that of which material objects are made”] rather than a function of the
brain.) This function (as indicated in the extract above) is the
function of knowing or (as indicated in the previous extract) the
function of clear discrimination of the prehended objects[*]
Whitehead later works out this view more technically, defining
consciousness as the “subjective form” of an “intellectual prehension.”
To clarify this definition will require a discussion of Whitehead’s
account of the phases of a moment of experience.
[*] Given this distinction between distinctively conscious
experience and experience itself (which essentially involves prehensions,
which may not clearly discriminate among any of the prehended objects), it
would be implausible in the extreme to attribute consciousness to amoebas,
let alone atoms and electrons. Those philosophers who insist that all
experience is conscious experience, such as McGinn, Seager, and Strawson,
must be presupposing some very different notion of consciousness. Of
course, there is no “right” way to define consciousness. However, it is
puzzling that, so many decades after Freud, Jung, and others have provided
extensive evidence of unconscious experience in human beings, many
philosophers still define their terms in such a way that, as Strawson puts
it, “the expression ‘conscious experience’ is, strictly speaking,
pleonastic” (MR, 3).
Whitehead also accepts
James’s idea (although he had evidently come to it independently) that
one’s experience, although it may seem like a “stream,” consists literally
of “buds or drops of perception,” which “come totally or not at all” and
in that sense are not divisible (PR, 68). Such a “drop” has the
internal duration stressed by Bergson. Whitehead’s technical term for
these “drops” is “occasions of experience.” This term involves a further
specification of his other technical term for an actual entity, “actual
occasion,” which is used to indicate the temporal and spatial
extensiveness of an actual entity (PR, 77). He thereby overcomes
the dualism between physical entities as having spatial but not temporal
extension and minds as having temporal but not spatial extension. His
view is that all actual entities are actual occasions, thereby
having both spatial and temporal extension, and that all actual occasions
are occasions of experience. But that is to anticipate. For now
the focus is on a human occasion of experience.
An occasion
of experience consists entirely of prehensions. A prehension always
involves—besides the occasion of experience that is the subject of
the prehension—two aspects: (1) the object that is prehended and
(2) the subjective form with which it is prehended. The most basic
kind of subjective form is emotion, but there are other subjective forms
as well. Every prehension has both an objective datum and a subjective
form. There can be no “bare” grasping of an object, devoid of subjective
feeling. (This position, incidentally, agrees with McGinn’s view that
“the subjective and the semantic are chained to each other” [PC,
30] so that there cannot be content without subjective experience.) Given
this twofold meaning of prehension, Whitehead uses as a virtual synonym[*]
the term “feeling,” which suggests both that something is felt and
that it is felt with affective tone (AI, 233). The term
“feeling” suggests the operation of “passing from the objectivity of the
data to the subjectivity of the actual entity in question” (PR,
40). Prehensions or feelings can be simple or they can be more or less
complex, involving integrations of simpler feelings.[1]
[*] There is a technical difference, in that there are both
positive prehensions, which are termed feelings, and negative
prehensions, which exclude their data from feeling (PR, 23). For
our purposes, however, the terms “prehension” and “feeling” can be used
interchangeably.
An occasion
of experience, although not divided or divisible in fact, can be divided
intellectually into phases. Each phase has different types of prehensions.
The first phase consists of physical prehensions, which are
prehensions whose objects are other actualities, that is, other
occasions of experience or groups thereof. To speak of a “physical
feeling,” accordingly, does not necessarily mean that the object is some
portion of one’s body. The only requirement is that the object be an
actuality, not a mere possibility. Feelings of one’s body are,
however, of overwhelming importance in one’s physical experience. (To
speak of “physical experience,” of course, is to challenge the dualistic
use of these two words, which put them in opposition: To be “physical” was
to be devoid of experience, whereas to have “experience” was to be
mental.) In any case, all higher forms of experience presuppose physical
experience.
Physical
prehensions stand in contrast with mental (or conceptual)
prehensions, in which the object is a possibility, an ideal or abstract
entity (what is often called a “mental object,” meaning an object of
mental apprehension). These conceptual feelings occur in the second phase
of an occasion of experience, being derivative from physical feelings.
For example, out of a particular set of physical feelings originating
from a red object, I may lift out redness as such, in abstraction from its
exemplification in this particular object. The feeling of redness itself
is a conceptual feeling; it is mentality.
Mentality,
however, does not necessarily involve consciousness and, in fact, in this
second phase cannot. (As we will see, consciousness cannot arise
prior to the fourth phase.) Mentality is essentially appetition,
either for or against some possible form of experience. It can be a blind
urge to realize, or avoid, some form of feeling. In any case, conceptual
feeling is derivative from physical feeling, with which experience
originates.
This
account of the relation between the physical and mental types of
experience agrees, then, with Hume’s claim that experience originates with
“impressions,” not “reflections”; but it disagrees with Hume’s opinion
that the data of these “impressions” are mere universals, such as
sense data, rather than actual entities (PR, 160). For Whitehead,
perceptual experience begins with the direct perception of other
actualities, such as those comprising our bodies. This is the ground
of our realism, our knowledge that we exist in a world of other actual
things. This Whiteheadian view agrees, therefore, with McGinn’s view that
“physical facts [rather than “mental items” in the sense of abstract
objects] are the basic kind of intentional object” (PC, 48n),
except that what McGinn refers to as “mental states” would be included
among the “physical facts,” that is, among the actual entities that can be
the objects of physical prehensions. For example, in “remembering” what I
meant to say when I started this sentence a few seconds ago, my present
occasion of experience is prehending some earlier occasions of experience.
This perception of those prior “mental facts” is an example of a physical
prehension, because the data are prior actualities, not mere
possibilities. In any case, the basic point is that mental experience,
which in its most sophisticated forms may seem to be completely
detached from the actual world, always in fact arises out of physical
experience,[*] with the body being the most powerful source of
physical experience.
[*] This point is the basis for calling panexperientialism of this
sort a species of “physicalism,” which I do in chapter 10.
In the
third phase of experience, there is an integration of prehensions from the
first two phases, resulting in propositional feelings, which are
prehensions whose objects are propositions. A proposition is a union of
an actuality (from a physical feeling) and a possibility (from a
conceptual feeling). An example is “this stone is grey.” Of course, the
conscious judgment that “this stone is grey” would belong to the fourth
phase, in which intellectual feelings arise. But the proposition
involving the stone could constitute part of the content of such a
feeling. Other examples would be “my body is tired” and “my back is
painful,” both of which happen at the moment to be true. More important
in a sense are untrue propositions, such as one in which I imagine my back
as not painful. Such a counterfactual proposition, which may lead me to
take remedial action, best illustrates the basic role of propositions in
experience, which is to serve as lures for feeling. (To serve as objects
of “judgment” is simply a highly intellectualized version of this role.)
This description of their role depends on the previous point that
mentality is basically appetition: A proposition serves to lure its
experiencer either toward or away from the conjoining of some particular
possibility with some particular fact(s). Propositional feelings, then,
are feelings in which such propositions are entertained.
This
description of propositions as basically “lures for feeling,” rather than
as essentially objects of intellectual judgment, allows their functioning
to be generalizable to nonhuman occasions of experience, by virtue of
minimizing the sophistication of the mentality needed to entertain them.
Even with this definition, however, propositional feelings in their
full-fledged form could not be generalizable to the lowest types of
occasions of experience. In a propositional feeling, the possibility,
such as redness, is lifted up as such, that is, as a possibility, in
abstraction from its presence in the immediate feeling. That operation
takes considerable sophistication. Whitehead, accordingly, distinguishes
propositional feelings in this full-fledged sense from “physical
purposes,” in which this abstraction from the present feeling is only
latent.[*] In a physical purpose, the possibility embodied in
the physical feeling is felt with blind appetition, either positive or
negative. Even in human experience, most of the feelings in the third
phase would seem to be mere physical purposes rather than full-fledged
propositional feelings. In any case, “propositional feelings” should here
be understood to include “physical purposes.”
[*] Another difference between a
“physical purpose” and a “propositional feeling” is that, in the latter,
the actual entity that was physically felt in the first phase is reduced
to a bare “it” in becoming the logical subject of the proposition (PR,
261). This twofold difference between physical purposes and propositional
feelings is especially important in indicating (as I do below) how
organisms as simple as neurons, which presumably cannot entertain
propositions, can nevertheless experience an incipient
intentionality, in the sense of aboutness.
In the
fourth phase, if it occurs, there is an integration of a propositional
feeling (from the third phase) with primitive physical feelings (from the
first phase). The result is an intellectual feeling. A
peculiarity of intellectual feelings is that their subjective forms
involve consciousness. One species of intellectual feelings, in fact, is
that of “conscious perceptions” (PR, 266f.) . But intellectual
feelings also include judgments, which would cover most of what is usually
meant by “thought,” including that kind of thought that we are inclined to
call knowing or cognition.
Whitehead’s
point is that consciousness, as a subjective form of a feeling, can occur
only in a feeling that has an adequate datum or content (PR, 241f.)
His notion that this datum must involve a synthesis of a proposition and
a fact connects his position with the widespread agreement that
consciousness is always associated with negation. Whereas
experience always involves some minimal awareness of what is, we
should not speak of consciousness unless there is also awareness of
what is not: “Consciousness is the feeling of negation: in the
perception of ‘the stone as grey,’ such feeling is in barest germ; in the
perception of ‘the stone as not grey,’ such feeling is in full
development. Thus the negative perception is the triumph of
consciousness” (PR, 161). More precisely, consciousness involves
the contrast between what is and what might be, between fact and
theory. It involves awareness both of something definite and of
potentialities “which illustrate either what it is and might not
be, or what it is not and might be. In other words, there is no
consciousness without reference to definiteness, affirmation, and
negation. . . . Consciousness is how we feel the affirmation-negation
contrast” (PR, 243). This is the kind of datum that consciousness
presupposes, without which it cannot be provoked into existence.
This
account of the phases of a moment of experience, culminating in the
conscious entertainment of an intellectual feeling, constitutes an
explanation of the rise of what has come to be called conscious
intentionality, in the sense of “aboutness.” Whitehead’s account,
describing consciousness as the way in which an intellectual feeling (the
contrast of a proposition and an alternative possibility) is entertained,
agrees with the widespread doctrine that consciousness is always
consciousness of something. One virtue of the account by Whitehead
is that, rather than implying that conscious intentionality somehow
emerged in full-blown form out of wholly nonintentional objects (such as
neurons as conventionally understood), he portrays it as emerging out of
experience that involves intentionality but not consciousness. That is,
in the third phase of a moment of experience, there are numerous
propositional feelings, only a few of which, if any, will become
full-fledged intellectual feelings and thereby be entertained consciously.
To be sure, this point by itself would not be relevant to the mind-brain
relation if neurons are too simple even to entertain propositional
feelings. However, propositional feelings, as I have indicated, can be
regarded as simply more sophisticated versions of “physical purposes,”
which neurons (by hypothesis) do have. So, neurons, while
(presumably) being devoid of conscious intentionality, are not devoid of
intentionality, or at least an incipient intentionality, altogether. This
is one way of explaining how this kind of panexperientialism, in
portraying minds and neurons as different only in degree, avoids
(ontological) dualism while affirming interactionism.
This summarizes
Whitehead’s technical account of his view that thought, consciousness, and
cognition are “unessential elements in experience.” Far from being
foundational, they are not even necessary. When they do occur, they are
surface elements, being derivative from the basic operations of an
occasion of experience. In most occasions of experience, the fourth phase
does not occur, or is latent at best. Without the integration of
integrations that can occur only in that phase—that is, without
intellectual prehensions—consciousness, which is the subjective form of an
intellectual prehension, cannot arise. It is provoked into existence only
by the right kind of experiential content. In a sense, then, Whitehead
would agree with Dennett’s functionalist claim that content is “more
fundamental than consciousness” (CE, 455). However, Dennett here
seems by “consciousness” to mean any subjective experience whatsoever, not
simply consciousness as a very high-level form of experience. Whitehead
would, as I indicated earlier, support McGinn’s antifunctionalist point
that subjective experience and content are inseparable.
In any
case, one of the implications of Whitehead’s view of consciousness as a
“function” is that consciousness is not a preexistent stuff lying in
waiting, as it were, to be filled by this content or that. That
assumption, which Whitehead rejects, has led to the related assumption
that those elements that are most clearly lit up by consciousness must be
the elements that actually arise first in experience. The opposite
is, Whitehead insists, more nearly the case. That is, because
“consciousness only arises in a late derivative phase of complex
integrations,” it tends to illuminate the data of that late phase, not the
data that were in the first phase, except for those relatively few
elements that are carried into the late phase (PR, 162). From this
point follows Whitehead’s criticism of what he considers the basic error
of modern epistemologies:
Thus those
elements in our experience which stand out clearly and distinctly in our
consciousness are not its basic facts; they are the derivative
modifications which arise in the process. . . . [T]he order of dawning,
clearly and distinctly, in consciousness is not the order of metaphysical
priority. (PR, 162)
It should
be recalled that we are exploring Whitehead’s claim that the ordinary
(especially in modern times) notions of “mind” and “matter” as stark
opposites arise from mistaking the abstract for the concrete I have just
reviewed much of his explanation as to why the common understanding of the
“mind” as consisting essentially of “consciousness” and “thinking”
involves such a mistake. I will now, building on this account of
consciousness, do the same for the notion that perception is essentially
sense perception. That will provide the basis, in turn, for
explaining his related idea that the ordinary notion of matter is derived
from a process of constructive abstraction rather than from any truly
primary elements in our experience.
Notes
1. For a
biologist’s nontechnical, readable account of the
Whiteheadian-Hartshornean worldview oriented around the notion of
feelings, see Charles Birch, Feelings (Sydney: University of New
South Wales Press, 1995).
Posted
August 31, 2007
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Abbreviations of Works Cited
·
AI Alfred
North Whitehead, Adventures of Ideas
·
SMW Alfred
North Whitehead, Science and the Modern World
·
MBS John
R. Searle, Minds, Brains and Science: The 1984 Reith Lectures
·
MR Galen
Strawson, Mental Reality
·
MT Alfred
North Whitehead, Modes of Thought
·
PCH Lewis
Edwin Hahn, ed., The Philosophy of Charles Hartshorne: Library of
Living Philosophers XX
·
PR Alfred
North Whitehead, Process and Reality: An Essay in Cosmology
·
VN Thomas
Nagel, The View from Nowhere
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